<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Document Centric Approach for User Requirements in BIVEE*</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ali Anil Sinaci</string-name>
          <email>anil@srdc.com.tr</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Matteo Piersantelli</string-name>
          <email>m.piersantelli@loccioni.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cristina Cristalli</string-name>
          <email>c.cristalli@loccioni.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fernando Gigante</string-name>
          <email>fgigante@aidima.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gokce B. Laleci</string-name>
          <email>gokce@srdc.com.tr</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>R. Volkan Basar</string-name>
          <email>volkan@srdc.com.tr</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Aidima - Instituto Tecnologico del Mueble, Madera, Embalaje y Afines C/ Benjamin Franklin</institution>
          ,
          <addr-line>13 Parque Tecnologico 46980 Paterna (Valencia)</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Loccioni Group - General Impianti srl Via Monteschiavo 3, 60030 Moie di Maiolati</institution>
          ,
          <addr-line>Ancona</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>SRDC Software Research &amp; Development and Consultancy Ltd. ODTU Teknokent Silikon Blok No:14</institution>
          ,
          <addr-line>06800 Ankara</addr-line>
          ,
          <country country="TR">Turkey</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The BIVEE project addresses the challenge of innovation management in Virtual Enterprise Environments. BIVEE aims to formalize the processes and models for improvement and innovation management in virtual enterprises by developing a conceptual framework and corresponding ICT platform. In this paper, we present a document centric approach towards the identification and formalization of the documents exchanged between the main actors during the innovation processes in virtual enterprises. The results will be leading to the user requirements (esp. data requirements) such that BIVEE platform will provide the necessary software tools for the semantic management of the innovation/improvement documents.</p>
      </abstract>
      <kwd-group>
        <kwd>BIVEE</kwd>
        <kwd>User Requirements</kwd>
        <kwd>Document Centric Approach</kwd>
        <kwd>Virtual Enterprise</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Business Innovation is an important and a key issue for today’s enterprises. Apart
from the innovation activities within a single enterprise, it is more important to deal
with the Business Innovation in Virtual Enterprise Environments in which several
different enterprises (mostly SMEs) are collaborating to respond new business
opportunities. The degree of importance has been declared by European Commission
through Europe 2020 strategy1 and the Innovation Union2.
*
Business Innovation and Virtual Enterprise Environment - BIVEE3 is an R&amp;D
project co-financed by European Commission FP7 program. “BIVEE aims at building
a distributed, collaborative, knowledge-intensive framework, where innovative
business models, novel management methods, and emerging ICT solutions will be
integrated to the benefit of interoperable virtual enterprises.”3 The goal is to improve the
competitiveness of European enterprises (SMEs in particular) by increasing their
innovation capabilities in the virtual enterprise environments.</p>
      <p>
        Innovation is a complex issue and BIVEE intends to divide this complexity by
addressing two different, but highly interconnected parts. The BIVEE project names
these parts as “spaces” and discusses “Improvement” and “Business Innovation”
activities separately in these spaces. An improvement can be defined as a small set of
activities which can directly be applied to the production processes. Improvement
activities are modeled within the Value Production Space (VPS) which can be
perceived as a digital virtual realization aimed at modeling and representing a complex,
distributed reality of a virtual enterprise, with its operations, in a way that is easy and
intuitive to be presented to and managed by a large variety of stakeholders, and in
particular business people. For VPS, BIVEE intends to explore and propose
innovative management methods, new business models and practices for the “improvement”
concept. On the other hand, innovation processes are inherently different than the
production related processes and BIVEE tries to model and formalize the business
innovation processes within the Business Innovation Space (BIS). Instead of
processing raw materials into products or elementary services into complex services,
the BIS targets to create new processes and alliances based on the previous
