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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Extending the Digital Archives of Italian Psychology With Semantic Data</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Claudio Cortese</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Glauco Mantegari</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Lombard Interuniversity Consortium for Automatic Computation (CILEA) Segrate</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2011</year>
      </pub-date>
      <fpage>60</fpage>
      <lpage>71</lpage>
      <abstract>
        <p>ASPI is a project that aims at creating a digital library of historical documents of Italian Psychology and extending it with semantic data. The extension makes it possible to retrieve archival documents not only on the basis of archival metadata, but also according to the connections the documents have with specific activities of researchers, groups and institutions, as well as with more general events in the history of Italian Psychology. The paper provides an overview of ASPI and discusses the approach and workflow we adopted in its development. In particular, ontology modeling according to CIDOC CRM, ontology population and the prototyping of a semantic search and browsing portal based on the ClioPatria platform are introduced.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Today, cultural heritage represents one of the most promising and challenging
areas for the application of the Semantic Web and Linked Data principles and
technologies [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In particular, digital repositories of historical archives are
increasingly paying attention to and taking advantage of the new technologies,
especially for what concerns the creation of highly interoperable datasets and
the improvement of search functionalities beyond traditional keyword-based
approaches.[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>
        Our working group has a consolidated experience in the field of digital
technologies applied to cultural heritage, and notably in the areas of digital
preservation and web-based systems1. In 2007, as a part of the ”Open Library of Milan”
(BAMI) project, we started investigating Semantic Web technologies through
creating one of the first semantic digital libraries in Italy [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The main objective
of BAMI was to offer online access to digitized documents of different libraries
and archives held by prominent cultural institutions in Milan. In particular, we
focused on a subset of the heritage, which is made up of musical documents of
1 Since 2004 we have been involved in several projects, and we have been developing
the CodeX[ml] system (http://codex2.cilea.it) for the management, preservation,
fruition and dissemination of library and archival (meta)data. Today, the system
is used by 17 prestigious Italian institutions, which include the Ambrosian Library
(Milan), the Conservatorio ”Giuseppe Verdi” (Milan), and the State Archives of
Milan and Venice.
the 19th century. The semantic dataset we created is based mainly on FRBR2,
the Music Ontology3, and FOAF4. Access to the semantic repository is possible
by means of a web portal5 that makes use of Longwell6, a faceted browser for
RDF datasets developed by MIT. Longwell has been extended in order to offer
different search and browsing functionalities, according to different user needs
and experiences. In particular, facet-based querying has been integrated with
relation browsing, with visual exploration of the RDF graph, and with temporal
navigation through an interactive timeline.
      </p>
      <p>Despite the efforts we put in the deployment of a user-friendly system, users
(who include archivists, music professionals and more general communities of
people interested in the history of music) did not always give positive feedback,
especially for what concerns browsing the dataset. For example, in FRBR the
concept of “book” is split into four different classes (Work, Expression,
Manifestation and Item) whose meaning was difficult to understand by non-specialized
users when navigating in the repository. In addition, some users felt slightly
uncomfortable with the faceted-browsing approach and the way search results
are presented. Nevertheless, BAMI has been altogether a successful project, not
only because it offered us the opportunity to test Semantic Web technologies in
a real application case, but also because it helped diffusing knowledge of these
technologies in the communities of Italian archivists and librarians. Hence, we
decided to further investigate the application of the Semantic Web to digital
libraries. This has been done with particular reference to the deployment of
intelligent retrieval and browsing services built on top of semantic data.</p>
      <p>The paper introduces a new project in this area and it is organized as follows:
Section 2 introduces the general characteristics of the project and motivates the
choice of using Semantic Web technologies. Section 3 describes the approach and
the workflow we adopted concerning ontology modeling, ontology population,
and the deployment of a semantic search and browsing prototype. Section 4
summarizes the results obtained so far and outlines possible directions for future
work.
2</p>
      <p>ASPI: The Digital Archives of Italian Psychology
In 2009, a three-year project concerning the creation of a digital repository of
archival documents produced by (or related to) the key figures in the history of
Italian Psychology was launched. The project is coordinated by the University
of Milano-Bicocca7 and it includes several academic partners8, each of which is
2
http://www.ifla.org/en/publications/functional-requirements-for-bibliographicrecords/
3 http://musicontology.com
4 http://www.foaf-project.org
5 http://bami.cilea.it
6 http://simile.mit.edu/wiki/Longwell/
7 “Archivi Storici della Psicologia Italiana” resesarch group (ASPI).
