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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Motivate Environmentally Sustainable Thermostat-Use through Goal-Setting, Just-In-Time Recommendations, and Behavior Reflection</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Christian Koehler</string-name>
          <email>christian@m-iti.org</email>
          <email>ian@uma.pt</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jennifer Mankoff</string-name>
          <email>jmankoff@cs.cmu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anind K. Dey</string-name>
          <email>anind@cs.cmu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ian Oakley</string-name>
          <email>ian@uma.pt</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Eco-feedback, Sustainability, Environmental HCI</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>HCI Institute, Carnegie Mellon University</institution>
          ,
          <addr-line>Pittsburgh, PA 15213</addr-line>
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>M-ITI, University of Madeira</institution>
          ,
          <addr-line>Campus da Penteada, 9020-105, Funchal, Madeira</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2010</year>
      </pub-date>
      <fpage>7</fpage>
      <lpage>10</lpage>
      <abstract>
        <p>Rising power demands resulting from technological advancements is an increasingly important global issue. One way to tackle this problem is to motivate individual behavior change, for which the ubiquity of mobile phones o er an ideal platform to in uence consumption behavior of users. In this paper we explore the possibilities for using timely recommendations, goal-setting, immediate feedback, and visualization of past consumption behavior in order to motivate people to reduce power consumption resulting from heating/cooling devices. We describe a mobile application which gives the user direct access to the thermostat and provides feedback everyday on how sustainable the user was on the previous day. In addition to this feedback, it gives recommendations to improve the behavior and also o ers a behavior overview. The contributions of this paper include a working system for remote control over the thermostat and a goal-setting, recommendation, and feedback application designed to in uence a user's behavior.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Categories and Subject Descriptors</title>
      <p>H5.m. [Information interfaces and presentation]: e.g.,
HCI</p>
    </sec>
    <sec id="sec-2">
      <title>INTRODUCTION</title>
      <p>
        Technological advancements over the past few decades
have allowed us to live more comfortable lives at the cost
of consuming increased amounts of energy. Devices like
refrigerators, air conditioning units, or home entertainment
systems provide quality of life improvements at the cost of
placing strain on limited global resources. As recognition
and awareness of this trend have grown, there have been
increasing calls for citizens to use resources responsibly.
Investigations into how energy is consumed in homes provide
valuable suggestions for how this goal can be achieved and
indicate that temperature regulation systems (such as
furnaces and air conditioners) are a key target. They are
reported to be responsible for nearly 25% of the consumption
in an average American household [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>
        Despite the high-energy consumption (and costs) incurred
by these systems, studies indicate that there are problems
with devices intended to increase their e ciency. For
instance, programmable thermostats are capable of decreasing
the energy use of a temperature regulation system by
relaxing the maintained temperatures during particular time
periods, such as when homes are empty during the
workday. However, 14% of users are reported to not own such a
system and, of those that do possess one, over 40% do not
use it [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Widespread misconceptions also exist regarding
suitable home temperatures. For instance, a 2007 interview
study [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] reported that 41% of interviewees believed that
room temperatures should be lower in summer than in
winter. The authors concluded this results in overly cool rooms
in summer wasting a lot of power.
      </p>
      <p>
        These ndings also suggest that, generally, people have
poor awareness of how their consumption choices and
behavior a ects the environment. Sensing technologies capable
of capturing a user's activity can be combined with digital
displays of consumption (e.g., websites, ambient displays,
mobile devices) to address this issue and raise awareness of
the impact of particular choices. Such systems and devices,
which are intended to inform users about the current state
of their consumption and their impact on the environment,
are known as "eco-feedback technology" [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Eco-feedback
technology can be used to motivate users to change their
long-term behavior.
      </p>
      <p>
        Research in psychology can inform the development of
systems that change a user's behavior. In a recent survey paper,
He et al. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] discussed a wide range of psychological
literature and developed a "motivational framework based on
the Transtheoretical (or Stages of Behavior Change) Model".
One of their conclusions was that behavior change happens
in stages and that each stage should be supported by
qualitatively di erent kinds of feedback.
