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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Dealing with Vagueness in Semantic Business Process Management through Fuzzy Ontologies</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Panos Alexopoulos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jos´e-Manuel G´omez-P´erez</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>iSOCO</institution>
          ,
          <addr-line>Avda del Partenon 16-18, 28042, Madrid</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>One of the primary focuses of Semantic Business Process Management is the application of ontology-based semantics for the machine processable representation of business processes and the automation of their management lifecycle. Towards that direction, various ontologies have been proposed, each covering one or more aspects of the knowledge required to describe a business process. Yet, one major limitation of these ontologies is their inability to express knowledge that is vague as they are based on bivalent ontological formalisms. In this context we argue in this paper, through concrete examples and use cases, in favor of using fuzzy ontologies for the effective capture, representation and exploitation of the vagueness that may characterize business processes and we provide initial directions of how this may be practically achieved.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        The use of ontology-based semantics for the modeling of business processes is
an emerging research area that aims at creating process descriptions with
explicit and shareable meaning, thus achieving better management of
organizational knowledge and higher level of process automation [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. In this context,
a number of approaches and ontological schemas have been proposed, covering
not only the strict notion of business process [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] but also wider related aspects
like organizational structures or business functions [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>Yet, a dimension of business process knowledge that has so far been
inadequately considered within the relevant community is that of vagueness.
Vagueness, typically manifested by terms and concepts like Tall, Strong, Expert etc.,
is a quite common phenomenon in human knowledge and it is related to our
inability to precisely determine the extensions of such concepts in certain domains
and contexts. That is because vague concepts have typically fuzzy boundaries
which do not allow for a sharp distinction between the entities that fall within
the extension of these concepts and those which do not. This is not usually a
problem in individual human reasoning but it can become one when multiple
people need to agree on the exact meaning of such terms and when machines
need to reason with them. For example, a system could never use the statement
\This process requires many people to execute" in order to determine the number
of people actually needed for the process.</p>
      <p>
        In this paper we argue over the need for a systematic way of capturing,
representing and ultimately using vague knowledge in business process management
and we propose for that the utilization of techniques and methods from the area
of fuzzy ontologies [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The latter are extensions of classical ontologies that based
on principles of Fuzzy Set Theory [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] allow the assignment of truth degrees to
vague ontological elements in an effort to quantify their vagueness. As such, and
given that the prevailing approaches for semantic business process management
are ontology-based, fuzzy ontologies are a natural candidate for dealing with
vagueness in this area. Of course, the idea of applying fuzzy representation
techniques in business process modeling has been the subject of some works so far
[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], the most recent being that of [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] where the authors focus on the
vagueness that may characterize decision situations in event-driven business processes
and propose for that the utilization of fuzzy linguistic variables and fuzzy rules.
However, the primary limitation of the above approaches in terms of vagueness
treatment is the lack of ontology-based semantics for describing vague business
process knowledge in an explicit, formal and shareable way.
      </p>
      <p>
        A basic argument for this is that the modeling inconsistencies that may arise
due to the freedom that business analysts have to name and describe process
knowledge can also occur (and in fact even more severely) when the analysts
need to describe vague concepts and terms. As argued in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] vagueness is a
phenomenon with a high level of subjectivity and context-dependence and therefore
it is very important that the various interpretations a piece of vague knowledge
may have are explicitly defined and shared among those who are intended to use
this knowledge. A second argument has to do with the semantic querying and
reasoning capabilities that fuzzy ontological formalisms can provide. The ability
to automatically infer, when querying a business process model, implicit facts,
is equally important in the presence of vagueness as it is in the classical case.