8 The University of Trieste, the University of Florence, the Catholic University of
Milan, the University of Palermo and the University of Turin.
working on the study and cataloguing of important archives that are related to
the history of Psychology. The technology partner of the project is the
Lombard Interuniversity Consortium for Automatic Processing (CILEA), which is in
charge of all the aspects concerning the development of the Digital Library.</p>
      <p>The first phase of the project was mostly devoted to the creation of the
Digital Library infrastructure, which integrates different applications offering the
most important functionalities required by a modern system: accurate
metadata creation and ingestion, search and browsing, interoperability and digital
preservation according to international standards and protocols.</p>
      <p>
        In particular, the CodeX[ml] system has been used to manage the digitized
documents and ensure long-term digital preservation of both the scans and the
associated metadata. CodeX[ml] is compliant with the recommendations of the
OAIS model [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], and it constantly checks the validity and integrity of data and
metadata during and after the ingestion phase9 in order to prevent bit decay.
CodeX[ml] is also able to provide metadata to harvesters according to the
OAIPMH standard10, therefore enabling full interoperability with other existing
repositories. Furthermore, thanks to the integration of the IIPImage server11,
high-resolution scans of the documents in the Tiled Pyramidal TIFF format can
be viewed with extreme efficiency.
      </p>
      <p>The AriannaWeb software12 is dedicated to the browser-based visual
navigation of a dynamically generated tree of XML-EAD13 metadata describing the
archival documents.</p>
      <p>Finally, a web portal14 developed with the Typo 3 Content Management
System15 allows the creation of both static and dynamic web pages. These pages
provide information about the archival inventories and the historical researches
carried out on them.</p>
      <p>The Digital Library satisfies the most part of the expectations expressed by
the project partners. However, it does not completely meet one of the
requirements of the project, i.e. the possibility of retrieving documents on the basis of
their relations to specific activities of researchers, groups and institutions, as well
as to more general events that are related to the history of Italian Psychology.
For example, a user may be interested in archival documents that have been
produced by scholars whose activity was influenced by a specific research topic,
such as “visual perception”. EAD metadata do not make it possible to answer
this kind of query. On the other hand, the unstructured information contained
in the pages of the web portal (which may contain relevant data) is not suitable
for automated processing. Therefore, we decided to extend the digital archives
with structured data that could be linked to the documents, and processed by
9 Controls on data are done through MD5 checking.
10 http://www.openarchives.org/pmh/
11 http://iipimage.sourceforge.net/
12 http://www.ariannaonline.it/web/15390/11/
13 http://www.loc.gov/ead/
14 http://www.archiviapsychologica.org/
15 http://typo3.org/
machines in an intelligent way, improving search and browsing functionalities.
The choice of an approach based on Semantic Web principles and technologies
appeared to be the most suitable solution for our needs.
3</p>
      <p>Approach and Workflow
Our approach to extending the system with semantic data was based on an
intense collaboration with the project partners. A preliminary activity concerned
training archivists and researchers in the history of Psychology about the basics
of the Semantic Web, and discussing the aspects involved in ontology modeling
with them. The result of this activity highlighted the need of a model where
the events that are associated with the authors of the documents (such as the
affiliation of an author to a particular research institution, or the different
interactions between two scholars who share some lines of research) play a central
role.</p>
      <p>
        Therefore, we focused our attention on event-centric models and, in
particular, on CIDOC CRM16, an upper-level domain ontology for cultural heritage
that is strongly based on an event-centric perspective [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. To our knowledge,
no other domain-specific models having the same characteristics and scope of
CIDOC CRM exist. CIDOC CRM was used both to link “contextual data”
with the documents, and to provide a semantic description of the archives, as
explained in Section 3.1.
      </p>
      <p>In order to allow the project partners to populate the ontology, we built a
relational database using PostgreSQL17. Data entry is possible through a
webbased interface that supports collaborative work between the different research
units. We excluded the possibility of using an ontology editor such as Prot´eg´e18
(which also has an extension for collaborative ontology editing19) mostly because
the archivists and researchers did not feel comfortable with the tool. However,
using a relational database was not a big issue, since the database schema has
been mapped on the ontology, and data extraction and transformation in CIDOC
CRM-compliant RDF have been done through the D2RQ20 mapping language.
The schema of the database and its mapping to RDF are introduced in Section
3.2.</p>
      <p>
        Semantic search and browsing have been implemented with ClioPatria21,
a SWI-Prolog-based platform for Semantic Web applications that is also
currently used as a research prototype by the Europeana project22. The choice of
ClioPatria was motivated by the need to provide efficient means of browsing the
semantic dataset, and by the lack of resources to develop our own solution. In
16 http://www.CIDOC CRM.org/
17 http://www.postgresql.org/
18 http://protege.stanford.edu/
19 http://protegewiki.stanford.edu/wiki/Collaborative Protege/
20 http://www4.wiwiss.fu-berlin.de/bizer/d2rq/
21 http://e-culture.multimedian.nl/software/ClioPatria.shtml
22 http://eculture.cs.vu.nl/europeana/session/search/
addition, using Prolog for Semantic Web applications offers several advantages,
as it is discussed in [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] and [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. ClioPatria provides different functionalities
(such as semantic search, and faceted browsing) that can be easily configured
and extended, thanks to the open-source license of the platform. Configuration
and customization of ClioPatria according to the requirements of our project are
outlined in Section 3.3.