      </p>
      <p>
        An earlier review of environmental psychology papers
performed by Abrahamse et al. [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] evaluated the e ectiveness
of two intervention strategies - antecedent and consequence
strategies. They described antecedent intervention to "in
uence one or more determinants prior to the performance of
behavior" and considered four techniques: commitment, goal
setting, information, and modeling. One of the conclusions
they drew was that presenting the user with one of these
interventions alone is not su cient, but for example combining
them with other techniques such as feedback proved e
ective in in uencing behavior. Consequence strategies on the
other hand are based on the assumption that providing users
with positive or negative consequences will in uence
behavior. They analyzed how di erent forms of feedback (e.g.,
continuous, daily, weekly, monthly, or comparative) and the
presence of real world rewards in uence behavior.They
concluded that individual feedback combined with comparative
feedback provided also energy reduction in the long run.
Rewards on the other hand had only a short-term e ect
according to their analysis. This strongly suggests that
making users aware of their consumption behaviors is an e
ective method for encouraging their reduction. This is the
approach adopted in this work.
      </p>
      <p>We suggest that mobile devices are an ideal platform on
which to o er motivation to users and convey bene ts
incompatible with the functionality of stationary devices. For
example, we can use sensors provided by mobile phones (e.g.,
location sensor, accelerometer, etc.) to infer the user's
current activity and predict future ones. This functionality can
be used to provide just-in-time feedback about the outcome
of actions and provide live recommendations of alternatives.</p>
      <p>Integrating all this literature, this paper introduces a
mobile application designed to give users feedback about their
past behavior, provide timely recommendations to promote
behavior change related to temperature regulation power
consumption, and to support users in the achievement of
the long-term goal of consuming less power in temperature
regulation while they are not at home. The application we
developed allows users to remotely and conveniently control
the thermostat in their apartment using their phone. We
believe that the system can be deployed most e ectively in
the motivations stages of Preparation, Action, and
Maintenance identi ed in the Transtheoretical model described
above. The remainder of the paper provides a description
of the application and outlines the structure of a study that
we intend to run as the next stage of our work.</p>
    </sec>
    <sec id="sec-3">
      <title>2. SYSTEM DESCRIPTION</title>
      <p>
        We designed a system to help people reduce power
consumption resulting from domestic heating and cooling
devices. It informs the user about his behavior by giving an
overview over past consumption in the form of a graph.
Studies have shown [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] that providing the user with
tailored information about their consumption can result in
reduced energy consumption. Through timely
recommendations on how to save energy, the system aims to help the
user's decision-making process to behave more
environmentally sustainably. In order to further motivate the user, he is
given a savings goal and the application indicates how well
this goal was met the day before, the current week, or the
current month. We provide the user with the challenging
goal of reducing at-home temperature to 65°F, because
previous work has shown that more attainable goals, although
easier to achieve, have lower rates of success [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].The system
is designed to inform the user and motivate him to change
his long-term behavior. We intentionally combined
goalsetting with feedback techniques and tailored information
to increase the chances that people will reduce energy
consumption.
      </p>
      <p>Through a mobile phone application, the user is o ered
remote control over the thermostat. This allows error
recovery in case the user forgot to set the thermostat before
leaving the house. In addition to supporting manual and
programmatic control of the at-home temperature, we also
o er automatic control over the thermostat, reducing energy
consumption when the user is not at home, and returning
the at-home temperature to a desired level when the system
predicts the user is returning home. In doing so, the system
aims to support the user in setting the right temperatures.</p>
      <p>The advantage the system o ers a user is not only
error recovery through remote control, but also feedback if
a behavior was environmentally positive or negative.
Additionally it provides positive reinforcement if the behavior
the day before was positive or timely suggestions on how to
improve the behavior in case it was not positive.</p>
      <p>
        To support the automated control of the thermostat, we
gather continuous location information using a mobile
application. Using the current location and past movement
data we are able to determine the time a user is predicted
to return home. We leverage a robust location prediction
algorithm developed by our research group, which aims to
predict future destinations based on prior and current
movement data ([
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]). Using this predicted return time, we can
automatically control the thermostat as described above. The
location information is not only used for predicting a user's
return time, but also to calculate how much power was
consumed by heating/cooling devices during the time the user
is not at home and while he is at home.
      </p>
      <p>In addition to location information we also collect inside,
outside, and the thermostat's temperature setting for the
user's apartment. This information is used to provide
feedback on the user's behavior and also to give
recommendations on how to improve an environmentally negative
behavior. To understand a user's reasoning for changing the
thermostat's set temperature, we also query the user
immediately after a manual change to a higher temperature has
occurred.</p>
      <p>
        The system was based on a commercial home automation
system from Insteon [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] and a custom mobile phone
application written on Google Android. Logically it consists of
three main parts: the home automation system, the mobile
phone, and a central server. The following two sections will
give a short description of the home automation system and
then describe the mobile phone application.
