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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>October</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Model Adaptation with Bayesian Hierarchical Modeling for Context-Aware Recommendation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Hideki Asoh</string-name>
          <email>h.asoh@aist.go.jp</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yoichi Motomura</string-name>
          <email>y.motomura@aist.go.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Chihiro Ono</string-name>
          <email>ono@kddilabs.jp</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>AIST, AIST Tokyo Waterfront</institution>
          ,
          <addr-line>2-3-26 Aomi, Koutouku, Tokyo 135-0064</addr-line>
          <country country="JP">Japan</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>AIST</institution>
          ,
          <addr-line>AIST Tsukuba Central 2, 1-1-1 Umezono, Tsukuba, Ibaraki 305-8568</addr-line>
          <country country="JP">Japan</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>KDDI R &amp; D Laboratories Inc.</institution>
          ,
          <addr-line>2-1-15 Ohara, Fujimino, Saitama 365-8502</addr-line>
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2011</year>
      </pub-date>
      <volume>23</volume>
      <issue>2011</issue>
      <abstract>
        <p>Model adaptation is a process of modifying a model trained with a large amount of training data from the source domain to adapt a specic similar target domain by using a small amount of adaptation data regarding the target domain. Bayesian hierarchical modeling is well known as a general tool for model adaptation and multi-task learning, and widely used in various areas such as marketing, ecology, medicine, education, and so on in order to model the heterogeneity in the phenomena. In this work, we propose to apply the Bayesian hierarchical modeling to the problem of preference modeling, where a model trained with a large amount of supposed context data is adapted to the real context by using additional small amount of real context data. The eectiveness of the proposed method is evaluated by experiments using context-aware food preference data.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Categories and Subject Descriptors</title>
      <p>H.4 [Information Systems Applications]: Miscellaneous</p>
    </sec>
    <sec id="sec-2">
      <title>General Terms</title>
    </sec>
    <sec id="sec-3">
      <title>INTRODUCTION</title>
      <p>
        Modeling users’ preferences is an important element of
recommender systems. We have constructed several
contextaware attribute-based recommender systems. The systems
use Bayesian networks for modeling users’ preferences [
        <xref ref-type="bibr" rid="ref16 ref2">2,
16</xref>
        ]. In the course of the construction, collecting large amount
of data about users’ preference through inquiries is
necessary. In particular, to make the model context-aware, users’
preference data should be collected under various contexts.
However, putting subjects of inquiries into various contexts
and collecting answers from them is often dicult and costs
much. Hence, collecting answers in supposed contexts, i.e.
contexts where the subjects pretend or image that they are
in the specic contexts, is often conducted. Although there
may be dierences between the preferences in the real
contexts and the supposed contexts, the dierences are not
taken seriously.
      </p>
      <p>
        In our previous works, we collected users’ preferences of
various dishes in both real and supposed contexts and showed
that the dierence is statistically signicant and not
negligible [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. We also analyzed the statistical nature of the
differences and demonstrated that the structure of preferences
in supposed contexts is simpler than that of the preferences
in real contexts [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. These studies suggested that it is
dangerous to construct preference models using data collected
only in supposed contexts.
      </p>
      <p>In this work, we pursue the possibility to construct
better preference models by combining data in the supposed
contexts and the real contexts. Although there are
dierences between the preferences in the real contexts and in the
supposed contexts, they are similar in some extent, and the
cost to collect data in the supposed contexts is much cheaper
than in the real contexts. Hence, if we can modify a model
constructed by a large amount of supposed context data to
adapt to the real contexts by using small amount of real
context data, it helps much to realize better context-aware
recommender systems with smaller cost.</p>
      <p>
        This kind problems are known as "model adaptation",
"learning to learn", "transfer learning", or "multi-task
learning" in the area of the statistical machine learning, and
studied actively in recent years [
        <xref ref-type="bibr" rid="ref13 ref15 ref20 ref6">6, 13, 15, 20</xref>
        ]. In the area, the
methods to have good learning results (statistical models of
data) by combining data in dierent but similar domains.
Typical examples are acoustic model adaptation and
language model adaptation in speech recognition systems [
        <xref ref-type="bibr" rid="ref11 ref19 ref9">11,
9, 19</xref>
        ]. The collaborative ltering can also be considered as
a case of multi-task learning [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ].
      </p>
      <p>
        There has been proposed several methods for model
adaptation. In this work, we will exploit the methods using
Bayesian hierarchical modeling [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ] because the simple and
natural nature of the method. We will construct a
hierarchical model for preference model adaptation by combining
real and supposed context data, and evaluate the model
using the food preference data.