      </p>
      <p>The focus of this paper is on the illustration of the need and applicability of
fuzzy ontologies in vague business process management so that the foundations
for future research on this area may be set. Therefore in section 2 we draw and
analyze examples from state of the art business process ontologies and related
application scenarios in order to highlight the forms in which vagueness may
be present in semantic business process information and the need for a formal
treatment of it. In section 3 we describe the notion of fuzzy ontologies and we
show how these may be developed and used for business process modeling by
means of relevant state of the art methods and techniques. Finally, in the last
section conclusions and directions for future work are provided.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Vagueness in Business Processes</title>
      <sec id="sec-2-1">
        <title>Vagueness in Semantic Modelling</title>
        <p>
          Vagueness as a semantic phenomenon is typically manifested through predicates
that admit borderline cases [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ], i.e. cases where it is unclear whether or not the
predicate applies. For example, some people are borderline tall: not clearly tall
and not clearly not tall. In the relevant literature two basic kinds of vagueness
are identified: degree-vagueness and combinatory vagueness [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. A predicate has
degree-vagueness if the existence of borderline cases stems from the apparent lack
of crisp boundaries between application and non-application of the predicate
along some dimension. For example, Bald fails to draw any sharp boundaries
along the dimension of hair quantity while Red can be vague along the dimensions
of brightness and saturation. On the other hand, a predicate has combinatory
vagueness if there is a variety of conditions all of which have something to do
with the application of the predicate, yet it is not possible to make any sharp
discrimination between those combinations which are sufficient and/or necessary
for application and those which are not. An example of this type is Religion as
there are certain features that all religions share (e.g. beliefs in supernatural
beings, ritual acts etc.), yet it is not clear which of these features are able to
classify something as a religion.
        </p>
        <p>It should be noticed that vagueness is different from inexactness or
uncertainty. For example, stating that someone is between 170 and 180 cm is an inexact
statement but it is not vague as its limits of application are precise. Similarly,
the truth of an uncertain statement, such as \Today it might rain", cannot be
determined due to lack of adequate information about it and not because the
phenomenon of rain lacks sharp boundaries.</p>
        <p>
          In an ontology the elements that can be vague are typically concepts,
relations, attributes and datatypes [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. A concept is vague if, in the given domain,
context or application scenario, it admits borderline cases, namely if there are
(or could be) individuals for which it is indeterminate whether they
instantiate the concept. Primary candidates for being vague are concepts that denote
some phase or state (e.g Adult, Child) as well as attributions, namely concepts
that reflect qualitative states of entities (e.g. Red, Big, Broken etc.). Similarly, a
relation is vague if there are (or could be) pairs of individuals for which it is
indeterminate whether they stand in the relation. The same applies for attributes
and pairs of individuals and literal values. Finally, a vague datatype consists of
a set of vague terms which may be used within the ontology as attribute values.
For example, the attribute performance, which normally takes as values integer
numbers, may also take as values terms like very poor, poor, mediocre, good and
excellent. Thus vague datatypes are identified by considering the ontology’s
attributes and assessing whether their potential values can be expressed through
vague terms.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Vagueness in Business Process Knowledge</title>
        <p>The term “process knowledge” refers to the information describing the control
flow of a process as well as its content, namely all artifacts that its definition
may refer to. These artifacts are typically derived from and express the business
environment and the organizational context of the process. Vague pieces of
information and knowledge may appear in all three dimensions of process knowledge,
namely structure, domain and organizational context.</p>
        <p>To illustrate this point, we have considered and analyzed, with the help of our
company’s consultants, two different cases of business process knowledge. The
first case involved a set of generic business process related ontologies, developed
in project SUPER 1, which may serve as reusable knowledge schemas in practical
semantic business process modeling scenarios. The analysis of these ontologies,
which included among others the Business Process Modeling Ontology (BPMO),
the Business Goals Ontology (BGO), the Business Roles Ontology (BROnt)
and the Business Motivation Ontology (BGO), involved the identification within
them of elements that can be interpreted as vague, according to the definitions of
the previous paragraph. Our criterion for classifying an element as vague or not
was merely the potential existence of borderline cases, not the number of them.