2.1
      </p>
    </sec>
    <sec id="sec-4">
      <title>Home Automation System</title>
      <p>Home automation - the use of small modules to extend
appliances with remote control and automation features - is a
commercially available technology. The Insteon system used
in this work allows the remote regulation of home
temperature and also provides support for the calculation of power
consumption. Calculating the power consumption of
heating or cooling devices (e.g., furnaces or air conditioner) is a
complex problem, because it not only depends on the length
of time a device is active, but also on a set of complex
variables including: the e ciency of the heating/cooling device,
the volume of the home space, the current inside and
outside temperature, the thickness and material of the walls,
the number of walls exposed to outside conditions, and the
number and kind of windows in the walls, to name a few
issues. Because measuring these data is challenging for
individual users the system presented in this paper used a
simpli ed set of calculations using an equation provided by
the U.S. Department of Energy:</p>
      <p>AHC(city) = Cadj ( hhddddcuitsy ) (1 + S (TwAvg</p>
      <sec id="sec-4-1">
        <title>Ttyp))</title>
        <sec id="sec-4-1-1">
          <title>Legend:</title>
        </sec>
        <sec id="sec-4-1-2">
          <title>AHC(city)</title>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>Cadj</title>
        <p>hddcity=us
S</p>
      </sec>
      <sec id="sec-4-3">
        <title>TwAvg Ttyp</title>
        <p>=
=
=
=
=
=</p>
        <p>Annual Heating Costs for city
Adjusted consumption
(gas furnace) in mBTU
Average number of Heating Degree Days
Savings per degree
of setback temperature in percent
Set temperature as weighted average
Typical indoor temperature
during heating season</p>
        <p>This equation assumes standard values for some of these
variables and uses di erences between inside and outside
temperature and the number of hours the user was at home
and away from home to calculate the power consumption.
We believe the results of this calculation to be su ciently
indicative of real consumption to serve as e ective feedback.
2.2</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Mobile Phone Application</title>
      <p>The mobile phone application was developed and deployed
on T-Mobile G1 phones running Google Android. It consists
of several components and is the core of the system described
in this paper. Its key function is to collect and transmit its
current location to a central server in real time and support
the motivational techniques described in the beginning of
this chapter. Using the transmitted location it enables us to
estimate whether or not a user is at home, or whether they
are likely to return home in the near future. Furthermore we
are able to calculate the power consumption while the user
is at home or out and about in the world. The application
provides an interface composed of three main components:
a temperature control screen which allows remote control
over the home automation system, a graph overview showing
past behavior, and a recommendation screen. Each of these
components is introduced in the following subsections.
2.3</p>
    </sec>
    <sec id="sec-6">
      <title>Temperature Control</title>
      <p>This interface component allows users to view and
control the current temperature in their homes. This feature
was intended to support error recovery (for instance, by
allowing correction after forgetting to adjust the temperature
settings prior to leaving home) but also to provide a sense
of security and control - to reassure users that they remain
in control of the system even though it incorporates signi
cant automated elements. Such privacy and lack of control
concerns are often raised with novel technology
incorporating automation or context sensing control and can result in
users developing negative opinions about the systems. By
providing a manual override, the system presented in this
paper hopes to avoid this problem. In addition to remote
control we also ask the user why he increased the
temperature in the apartment, because we also strive to understand
a user's reasoning it.</p>
      <p>
        The graph overview is one of the core feedback
mechanisms in the application. As illustrated in Figure 1, it
o ers users a consumption overview split into daily, weekly,
and monthly activity. Each sub-graph includes a goal line
highlighting the di erence between intended and achieved
levels of consumption. This is highlighted using a simple
red, yellow, and green color scheme. This visualization is
designed so that users can see at a glance their performance
over days, weeks and months. By including these longer
periods of time, the system aims to convey a sense of mounting
achievement and provide motivation to continue with and/or
improve sustainable behaviors. In order to further support
this and provide positive reinforcement, a small smiley face
is shown if users achieve green behavior for more than half
of the days in a particular week or month. As described in
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], individuals pro t from positive reinforcement of their
actions, which gives them a feeling of success and competence.
The graph system is designed to provide such feedback.
      </p>
      <p>The recommendations screen aims to provide
recommendations to users on how to achieve consumption goals through
behaving sustainably. Once again, to present a clear visual
representation we adopted a simple red, yellow and green
color scheme for this UI. The user is shown a green screen
when he behaves sustainably the previous day, by turning
down the temperature while away from home to at least 60°F
and turning down the temperature to 65°F while at home.