      </p>
      <p>The rest of the paper is organized as follows. Section
2 briey introduces the Bayesian hierarchical modeling and
formulates our model for model adaptation in context-aware
preference modeling. Section 3 describes experiments using
food preference data, and Section 4 is for conclusion and
future work.</p>
    </sec>
    <sec id="sec-4">
      <title>2. BAYESIAN HIERARCHICAL MODELING</title>
      <p>
        Bayesian hierarchical modeling is an eective method for
simultaneous estimation of several parameters over similar
domains, and is used to capture heterogeneity of subjects in
areas such as marketing and ecology [
        <xref ref-type="bibr" rid="ref12 ref18 ref5">5, 12, 18</xref>
        ].
      </p>
      <p>
        We have already proposed to apply the following simple
linear Gaussian hierarchical model to the problem of
constructing context-aware preference model which can model
and predict ratings rucs by users u for items c in contexts s
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>Here, normal( ; 1= ) means Gaussian distribution with mean
and variance 1= , and gamma means Gamma distribution.</p>
      <p>In this paper, we will extend the above model for model
adaptation by combining real and supposed context data as
follows:
rucs
ucs</p>
      <p>0
au
bc
cs
a
b
c</p>
      <p>normal( ucs; 1= );
=</p>
      <p>0 + au + bc + cs;
gamma( ; );
normal( ; 2);
normal(0; 1= a);
normal(0; 1= b);
normal(0; 1= c);
gamma( ; );
gamma( ; );
gamma( ; ):
ru(rc)s
ru(sc)s
(r)
ucs
(s)
ucs
(r)
0
(s)
0
a(ur)
b(r)
c
c(r)
s
a(us)
b(s)
c
c(s)
s
a
b
c
=
=
normal( (urc)s; 1= );
normal( (usc)s; 1= );
(r) + a(ur) + b(cr) + c(sr);
0
(s) + a(us) + b(cs) + c(ss);
0
gamma( ; );
normal( ; 2);
normal( ; 2);
normal(0; 1= a);
normal(0; 1= b);
normal(0; 1= c);
normal(0; 1= a);
normal(0; 1= b);
normal(0; 1= c);
gamma( ; );
gamma( ; ):
gamma( ; );
Here, ru(rc)s denotes a rating in a real context, and ru(sc)s
denotes corresponding rating in a supposed context. This
model is composed of two hierarchical context-aware
preference models, the generative model of the real context data
and the supposed context data. They are connected through
common hyper-hyper parameters ; a; b; c. Through the
common hyper-hyper parameters, information in the ratings
in supposed contexts can aect to the posterior probability
distribution of predicted ratings in the real context model.</p>
    </sec>
    <sec id="sec-5">
      <title>3. EXPERIMENTS</title>
      <p>We applied the proposed model to our context-aware food
preference data and evaluated the accuracy of predicted
ratings in the real contexts for unknown cases.</p>
    </sec>
    <sec id="sec-6">
      <title>3.1 Data acquisition and preparation</title>
      <p>
        In our previous work [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], we designed an internet
questionnaire survey in order to collect corresponding data, that
is, we asked subjects the same question about food
preference both in real and supposed contexts and collect pairs of
answers. The target contents were typical dishes served in
food courts.
      </p>
      <p>The survey was composed of two questionnaire surveys.
The rst questionnaire survey was conducted from 16th to
17th in December 2008. The number of subjects was 746,
each subject evaluated 5 kinds of a la carte dishes randomly
selected from 20 kinds of dishes such as "chicken steak",
"beef steak", "beef curry", "pasta with cod roe", "Japanese
noodle", etc. using 5-grade rating scale from "I do not want
to order the dish at all" to "I want to order the dish very
much". At the same time the subjects answered the current
degree of hunger in 3 levels (hungry, normal, full).</p>
      <p>After that, the subjects are asked to imagine that they
are in the dierent degree of hunger from the current, and
answered the preference for the same 5 dishes. In total,
preferences for 5 dishes in three dierent contexts (degree of
hunger) are collected. Among the three contexts, one is real
and two are supposed.</p>
      <p>The second survey was conducted in other days from 22nd
to 24th in December 2008. The all subjects who answered in
the rst survey were imposed the same questions as the rst
survey and we extracted subjects who answered dierent
degree of hunger from the rst survey. After ltering out
unreliable subjects, the number of extracted subjects was
212.</p>
      <p>By combining the result of two surveys, we got
corresponding preference for 5 dishes in 2 dierent degree of
hunger per a subject. Hence the number of total ratings
was 2,120. Figure 1 shows the whole data set. Figure 2
shows examples of answerers in two surveys, and examples
of combined corresponding data.</p>
      <p>We divided the dataset into training data and test data.