experiences. Detailed information can be found in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>In this work, we present our document centric approach and intermediate results
for the requirements analysis of the BIVEE project. We start with the descriptions and
AS-IS structures of the two end-user enterprises in the BIVEE project. We analyze
their innovation/improvement activities, identify the key actors and steps, formalize
each step and extract “documents”. Having analyzed the AS-IS status, we continue
with the identification of the internal processes which can be mapped to VPS and BIS
separately. Afterwards, with the document centric approach, we try to identify the key
documents exchanged between the actors of virtual enterprises during their
improvement and innovation processes. Indeed, this is the data requirements for the BIVEE
platform. We start with the data and then elicit the functional, interface and
nonfunctional requirements accordingly. We analyze the structure and content of the
identified documents and try to formalize them to come up with a
unified/standardized approach in Business Innovation activities. This work is currently
ongoing, and in this paper we present our intermediate results. BIVEE will provide a
set of software tools in-line with our methodology for the semantic management of
the documents exchanged within the VPS and BIS.</p>
    </sec>
    <sec id="sec-2">
      <title>2 European Commission – Innovation Union,</title>
      <p>http://ec.europa.eu/research/innovation-union/index_en.cfm
3 Business Innovation and Virtual Enterprise Environment (BIVEE),
http://www.bivee.eu</p>
      <p>This paper continues with the related work regarding our document centric
approach for business innovation in virtual enterprise environments. Afterwards, we
give details about our approach and list the key documents we have identified for the
Business Innovation Space and Value Production Space of the virtual enterprises.
Lastly, we conclude the paper and present the plans for the future to improve the
results, hence the BIVEE project.
2</p>
      <sec id="sec-2-1">
        <title>Related Work</title>
        <p>
          A Virtual Enterprise can be defined as the alliance, collaboration between different
enterprises. A lot of research has been performed on the management of these
alliances through ICT. There are several standards (e.g. OASIS UBL4) and mature
software tools [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] in terms of supply chain management which can be perceived as a
document management reality for virtual enterprises. On the other hand, innovation
management within the enterprises is a relatively new concept and there are few
widely accepted models, approaches and tools for this purpose [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
        </p>
        <p>
          The ECOLEAD5 project produced valuable results for the collaborative networks
of enterprises, called Virtual Organisations. It mostly focuses on the reference models
for collaborative networks rather than the innovation management within these
networks [1] [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Furthermore, it does not address any document centric activities
regarding the innovation and improvement processes within the virtual organizations.
        </p>
        <p>
          A book written by Paul Trott [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] mostly discusses the models for innovation
management within a single enterprise. A virtual enterprise exposes way different
characteristics for the innovation management than the internals of a single enterprise.
Christoph Riedl [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] addresses the importance of Open Innovation and mainly focuses
on the semantic management of the ideas. In this paper, we address several different
processes within the VPS and BIS. Idea management can be seen as a small part
within VPS.
        </p>
        <p>
          Recently arising research activities address the models and methods for the
management of innovation processes in virtual enterprises (enterprise alliances) [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
However, this new coming research line has little outputs up to now. Furthermore,
considering the formalization of the methods and models, there is no concrete definitions
for the exchanged documents during the innovation activities within virtual
enterprises. For this purpose, the BIVEE project works for the creation of the best models and
methods, and our work exposes the novelty in this respect. And, in this paper, we
present a document centric approach which we believe succeeded for supply chain
management in virtual enterprises (UBL is a CCTS implementation). We briefly
describe the CCTS6 methodology in the upcoming chapter.