3.1
      </p>
    </sec>
    <sec id="sec-2">
      <title>Ontology Modeling</title>
      <p>
        The ontology, which is based on version 5.0.2 of CIDOC CRM [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], was modeled
through the continuous interaction with domain experts.
      </p>
      <p>A fundamental part of the ontology concerns data that extend the digital
archives with “contextual” information. These data take into account the
following entities:
– Persons: birth, death, research activity, meeting with another person, writing
of a book, writing of a paper, creation of a research instrument, participation
in conferences, affiliation to a group, affiliation to an institution
– Groups: formation, dissolution, joining a group, disjoining a group, joining
an institution, disjoining an institution
– Institutions: formation, dissolution, joining an institution, disjoining an
institution, choice of a headquarter
– Gestalts: influence of a topic on one or more research activities</p>
      <p>Thanks to the nature of CIDOC CRM, the identification of events and
activities characterizing our domain was quite straightforward. Since we decided
not to extend the model, we made an extensive use of the “E55 Type” class and
the “P2 has type” property to identify different elements that are represented
by the same class. For example, the “E7 Activity” class can represent both the
participation in a conference and the research activity of a psychologist.
Therefore, instances of E7 are associated to types that make it possible to distinguish
the different activities and ease the retrieval of relevant data.</p>
      <p>
        The second part of the ontology concerns mapping of some metadata of the
archives to CIDOC CRM in order to link them to persons, groups, institutions,
and gestalts, and the related events. Our initial intention was to map the entire
EAD dataset to CIDOC CRM, following the proposals described in [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] and [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
We soon realized that the effort required to complete the mapping was beyond
the possibilities of the project, especially because of the consistent differences in
the structure of the two models, as it is discussed in a very recent work [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>The EAD elements we took into consideration concern basic metadata of
archives, archival partitions, series, and single documents, such as their
denomination and the date they were produced.
3.2</p>
    </sec>
    <sec id="sec-3">
      <title>Populating the Ontology</title>
      <p>In order to facilitate mapping and transformation of relational data in RDF, the
database schema has been designed taking into consideration the structure of
the ontology.</p>
      <p>The schema (Fig. 1) includes six principal entities: persons, groups,
institutions, archival documents, publications, research instruments.</p>
      <p>Basic biographical data is represented by a series of entities and relationships
that makes it possible to describe psychologists as well as other persons that fall
outside the research community but can be considered relevant for the project.
These include, for example, a psychologist’s relatives or friends who, according
to domain experts, may have played an important role in influencing research
activities.</p>
      <p>Persons are also connected to the books and papers they have written, and
the scientific instruments they have invented.</p>
      <p>The structure of the ontology greatly facilitated the development of the
database, especially for what concerns the parts of the schema corresponding
to events and activities such as conferences, meetings, or groups and institutions
dynamics.</p>
      <p>A part of the schema is dedicated to archival metadata and it has been
populated automatically from the XML-EAD files. Thanks to the database, the
documents can be annotated with the names of the persons, groups, and
institutions they are related to, as well as with the papers or books for which they
represent the draft version.</p>
      <p>The web-based interface of the database (Fig. 2) allows an easy and
collaborative data entry. Predefined values according to the E55 Type class instances
are available in the drop-down lists.</p>
      <p>
        Data extraction and transformation into CIDOC CRM-compliant RDF is
very easy and efficient, thanks to the D2RQ platform. The mapping language
provided by the platform has been privileged among other solutions [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] because it
allows defining the mappings in a very modular and compact way using the RDF
      </p>
      <p>Notation3 syntax23. In creating URIs, we tried to be as compliant as possible
with guidelines and recommendations suggested by W3C24. The only remarkable
limitation of D2RQ with reference to our project is the impossibility of creating
hierarchical URIs, which would have instead enhanced human readability and
understanding.</p>
      <p>The resulting RDF dataset is based on the OWL-DL 1.0 implementation of
CIDOC CRM that is known as “Erlangen CRM / OWL”25. As of June 2011,
our semantic repository is still small (about 45.000 triples) since it is based only
on initial data entered by a single project partner. Nevertheless, it is destined
to increase progressively along with data entry activities that will be carried out
by the other project partners in the next months.