First, we randomly left one real context rating out of the 10
ratings of each subject for evaluation. The rest of the 9
ratAnswer in Real Contexts</p>
      <p>No Data Available
Corresponding</p>
      <p>Real Context Data
(S=sk, U=uk, C=ck, V=vRk)
2,120 records</p>
      <p>Answers in Supposed Contexts</p>
      <p>Independent
Supposed Context Data
(S=si, U=ui, C=ci, V=vSi)
2,120 records</p>
      <p>Corresponding
Supposed Context Data
(S=sk, U=uk, C=ck, V=vSk)</p>
      <p>2,120 records</p>
      <p>Combined Corresponding
Real and Supposed Context Data
(S=sk, U=uk, C=ck, V=vRk, V=vSk)</p>
      <p>2,120 records
ings per a subject in real contexts are used as training data.
In order to evaluate the eect of the number of real context
training data for constructing preference model, we change
the number of real context ratings per a subject which are
used for model construction from 0 (supposed only) to 9.
For the supposed context data, all 10 ratings per a subject
are used for model construction.</p>
      <p>We repeated the experiment 10 times with dierent
division of the real context data and evaluated the accuracy of
the predicted ratings for the left out test data in real
contexts. We evaluated average and standard deviation of the
mean squared error (MSE) of the predictions. We also
evaluate the prediction accuracy of the model constructed with
only real context data.</p>
      <p>
        Experiments were conducted with the open source
statistical computing software R and software for Bayesian Monte
Carlo simulation WinBUGS [
        <xref ref-type="bibr" rid="ref14 ref22">14, 22</xref>
        ]. For connecting R to
WinBUGS, we used R package R2WinBUGS. We set =
2:0; = 10; = 2:0; = 1:0, however, the results are robust
with respect to the values of these parameters.
      </p>
    </sec>
    <sec id="sec-7">
      <title>3.2 Result and discussion</title>
      <p>Table 1 shows the average and standard deviation of MSE
for various values of the number of real context data L =
0; :::; 9. Standard deviations are depicted in brackets. We
also visualize the average of the MSE values in Figure 2.</p>
      <p>This results demonstrate that as the number of real
context data L increases, the MSE of the predicted rating in
real context decreases monotonically. Hence, model
adaptation by combining a small amount of real context data with
a large amount of supposed context data is veried to be
eective.</p>
      <p>In particular, the performance for L = 1, that is,
constructing model with 10 supposed context data + 1 real
context data, is much better than the performance for L = 0,
that is, constructing model only with supposed context data.
This demonstrates the facts that
2
1.9
1.8
1.7
ES1.6
M
1.5
1.4
1.3
1.2</p>
      <p>Supposed Context Data +
Real Context Data</p>
      <p>Real Context Data Only
Constructing preference model with only supposed
context data is dangerous,
Very small amount of real context data can improve
the model.</p>
      <p>However, the results showed that the models constructed
with only small number of real context data perform rather
well also. Even using only 2 real context data per a subject,
the performance of the model is almost equal to the
performance of the model constructed by combining supposed
and real context data. This is because Bayesian
hierarchical models is able to make robust prediction even though
the number of training data is very small. This means that
using the supposed context data is eective only for L = 1
(cold start) case.</p>
    </sec>
    <sec id="sec-8">
      <title>4. CONCLUSION AND FUTURE WORK</title>
      <p>
        In this paper, we propose to apply Bayesian
hierarchical modeling to preference model adaptation by combining
real and supposed context data. The results of the
experiments with food preference data demonstrate that the model
adaptation is eective in particular for the cases where very
small amount of real context data is available. This means
that the model adaptation provides a solution for the cold
start problem in context-aware recommender systems. Note
that Umyarov and Tuzhillin observed a very similar
phenomena in dierent context. They showed a small amount
of aggregated external rating data can signicantly improve
the performance of a Bayesian hierarchical preference model
[
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
      </p>
      <p>There are several future works. The rst one is more
intensive evaluation. In this paper we evaluated the method
with small scale dataset. As the number of users, items and
contexts increases, the more training data is necessary for
constructing good preference models. Hence the importance
of the model adaptation is expected to increase.
Evaluating with data in domains other than food preference is also
important.</p>
      <p>
        The second one is to apply the method to dierent base
models. The model adaptation technique with Bayesian
hierarchical modeling is independent from the generative
model of ratings. In this work, we used the simple linear
Gaussian model of rating generation. More elaborated
generative models of ratings such as probabilistic tensor
factorization model [
        <xref ref-type="bibr" rid="ref10 ref23">10, 23</xref>
        ] can be used instead. Using generative
models for ordered ratings may be eective also.
      </p>
      <p>The third one is to investigate other model adaptation
techniques. The proposed model adaptation technique is
bi-directional. This means that the combined model is
symmetric for source and target domains. Investigating more
directional model adaptation techniques is an interesting
future work.</p>
      <p>Acknowledgments.</p>
      <p>We thank Dr. Yasuyuki Nakajima, President and CEO of
KDDI R&amp;D Laboratories Inc., for his continuous support
of this study. This work was supported in part by JSPS
KAKANHI 20650030.</p>
    </sec>
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