4 OASIS Universal Business Language – UBL,
        </p>
        <p>http://www.oasis-open.org/committees/tc_home.php?wg_abbrev=ubl
5 European Collaborative Networked Organisations Leadership Initiative - ECOLEAD,
http://ecolead.vtt.fi/
6 UN/CEFACT Core Components Technical Specification (CCTS)</p>
        <p>http://www.unece.org/cefact/codesfortrade/CCTS/CCTS-Version3.pdf</p>
      </sec>
      <sec id="sec-2-2">
        <title>Document Centric Approach to User Requirements</title>
        <p>Innovation should be a continuous activity which runs in parallel with existing core
business activities of an enterprise. While some enterprises have independent R&amp;D
departments, most of the SMEs adopt ad-hoc methods for improvement and
innovation purposes. Considering the fuzzy “Innovation” term, the BIVEE project makes a
distinction between an “improvement” and “innovation” by dividing the innovation
activities into Value Production and Business Innovation spaces within the virtual
enterprises. Therefore, in this paper, we follow this convention with the core focus in
Business Innovation Space.</p>
        <p>We adopt the Core Components Technical Specification (CCTS)6 methodology
which is produced by UN/CEFACT. The objective of CCTS approach is to identify,
capture and maximize the re-use of business information to support and enhance
information interoperability. The foundational concept of CCTS is the core component
(as its name implies). Core components are semantic building blocks, those can be
used to build document models (hence documents) through aggregations and
associations. CCTS approach says that core components act as conceptual models that are
used to define Business Information Entities (BIEs) through the application of context
and qualification. Our document centric approach addresses the information entities
(the building blocks) and tries to find the common parts of the identified documents
by analyzing the structure and content. This means, each document will be
constructed by aggregation and association of small information entities (“Business
Information Entity” in CCTS terminology).</p>
        <p>Our document centric approach starts with the formalization of the improvement
and innovation related processes and tries to identify the important documents which
are exchanged between the employees of different enterprises regarding the virtual
enterprise environment. These are not restricted to the cross-enterprise processes or
documents going from one enterprise to another. Inside the same enterprise, the
information may follow an important path which should also be formalized in terms of
innovation management. This can also be derived from the fact that different
departments of the same enterprise can be in an independent role in a virtual enterprise. Fig.
1 presents a schematic representation of our starting point for the document centric
approach. We try to intercept the information flow between the important actors of
the improvement and innovation related processes.</p>
        <p>
          Exchange of the documents can be through e-mails, hardcopy reports, phone calls
or the enterprise may be using a document portal or a content management system for
these kinds of documents. Our analysis covers all possible communication lines and
identifies the exchanged information by employing Dublin Core Metadata Element
Set7 which is a vocabulary of fifteen properties for use in resource description. These
DC metadata elements (actually a subset of the fifteen elements) and our extensions
(applying the BIVEE context) have leaded to our schema for the metadata definition
of the documents. Details of the schema can be found in [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ].
        </p>
        <p>The BIVEE project introduces the “waves” concept for the Business Innovation
Space. According to this formalization, the BIS activities of a virtual enterprise are
divided into four waves, namely Creativity, Feasilibility, Prototyping and
Engineering. Fig. 2 presents this waves approach, applied to innovation activities of the
Research for Innovation department of Loccioni group. In this paper, after analyzing the
processes of the enterprises, identification of the key documents proceed with a
classification according to these four waves.
3.1</p>
        <sec id="sec-2-2-1">
          <title>Methodology</title>
          <p>The BIVEE project has two end-user organizations, namely Aidima8 and Loccioni9.
Understanding the current business activities and current application landscape of the
end-users is the first step to identify the needs of the systems. To start with this first
step, we have prepared a questionnaire for the end-user enterprises. 29 hierarchically
designed questions have mostly requested information about the innovation activities.
We come up with a detailed analysis of these two enterprises. The main objective is to
understand the current business domain, business models, production activities, and
the way the end-users look to innovation and innovation activities. Like most of the</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>7 http://dublincore.org/documents/dces/</title>
      <p>8 Aidima - Instituto Tecnologico del Mueble, Madera, Embalaje y Afines,</p>
      <p>http://www.aidima.es/
9 Loccioni Group http://www.loccioni.com/
European enterprises, Aidima and Loccioni have their own processes for innovation
management. Different kinds of information are transferred among different kinds of
actors inside the enterprises. Formalizing the structure and content of the information
exchanged among the actors is an important issue regarding the BIVEE objectives.</p>
      <p>Having detailed descriptions about the end-user organizations, we extract the
ASIS status of them in a formalized and document centric way. AS-IS status of the
enduser enterprises is analyzed through two main topics:
1. Information Flow Analysis intends to give detailed information about the
improvement and innovation related processes of the enterprise. In this part, process
flowcharts and their descriptions are analyzed in a conceptual level.