If the user sets a higher temperature while at home, he is
shown a yellow screen. If the temperature is consistently
high throughout the day, the system will show him a red
screen. For the yellow and red screen we give the user a
recommendation on how to achieve sustainable behavior, which
is in essence an explanation about why his behavior was not
sustainable. We also suggest wearing additional clothing to
compensate for cool temperatures at home.</p>
      <p>In addition to recommendations and behavior indications
we also inform users about the environmental impact of the
wasteful behavior of leaving temperature regulation systems
active in empty homes. This is done simply by calculating
and presenting the number of 60W light bulbs that could
have be powered by the wasted energy.</p>
      <p>
        The recommendations screen is the rst screen shown to
the user upon application startup. Every morning the phone
noti es the user about the previous days consumption data
by ashing the onboard LED and vibrating. The goal of this
feedback is to provide positive reinforcement for sustainable
behavior and to inform users about the impact of their
behavior on the environment. In this way, we hope to
provide an incentive for users to alter unsustainable behaviors.
Our application informs users about problematic behaviors,
highlights the impact of these behaviors, and gives speci c
recommendations on how to enact change. By showing this
information in the mornings, prior to regular departures to
work, we hope to be able in uence the user's behavior in
a timely and appropriate fashion. Studies have shown [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]
that frequently updated feedbacks with multiple feedback
options such as comparisons of several days or providing
additional information sources like recommendations are most
e ective.
      </p>
    </sec>
    <sec id="sec-7">
      <title>3. STUDY DESCRIPTION</title>
      <p>In order to test the system and evaluate whether or not
it can in uence a user's behavior and awareness of
environmental issues, a eld study of the system is planned. This
will take place in winter 2010/2011 and will use a group
of 20 recruited participants residing in a city which
experiences sub-zero temperatures and signi cant snowfall for
several months. The group will be split into 2 sub-groups,
with each group initially being in a manual condition where
the user has to change the temperature on his own volition
or an automatic condition where the system automatically
sets the away-from-home temperature The study will be
separated into two phases and each phase will go for 4 weeks,
with a study length of 8 weeks in total. After 4 weeks the
two sub-groups will switch conditions.</p>
      <p>Prior to the study, GPS location data will be captured
from each user and used to train the location prediction
model and to calculate baseline consumption data. In order
to measure environmental attitudes and temperature
comfort levels both before and after the study participants will
be required to ll out a survey every week. The survey is
split into two categories, a temperature survey that will be
distributed weekly and a survey to measure environmental
attitude, locus-of-control, and self-e cacy that will be
conducted at the beginning, middle, and end of the study. The
temperature comfort survey will give us data on how the
subjective comfort of the user changes through use of our
system. We believe that a successful application that aims
at changing a users environmental behavior also has to
consider a user's comfort level. A system that disregards an
individual's subjective comfort level could be unsuccessful
because the user rejects it. One goal of our system is to
change a user's environmental behavior, thus we need a way
to evaluate the impact our two versions of the system have on
the environmental awareness of the users. Because we also
give the user information about his environmental behavior
and recommend actions to change environmentally bad
behavior, we measure the locus-of-control and self-e cacy of
a user at the beginning, middle, and end of the study. This
information will tell us if there was a change, for
example, from external locus-of-control, the state where outside
sources in uence events happening in our life's, to
internal locus-of-control, the state where the user himself a ects
events. Measuring self-e cacy will tell us if our system had
a self-empowering e ect on users, where they increasingly
got con dent to in uence their environmental behavior.</p>
    </sec>
    <sec id="sec-8">
      <title>4. SUMMARY</title>
      <p>In this paper we rst gave an introduction into the
problem space of home power consumption and explained some
of the problems with the current use of thermostats.
Additionally we highlight how research results from psychology
can help to in uence a user's behavior and reduce power
consumption resulting from heating/cooling devices.</p>
      <p>We then described a working prototype of a mobile
application designed to in uence a user's sustainable practices.
Our prototype allows remote control and automated
control over the thermostat, gives the user a goal to achieve,
provides daily feedback on how well this goal was met,
recommendations to achieve the goal (or positive reinforcement
in case the goal met), and an overview over past
consumption behavior. Our immediate next work is to conduct a
study of this prototype with 20 people in the fall.</p>
    </sec>
  </body>
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</article>