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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Integrated Geophysical Study of Archaeological Sites in the Aquileia Area</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Emanuele Forte</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michele Pipan</string-name>
          <email>pipan@units.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Monica Sugan</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Geosciences, University of Trieste</institution>
          ,
          <addr-line>via Weiss, 1, 34128 Trieste, Italy, WWW home page:</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Istituto Nazionale di Oceanografia e Geofisica Sperimentale, Borgo Grotta Gigante</institution>
          ,
          <addr-line>Trieste</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Integrated remote sensing and geophysical methods can provide detailed information about buried cultural heritage. We implemented an integrated survey protocol (IREGA, Integrated REmote-sensing and Geophysical prospecting for Archaeology) and tested the performance of the method in the area of the ancient Roman town of Aquileia, NE Italy, to define and characterize microareas of archaeological interest starting from macro-area observations. We used electromagnetic (GPR; ground-penetrating radar), magnetic and remote sensing (MIVIS; Multispectral Infrared and Visible Imaging Spectrometer) to image and characterize buried targets of potential archaeological interest in the depth range between 100 and 350 cm. We identified various geometrically coherent anomalies, possibly related to subsurface structures, through MIVIS data processing and found them in good agreement with the elements reported in the Aquileia archaeological map obtained from documentary evidence and excavations performed in the last century. Ultra High Resolution (UHR) MultiFold (MF) Ground-penetrating Radar (GPR) and magnetic surveys confirmed the MIVIS results and allowed imaging and mapping of buried structure related to different Roman remains (SE sector of the Circus, harbor and residential buildings foundations, roads).</p>
      </abstract>
      <kwd-group>
        <kwd>Geophysics</kwd>
        <kwd>Archaeology</kwd>
        <kwd>Ground-penetrating Radar</kwd>
        <kwd>Magnetometry</kwd>
        <kwd>Remote Sensing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The research of buried archaeological structures requires a detailed knowledge of the
shallow subsurface and a methodological approach designed to define areas of
maximum interest where surface data collection and successive excavation should be planned.
The definition of macro-areas can take advantage of remotely-sensed data or Digital
Elevation Model (DEM) characterized by metric spatial horizontal resolution and
millimetric spatial vertical resolution respectively
        <xref ref-type="bibr" rid="ref1 ref13 ref2 ref24 ref28 ref9">(e.g. Barnes, 2003; Flower J.F.M., 2002)</xref>
        ,
while detailed studies require the use of Ultra-High-Resolution (UHR) non-invasive
geophysical methods to define the geometry and depth of the identified targets
        <xref ref-type="bibr" rid="ref13 ref20 ref21 ref22 ref23">(e.g.
Pipan et al.,1999a; Lu¨ ck et al., 2003)</xref>
        . The Aquileia Archaeological Park (NE-Italy) is
an ideal site to test the integration of methods, due to the variety of targets and
subsurface conditions and to the large amount of documentary evidences and archaeological
excavations, that can be used in the calibration of results.
      </p>
      <p>
        Aquileia is a Roman archeological site covered by alluvial sediments and
characterized by a shallow water table
        <xref ref-type="bibr" rid="ref1">(Arnaud-Fassetta et al.,2003)</xref>
        . It was founded in the
second century B.C. and rapidly became one of the most important fluvial harbors of
the Roman Empire
        <xref ref-type="bibr" rid="ref29">(Tavano, 1986)</xref>
        . Since 1998 is in the UNESCO Register of World
Heritage.