That meant that even if an element could potentially have only one borderline
case, it was considered vague.</p>
        <p>The outcome of this analysis is summarized in table 1 where a sample of
the elements we managed to identify as vague, along with a brief explanation
of their vagueness, is presented. As one can easily see, the identified as vague
elements are quite central to their respective ontologies (e.g. the hasBusinessGoal
relation) and as such they are expected to be found in many relevant application
scenarios. Furthermore, the use of vague terms like “desired” in the definition
of elements (e.g “Desired Result”) indicates that in practice there could be an
almost infinite number of vague ontological elements in these ontologies that
would be the result of the combination of such terms with non-fuzzy elements
(e.g. “Loyal Customer”, “Expert Analyst” etc.).</p>
        <p>Vagueness
Combinatory vagueness due to the lack of sharp
discrimination between those conditions that are
necessary for someone to be considered as having
a managerial role
Degree-vagueness along the dimensions of the
number of competitor’s business areas and target
markets that constitute someone as a competitor
Combinatory vagueness due to the lack of sharp
discrimination between those conditions that are
necessary for something to belong to a given
domain
Combinatory vagueness due to the lack of sharp
discrimination between those conditions that are
necessary for a goal to be strategic
Combinatory vagueness when criteria for
desirability have not been set or are vague,
degreevagueness when these criteria are arithmetic</p>
        <p>
          The second case of business process knowledge we considered involved a
specific application scenario, derived from [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ], where the process of tender call
evaluation had to be modelled as part of a decision support system. A tender
call is an open request made by some organization for a written offer concerning
the procurement of goods or services at a specified cost or rate. The evaluation
of a tender call by a company refers to the process of deciding whether it should
devote resources for preparing a competitive tender in order to be awarded the
bid. A diagram describing this business process is depicted at figure 1.
        </p>
        <p>Our analysis of this process involved identifying which aspects of it (structure,
domain knowledge etc) had vague characteristics. Our findings can be
summarized as follows: First, some of the process’s various decision conditions according
to which a specific action is decided are vague. For example, in order to take
the decision about pursuing the call, two criteria that need to be satisfied are
i) the budget of the project to be high and ii) the company’s experience to be
adequate. In both cases there could be borderline cases as it is indeterminate
what is the exact threshold over which the budget is considered high (degree
vagueness) or how many years and how many projects are required exactly for
the company to be considered experienced in a given area (degree vagueness
in two dimensions). Second, many of the underlying organizational and domain
pieces of knowledge that are needed for performing various steps of the overall
process are also vague. For example, the assessment of the potential competition
for the call requires knowledge about the company’s competitors. Yet, the
existence of other companies that are borderline competitors is possible, mainly due
to the lack of clear criteria about what constitutes a competitor and what not
(combinatory vagueness). A similar argument can be made for the knowledge
about the company’s areas of expertise.</p>
        <p>This second case illustrates, apart from the existence of vagueness in a
common business process, the potential problems that may be caused during the
latter’s execution when this vagueness is not formally considered. Different
people who will perform the same process will most likely produce different results,
exactly because they will interpret various pieces of knowledge in a different
manner (e.g. what budget is considered “high” or which companies are
competitors). And it should be noted that this is not merely a problem of inadequate
measurement or lack of concrete business rules but an inherent problem caused
by the vagueness of human knowledge. For example, even if there is a business
rule suggesting that competitors are those who have clients in the same
industries and services in the same areas the question remains: what is the minimum
number of similar clients or services that a given company needs to have in
order to be considered a competitor? In the next section we describe how fuzzy
ontologies may be practically applied for dealing with questions like that.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Modeling and Using Vague Business Processes</title>
    </sec>
    <sec id="sec-4">
      <title>Knowledge through Fuzzy Ontologies</title>
      <p>A fuzzy ontology utilizes notions from Fuzzy Set Theory in order to formally
represent the vague ontological elements described in paragraph 2.1. The basic
elements it provides include i) Fuzzy Concepts, namely concepts to whose
instances may belong to them to certain degrees (e.g. Goal X is an instance
of StrategicGoal at a degree of 0.8 ), ii) Fuzzy Relations/Attributes, namely
relations and attributes that link concept instances to other instances or literal
values to certain degrees (e.g. John is expert at Knowledge Management to a
degree of 0.5 ) and iii) Fuzzy Datatypes, namely sets of vague terms which
may be used within the ontology as attribute values (e.g. the attribute experience
mentioned above). In a fuzzy datatype each term is mapped to a fuzzy set that
assigns to each of the datatype’s potential exact values a fuzzy degree indicating
the extent to which the exact value and the vague term express the same thing
(e.g. a consultant with 5 years of experiences is considered junior to a degree of
0.4 )</p>
      <p>
        As with classical ontologies, using and applying fuzzy ontologies in
practical scenarios requires corresponding methods and tools for developing them,
formally representing them and performing reasoning and querying over them.