2. User Specification provides information about the main actors of the activities,
their responsibilities and roles within the processes. Conceptual users and their
associated roles are analyzed inside a User Specification Table.</p>
      <p>End-user organizations of the BIVEE project work in different domains, and
“innovation” is addressed in different levels in each enterprise. Aidima seeks more for
Value Production Space and Loccioni seeks more for Business Innovation Space.</p>
      <p>As mentioned above, considering “business innovation” as a whole, BIVEE
addresses two different, but tightly interconnected spaces: Value Production Space and
Business Innovation Space. In this paper, we try to identify the key documents for
each space separately.
3.2</p>
      <sec id="sec-3-1">
        <title>Value Production Space Documents</title>
        <p>
          In this space, an enterprise is expected to visualize and follow the production related
activities within the virtual enterprise. This corresponds to exchange of information or
goods among different enterprises or departments of the enterprises. According to our
document centric approach, the goal is to formally identify each document transfer
within a virtual enterprise considering the Value Production Space. Before going into
the structural details and content of the documents, we analyze the document whether
it is related with an “improvement” activity or not based on the definition in [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
While in the value production space we typically transform raw material into finished
products (or elementary services into complex services), here we take existing
production processes and organizations and we aim at producing new processes and
organizations.
        </p>
        <p>But new business models and practices have a risk of becoming obsolete rapidly,
therefore it is necessary to enter in the innovation space where it is necessary to put in
place the strategies, methodologies, practices, supported by ICT tools which can
promote and foster continuous open enterprise innovation.</p>
        <p>Table 2 lists all identified documents. The descriptions of the documents can be
online11.
4</p>
        <sec id="sec-3-1-1">
          <title>Conclusions and Future Work</title>
          <p>In this paper, we introduce our document centric approach for the user requirements
of the BIVEE project. We start with the identification of the improvement and
innovation related processes of end-user enterprises. Then we try to identify the key
documents and classify according to the “waves” approach in BIS. We share our
intermediate results; identified documents for VPS and BIS. We continue with the detailed
analysis of each document. Selected documents will be decomposed and common
parts of the documents will be identified. Formal semantic structure for the selected
document will be implemented through ontological annotations and our approach will
follow a bottom-up approach: tiny information units will come together to form the
10 Value Production Space Documents https://docs.google.com/spreadsheet/ccc?
key=0AnUxMImt-28UdEJid0xaV0hhbjZ3UTZ4NWt3eHpXeGc#gid=0
11 Business Innovation Space Documents https://docs.google.com/spreadsheet/
ccc?key=0AnUxMImt-28UdEdhSC05eU1iQlZZWk9pTjdDNU1RNXc
improvement and innovation documents. Future work might include a standardization
proposal of these documents as BIVEE approaches to a level of maturity.</p>
          <p>Budget
Resources</p>
          <p>Bill of Materials
Resources</p>
        </sec>
      </sec>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          <source>Implementation Roadmap Gantt Diagram Results Report Cost Report Product Data Sheet 1</source>
          .
          <string-name>
            <given-names>L. M.</given-names>
            <surname>Camarinha-Matos</surname>
          </string-name>
          and
          <string-name>
            <given-names>H.</given-names>
            <surname>Afsarmanesh</surname>
          </string-name>
          :
          <article-title>On reference models for collaborative networked organizations</article-title>
          .
          <source>International Journal of Production Research</source>
          , Taylor &amp; Francis publisher,
          <year>2008</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          2.