      </p>
      <p>
        During the last ten years, we have been collecting a large amount of UHR
geophysical datasets to identify archaeological structures buried in the area. Several studies
        <xref ref-type="bibr" rid="ref1 ref10 ref11 ref14 ref15 ref16 ref17 ref18 ref19 ref20 ref21 ref22 ref23 ref24 ref25 ref26 ref27 ref28 ref28 ref5 ref6 ref6 ref7 ref8">(see
Del Ben et al., 1995; Finetti et al., 1995a/b; Forte et al., 2006; Pipan et al., 1996a/b/c/d,
1997a/b, 1999a/b/c/d, 2003, 2004, 2005, 2007; Prizzon, 2003)</xref>
        give evidence of the
extension and characteristics of the buried cultural heritage and provide detailed
information about subsurface conditions, which complement the results of archaeological
excavations and the available documents. In this study, we focus on the integration of
advanced methods (MIVIS, multi-fold GPR, magnetic gradiometry, electrical
resistivity tomography) to provide new information about the buried cultural heritage in the
Aquileia area, with specific reference to the areas of the Circus, the Forum, the river
harbor and the remains of a building in the outskirts of the imperial town (Fig.1).
      </p>
      <p>AQUILEIA</p>
    </sec>
    <sec id="sec-2">
      <title>Methods</title>
      <p>The proposed methodological integration (IREGA) for the non-invasive study of
archaeological sites is based on the analysis of the following data: MIVIS, magnetic and
GPR. At selected locations, Electrical Resistivity Tomography is also included, for an
integrated analysis of the electric properties of the buried materials. The MIVIS
system has 4 optical ports with 102 spectral bands - ranging from 0.431 to 12.7 m and a
spatial resolution about 3.0 m/pixel with a fly height of 1500 meters above sea level.Its
effectiveness in archaeological prospecting depends on the characteristics of both the
landscape and the buried structures. In fact, archaeological buried objects can
influence soil moisture and temperature, growth and health of the vegetation with anomalies
marked out by different brightness (related to reflectance and temperature pixel value)
and peculiar geometric shape.
50m</p>
      <p>0m
A</p>
      <p>5.4m
MAGNETIC
Anomaly [nT]</p>
      <p>10
B
0
-10
Fig. 2. Example of integrated geophysical surveys at site 6 (see Fig.1): A) GPR 200MHz stack
section with magnetic data superimposed (in yellow); B) interpreted magnetic map. w1, w2 and
w3: buried foundations remains; h1: contact between soil layers; dn : large dipolar magnetic
anomalies due to shallow metallic materials; w4, w5: anomalies related to archaeological targets.</p>
      <p>DISTANCE [m]
0.0
0.0m
A</p>
      <p>B</p>
      <p>
        The magnetic method measures variations of the Earth’s magnetic field. It is an
effective technique in archaeological prospecting to detect variations of magnetic
susceptibility due to the presence of buried objects. Single-sensor and multi-sensor
gradiometer measurements can be performed to detect magnetic anomalies due to buried
archaeological remains
        <xref ref-type="bibr" rid="ref3">(e.g., Becker and Fassbinder, 2001)</xref>
        .
      </p>
      <p>
        The term Ground-Penetrating Radar refers to a family of Ultra-Wide Band devices
that use electromagnetic (EM) waves in the frequency range between approximately 10
MHz and 6 GHz to image and characterize the subsurface
        <xref ref-type="bibr" rid="ref5">(see Daniels, 2004)</xref>
        .
Variations in EM properties of the subsurface materials affect wave propagation: they may
produce diffraction, reflection and refraction phenomena and modify velocity and
attenuation of EM waves. Penetration of such waves into the subsurface is influenced by
frequency and by the electrical properties of the materials: in particular, it is reduced
by increments of frequency and conductivity with a non-linear relation (from
approximately 1 m in wet clay up to tens and hundreds of meters in dry sand and ice). 200-500
MHz antennas normally provide a suitable trade-off between resolution and penetration
in the average soil conditions of archaeological sites in alluvial plains
        <xref ref-type="bibr" rid="ref20 ref21 ref22 ref23">(e.g. Pipan et
al.,1999)</xref>
        .