Two recent developments that may cover a great part of these requirements is
the IKARUS-Onto [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] methodology and the Fuzzy OWL 2 framework [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The
first, depicted at figure 2, provides concrete steps and guidelines for identifying
vague knowledge and conceptually modelling it by means of fuzzy ontology
elements, placing particular emphasis into the explicitness and shareability of the
vagueness’s meaning. The second enables the formalization of fuzzy ontologies
through the OWL 2 language and provides querying and reasoning services over
them through a corresponding reasoner [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The adoption and application of the
above frameworks in semantic business process modeling is quite
straightforward as they are based on and extend already established methods and
techniques from traditional ontology modeling. Thus, the semantic treatment of a
business process whose related knowledge includes vagueness would involve i)
the building of a process ontology without considering vagueness ii) the
fuzzification of this ontology through IKARUS-Onto and Fuzzy OWL 2 and iii) the
querying/reasoning over the fuzzy process ontology through Fuzzy OWL 2.
      </p>
      <p>To assess the feasibility and potential value of our approach we applied it
in developing a fuzzy ontology for the aforementioned tender call evaluation
process. Due to space limitations we cannot describe this ontology in detail,
nevertheless it suffices to say that pieces of knowledge with degree-vagueness
were typically modelled as fuzzy datatypes (e.g. budget and experience) while
those with combinatory vagueness (e.g. competitors) were modelled as fuzzy
relations or concepts. Figure 3 depicts two sample definitions in Fuzzy OWL 2.</p>
      <p>In any case, the developed fuzzy ontology formed the basis of a simple decision
support system which queried the ontology in order to evaluate the tender call
evaluation criteria and provide a suggestion to its users on whether they should
pursue a given call. We had this system used by some of our consultants and
we asked from them to provide some informal feedback. The positive remarks
we received regarded the explicitness of the fuzzy elements’s meaning (a result
of using IKARUS-Onto) as well as the automation achieved in the retrieval of
vague knowledge that made easier the evaluation of the fuzzy decision criteria.
On the other hand, the task of defining fuzzy degrees and membership functions
was deemed as quite difficult and time-consuming, indicating thus the need for
more automated methods for vague knowledge acquisition.
4</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions and Future Work</title>
      <p>In this paper we utilized concrete examples and use cases from the literature in
order to highlight the omnipresence of vagueness in business process knowledge
and to argue in favour of using fuzzy ontologies for dealing with it in a
semantically rich manner. Furthermore, we provided a small but representative example
of how some of the latest fuzzy ontology engineering methods and tools may be
practically used for dealing with vagueness in business process modeling. In the
future we intend to further substantiate and support the use of fuzzy ontologies
in semantic business process modeling by providing dedicated methods and tools
for the capture, management and exploitation of vague process knowledge and
by applying and evaluating these methods in real application scenarios.</p>
      <sec id="sec-5-1">
        <title>Acknowledgements</title>
        <p>The research leading to this work has received partial funding from the ECs FP7
programme: (FP7/2011-14) under grant agreement no. 287615 (PARLANCE).</p>
      </sec>
    </sec>
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