23 http://www.w3.org/DesignIssues/Notation3.html
24 http://www.w3.org/TR/cooluris/
25 http://erlangen-crm.org/
3.3</p>
    </sec>
    <sec id="sec-4">
      <title>Enabling Semantic Search and Browsing</title>
      <p>Version 1.0 beta 2.5 of the ClioPatria platform26 was used for the creation of a
portal enabling semantic search and browsing on the RDF dataset. Thanks to
the administrator web frontend of Cliopatria, the basic aspects involved in RDF
management (such as RDF uploading, clearing single statements or the entire
repository, and querying) are greatly simplified, and triple storage is managed
efficiently. Moreover, the platform is able to provide additional functionalities,
such as the evaluation of RDF data quality or alignment checking.</p>
      <p>The settings concerning the behavior of the search engine can be configured
via the administrator frontend as well, making it possible to obtain in a very
short time a fully functional portal for semantic search and browsing of RDF
datasets.</p>
      <p>Our customization of the ClioPatria semantic portal concerned mostly the
layout elements. Beyond extending or overriding the standard CSS files, we made
minor changes in the Prolog code in order to modify the parameters that were
not directly configurable using the administrator frontend. These include, for
example, the removal of links to display options that were not considered relevant
for our portal, or the creation of a personalized layout for the home page (Fig.
3). Moreover, we made minimal interventions on JavaScript code in order to
manage a few unexpected behaviors of the interface components.</p>
      <p>Figure 4 shows the role the semantic portal plays in the overall architecture of
the system. Users can search for information either by means of the Typo 3 web
portal or by means of the ClioPatria engine. Once the desired document is found,
its high-resolution scan as well as its metadata can be visualized respectively in
the CodeX[ml] and the AriannaWeb systems.</p>
      <p>The web portal offers multilingual support with respect to the labels
associated to the classes and the properties of the ontology that are shown during
search and browsing. English and French versions of the labels were already
available, while for Italian we took care of the translation, following the official
guidelines provided by the CIDOC CRM working group27.</p>
      <p>Thanks to the semantic portal prototype, search and browsing through the
digital library has been considerably extended. For example, now users can search
for the name of a research group in the semantic portal and, among the results,
see a list of documents that are in some ways related to scholars who, in a certain
period of their activity, were affiliated to that group.</p>
      <p>If a user search for “visual perception” (see the example query introduced
in Section 2), the system displays also a list of the scholars whose activity was
influenced by that research topic. Selecting the name of a scholar, users can
obtain several data, including a list of the scholar’s documents that are present
in the archives. Each item of the list is a hyperlink that leads the user to get
more data about that item. Included in these data is a link to the web interface
where the image of the document (as well as the images of other documents
belonging to the same scholar) can be visualized in high resolution.
26 The platform we used is based on SWI-Prolog 5.9.3.
27 http://www.CIDOC CRM.org/translation guidelines.html
Extending archival datasets with semantic data represents an important
opportunity for the creation of a new generation of digital libraries with improved
search and browsing capabilities. Our project shows that encouraging results can
be obtained by taking advantage of ready-to-use solutions and applications, and
combining them with existing digital library systems. The preliminary feedback
we received from the project partners seems to confirm we met their general
expectation, i.e. extending the digital library’s search and browsing functionalities
with the definition of semantic relationships between the archival materials and
events in the history of Italian Psychology.</p>
      <p>However, the inherent characteristics of the ontology we used and the lack
of resources to develop a completely custom presentation layer may limit the
usability of the current system.</p>
      <p>The event-centric nature of CIDOC CRM, combined with the way the
standard ClioPatria interface shows search results, makes it sometimes difficult to
easily obtain the desired information. For example, the title of a document
created by a particular scholar can be retrieved only passing through a class that
represents the activity of writing of that document. Expert users (who represent
the main target of ASPI) may get easily familiar with the data structure, while
more general and non-expert users may feel disoriented. A more detailed user
study would help us identify the most critical aspects of the current system and
define new strategies for improving the usability of the portal.</p>
      <p>From a conceptual point of view we still think that CIDOC CRM represents
a suitable model for our domain. Therefore, we are evaluating the possibility
of creating a new version of the system based on a completely custom
presentation layer hindering the complexity of the ontology. Version 2 of Cliopatria28
might be a possible solution, since it provides great modularization and offers
several JavaScript libraries that can be used for the design of flexible web-based
interfaces.</p>
      <p>In general, we think that ASPI is a step forward for us if compared to BAMI,
especially because it offers improved searching and browsing capabilities that
allow exposing the dataset in all its richness while providing a simpler user
interface. However, a more detailed evaluation of the project outcomes and an
extensive comparison with BAMI will be possible only with a bigger dataset
integrating the cataloguing activities of the different research units.</p>
      <p>To our knowledge our semantic dataset is the only one available today for the
history of Psychology. For this reason, we are willing to define better modalities
for sharing our data. To this respect, the creation of a SPARQL endpoint and
the alignment of the dataset for Linked Data will be two major improvements
we plan for the future, if the project will obtain additional financial support.
28 http://cliopatria.swi-prolog.org/home/</p>
    </sec>
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