      </p>
      <p>MIVIS digital images were provided by Regione Friuli Venezia Giulia. We show
here the results obtained from the analysis of thermal Infrared bands (93 to 102), whose
temperature pixel values in oC were calculated with linear interpolation between
referenced values of two black bodies. Ground pixel size corresponds to 3.0 meters.MIVIS
data processing encompassed radiometric correction by means of principal component
(PC) method, bad bands removal and geometric correction. Magnetic surveys were
performed with a cesium magnetic gradiometer (SMARTMAG model SM-4), with a
sensitivity of 0.01 nT and an operating range from 15000 to 100000 nT. Measurements
were performed with two sensor located at 30 and 130 cm above ground level on NS</p>
      <p>Magnetic
anomaly [nT]</p>
      <p>100 m
+</p>
      <p>B
oriented grids.. A low-pass filtering 3x3 matrix was applied to remove incoherent noise
and enhance magnetic anomalies.</p>
      <p>
        Magnetic and GPR data were both acquired on grids with 2 cm - 25 cm inline
crossline sampling interval. A Mala˚Geoscience GPR system equipped with 250 MHz
central-frequency antennas was used to acquire single- and multi-fold (average 1200%
fold) data. Minimum and maximum offset were set according to preliminary tests and
range between 40 and 240 cm. The basic GPR processing sequence included Wavelet
Transform based de-wow, background removal, amplitude analysis and corrections,
spectral analysis, time-varying band pass filter and predictive deconvolution with
operator length = 30 ns and prediction distance = 4 ns. The instantaneous attributes
(amplitude, phase and frequency) of the radar trace were calculated by Wavelet Transform
techniques
        <xref ref-type="bibr" rid="ref11 ref24">(Guangyou and Pipan, 2003)</xref>
        , which proved less sensitive to noise and
allowed a detailed reconstruction of the archaeological features. Electrical Resistivity
Tomography (ERT) was performed at selected sites with a multi-electrode (16)
system, Wenner-Schlumberger array, maximum 48 m AB-offset. The data were inverted
by using the Loke algorithm
        <xref ref-type="bibr" rid="ref12 ref14 ref17">(Loke and Barker, 1996)</xref>
        .
      </p>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>Examples of complementary (GPR and magnetic) and individual (GPR) results are
given in Figs.2,3,7. Figs.4,5,6 show the outcome of the integration of different
techniques: MIVIS, magnetic, GPR, ERT.</p>
      <p>GPR and magnetic data frequently provide mutually consistent results, but in some
cases they give complementary information. Fig.2 shows a comparison between GPR
and magnetic data from site 6 (see Fig.1): the yellow line superimposed on GPR data in
Fig.2A is the variation of the magnetic field measured along the GPR profile. W1,2,3
are the locations of buried wall/foundation remains that can be interpreted on the GPR
data but do not show a clear signature on the magnetic record (W3). W4,5 in Fig.2B
are small variations (in the range of 10nT from average magnetic field) that exhibit
geometric coherence and are actually related to buried brickwork.</p>
      <p>At the N limit of the cemetery of Aquileia, a large 3-D multifold GPR dataset provides
a detailed subsurface reconstruction. Fig.3 shows an example of a highly elusive target,
namely an unpaved road close to the walls of the imperial town, imaged by GPR. In this
case, the contrast in petrophysical properties – porosity, fluid content – is given by the
different compaction of sediments of the road compared to the surrounding materials.</p>
      <p>An example of integration of remote sensing (MIVIS) and geophysical (magnetic)
surveys is shown in Fig.4. Thermal infrared band 98 (Fig.4A: arrows and dotted line)
shows a clear anomaly characterized by homogeneous temperature values lower than
the surrounding ones. The anomaly shows a good correlation with the position of the
roman circus tentatively reported on the Aquileia archaeological map (inset between
Figs.4A and 4B). The filtered magnetic map (Fig.4B) shows an excellent correlation
with the position of the roman circus as reported on the archaeological map, and with
the thermal infrared data. Nonetheless, MIVIS and magnetic data do not convey
information about the third dimension, i.e. the depth and vertical cross-sections of the
anomalies are unknown. Such information is given by the GPR record in Figs.5A,C.