          <string-name>
            <given-names>L. M.</given-names>
            <surname>Camarinha-Matos</surname>
          </string-name>
          ,
          <string-name>
            <given-names>H.</given-names>
            <surname>Afsarmanesh</surname>
          </string-name>
          ,
          <string-name>
            <given-names>N.</given-names>
            <surname>Galeano</surname>
          </string-name>
          ,
          <article-title>and</article-title>
          <string-name>
            <given-names>A.</given-names>
            <surname>Molina</surname>
          </string-name>
          <article-title>: Collaborative networked organizations - from concepts to practice in manufacturing enterprises</article-title>
          .
          <source>Journal of Computers and Industrial Engineering</source>
          ,
          <year>2008</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref3">
        <mixed-citation>
          3.
          <string-name>
            <given-names>L. M.</given-names>
            <surname>Camarinha-Matos</surname>
          </string-name>
          and
          <string-name>
            <given-names>P.</given-names>
            <surname>Macedo</surname>
          </string-name>
          :
          <article-title>A conceptual model of value systems in collaborative networks</article-title>
          .
          <source>Journal of Intelligent</source>
          Manufacturing;
          <article-title>Special issue: Trust, value system</article-title>
          and governance,
          <year>2008</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref4">
        <mixed-citation>
          4.
          <string-name>
            <given-names>J.</given-names>
            <surname>Eschenbaecher</surname>
          </string-name>
          ,
          <string-name>
            <given-names>P.</given-names>
            <surname>Sitek</surname>
          </string-name>
          ,
          <string-name>
            <given-names>H. L.</given-names>
            <surname>Vega</surname>
          </string-name>
          , and R. D. Bernardo:
          <article-title>State of the art about the collection and discussion of requirements for sytemic business innovation and definition of kpis</article-title>
          .
          <source>Technical report, BIVEE Deliverable D2.1</source>
          ,
          <year>2012</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref5">
        <mixed-citation>
          5.
          <string-name>
            <given-names>T.</given-names>
            <surname>Fulya</surname>
          </string-name>
          ,
          <string-name>
            <given-names>D.</given-names>
            <surname>Asuman</surname>
          </string-name>
          ,
          <string-name>
            <given-names>P.</given-names>
            <surname>Senan</surname>
          </string-name>
          ,
          <string-name>
            <surname>G.</surname>
          </string-name>
          <article-title>Suat, and</article-title>
          <string-name>
            <given-names>A.</given-names>
            <surname>Erdem</surname>
          </string-name>
          <article-title>: isurf edocreator: e-business document design and customization environment</article-title>
          .
          <source>In Proceedings of eChallenges</source>
          , Istanbul, Turkey,
          <year>October 2009</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref6">
        <mixed-citation>
          6.
          <string-name>
            <surname>C.</surname>
          </string-name>
          <article-title>Riedl: Tool-Supported Innovation Management in Service Ecosystems</article-title>
          .
          <source>Gabler, 1st edition</source>
          ,
          <year>2011</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref7">
        <mixed-citation>
          7.
          <string-name>
            <given-names>A. A.</given-names>
            <surname>Sinaci</surname>
          </string-name>
          ,
          <string-name>
            <given-names>V.</given-names>
            <surname>Basar</surname>
          </string-name>
          ,
          <string-name>
            <given-names>F.</given-names>
            <surname>Gigante</surname>
          </string-name>
          ,
          <string-name>
            <given-names>C.</given-names>
            <surname>Cristalli</surname>
          </string-name>
          , and
          <string-name>
            <surname>G.</surname>
          </string-name>
          <article-title>Ward: Analysis of user requirements</article-title>
          .
          <source>Technical report, BIVEE Deliverable D6.11</source>
          ,
          <year>2012</year>
          .
        </mixed-citation>
      </ref>
      <ref id="ref8">
        <mixed-citation>
          8.
          <string-name>
            <given-names>P.</given-names>
            <surname>Trott</surname>
          </string-name>
          <article-title>: Innovation Management and New Product Development</article-title>
          . Financial Times,
          <source>Prentice Hall, 3rd edition</source>
          ,
          <year>2005</year>
          .
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>