Targets a, b, c in the B-scan (Fig.5A) can be interpreted as buried remains within, at
the edge and outside the roman circus, respectively. The agreement with the magnetic
data is apparent and further confirmed by the comparison between the GPR time-slice
(Fig.5C) and the magnetic map (Fig.5B).</p>
      <p>In front of the excavated sector of the Roman Forum, a large unexplored field has
been used to test the integration of GPR and ERT (Fig.6). The GPR B-scan (Fig.6B)
and the ERT section (Fig.6C) are in good agreement and give evidence of a bulky sector
characterized by higher resistivity and low attenuation of the EM wave. Such
characteristics are consistent with materials normally found in buried walls/foundations. A
complete map of the surveyed area with the integrated interpretation of GPR and ERT
data is shown in Fig.6C. The interpreted subsurface targets exhibit orientation
coincident with the exposed remains excavated in the nearby Forum area. The highest
resolution attainable by non-invasive methods is illustrated by the multi-fold 3-D GPR results
shown in Fig.7. Slices of the processed data volume (Fig.7A) or of the attribute volumes
that can be calculated from the processed data (e.g. Fig.7B) give clear evidence of
horizontal and vertical distribution of the targets. The interpretation superimposed on the
GPR data (Fig.7C) and the final results, combined with the archaeological map of the
neighboring site (Fig.7D) illustrate the horizontal and vertical distribution of targets.</p>
      <p>DISTANCE [m]
0 0.0 GPR Profile 4
20
[]sn40 a
T
60
W
T
80 A
100</p>
      <p>b</p>
      <p>GPR
Amplitude
GPR Profile 4</p>
      <p>25m
GPR Profile 4
25m
The tests performed in the Aquileia area indicate that the integration of different
geophysical methods and the combination with remote sensing data analysis allow detailed
and cost effective identification of targets of potential archaeological interest in large
areas. MIVIS data allow the identification of areas of potential archaeological interest
at macro-scale. Such information is obtained from the anomalies related to soil
moisture and temperature. Ultra-High Resolution magnetic gradiometry and multi-fold GPR,
with dense spatial sampling (i.e. average 5/25 cm in/cross-line respectively) are
successively required to image and characterize targets before excavation. Areal geometry of
the buried structures can be obtained by an integration of MIVIS, magnetic and GPR.
Depth of the targets can only be obtained from GPR data, with accuracy depending on</p>
      <p>SURVEY</p>
      <p>AREA
m
20</p>
      <p>ELECTRICAL RESISTIVITY [Ohmxm]
the depth of the target. In the present study, targets in the depth range between 80 and
250 cm were identified with absolute uncertainty 5 cm. Electrical resistivity
tomography can further help in the characterization of physical properties of the materials,
since higher resistivities are normally correlated with stone, brickwork and foundation
remains.</p>
      <p>In this work, we studied four sites of potential interest. The largest structures
revealed by the geophysical survey are the buried remains of the Circus, which exhibit
a clear signature in all of the datasets (MIVIS, Magnetic, GPR; Figs. 4 and 5)). The
analysis of 3-D GPR datasets allows the identification of further targets, which are
below the resolution threshold of remote sensing methods. This is the case of the buried
foundations and remains of walls in the forum and harbor areas (Figs. 6 and 7). Buried
remains characterized by low contrast in physical properties (see e.g. the compact soil
corresponding to the road, Fig.3, are also revealed by 3-D multi-fold GPR due to the
high S/N ratio of the final images and the high sensitivity of the method to minor
variations in water content. In some cases (e.g., site 6, Fig.2) magnetic and GPR data can
provide complementary information and help in the identification of highly elusive
targets.</p>
      <p>Future developments should benefit from the integration of the proposed methods
with high resolution topographic surveys of the areas of interest by means of airborne
laserscan.</p>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgments</title>
      <p>The authors gratefully acknowledge the support of the BAAAS Superintendency of
Friuli Venezia Giulia. They also thank Regione Friuli Venezia Giulia for permission of
using MIVIS data of Aquileia and dr. L.Bertacchi for the permission of reproducing
the archaeological map of Aquileia. The study was supported by the European contract
MICCS and the Italian Foreign Office contract NICCOS.</p>
    </sec>
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