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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Exploiting the UMLS Metathesaurus in the Ontology Alignment Evaluation Initiative</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ernesto Jime´nez-Ruiz</string-name>
          <email>ernesto@cs.ox.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bernardo Cuenca Grau</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ian Horrocks</string-name>
          <email>ian.horrocks@cs.ox.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, University of Oxford</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we describe how the UMLS Metathesaurus-the most comprehensive effort for integrating medical thesauri and ontologies-is being used within the context of the Ontology Alignment Evaluation Initiative (OAEI). We also present the obtained results in the Large BioMed track of the OAEI 2011.5 campaign where the reference alignments are based on UMLS. Finally, we propose a new reference alignment based on the harmonisation of the outputs of the systems participating in the OAEI Large BioMed track.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        The Ontology Alignment Evaluation Initiative1 (OAEI) is an international campaign for
the systematic evaluation of ontology matching systems —software programs capable
of finding correspondences (called alignments) between the vocabularies of a given set
of input ontologies [
        <xref ref-type="bibr" rid="ref22 ref23 ref7 ref9">22, 7, 9, 23</xref>
        ]. The matching problems in the OAEI are organised
in several tracks, with each track involving different kinds of test ontologies [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. The
ontologies in the largest test case in the OAEI 2011 contain only 2,000–3,000 classes;
however, ontology matching tools have significantly improved in the last few years and
there is a need for more challenging and realistic matching problems for which suitable
reference alignments exist [
        <xref ref-type="bibr" rid="ref22 ref7">22, 7</xref>
        ].
      </p>
      <p>
        UMLS-Metathesaurus (UMLS) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is currently the most comprehensive effort for
integrating medical thesauri and ontologies, including the National Cancer Institute
Thesaurus (NCI) [
        <xref ref-type="bibr" rid="ref11 ref12">12, 11</xref>
        ], the Foundational Model of Anatomy (FMA) [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] and the
Systematized Nomenclature of Medicine Clinical Terms (SNOMED CT) [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ], which
are large-scale and semantically rich ontologies. NCI, FMA and SNOMED CT are
gradually superseding the existing medical classifications and are becoming core platforms
for accessing, gathering, and sharing biomedical knowledge and data. Hence, matching
such large ontologies represents a very interesting challenge for the OAEI initiative.
      </p>
      <p>In this paper we describe how the UMLS correspondences between NCI, FMA
and SNOMED CT have been used as reference alignments for the new Large BioMed
track2 in the OAEI initiative. Furthermore we present the results obtained in the OAEI
2011.5 campaign for this track and we propose a new reference alignment based on the
harmonisation of the outputs of the participating ontology matching systems.</p>
      <sec id="sec-1-1">
        <title>1 http://oaei.ontologymatching.org/</title>
      </sec>
      <sec id="sec-1-2">
        <title>2 http://www.cs.ox.ac.uk/isg/projects/SEALS/oaei/</title>
        <p>
          Ontology alignments are often conceptualised as tuples with the form hid; e1; e2; n; i,
where id is a unique identifier for the mapping, e1; e2 are entities in the vocabulary of
the integrated ontologies, n is a numeric confidence measure between 0 and 1, and is a
relation between e1 and e2, typically subsumption (i.e., e1 is more specific than e2) and
equivalence (i.e., e1 and e2 are synonyms) [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. The OAEI initiative uses an RDF format
to represent the alignments3 [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] containing the aforementioned elements. Alternatively,
OAEI alignments are also represented as OWL 2 subclass and equivalence axioms with
the mapping identifier (id) and confidence (n) added as OWL 2 annotation axioms [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ].
        </p>
        <p>
          Although the standard UMLS distribution does not directly provide sets of
alignments (in the OAEI sense) between the integrated ontologies, it is relatively
straightforward to extract alignment sets from the information provided in the distribution files
[
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]. Concretely, we have processed the MRCONSO4 file, which contains every entity
in UMLS together with its concept unique identifier (CUI), its source vocabulary (e.g.
FMA), its language (e.g. English), and other attributes not relevant for the OAEI. Table
1 shows an excerpt from the MRCONSO file associated to the notion of “Joint”.
        </p>
        <p>It follows from Table 1 that the notion of “Joint” is shared by FMA, SNOMED CT
and NCI. In particular, FMA contains the entities J oint and Set of joints, NCI the
entities Articulation and J oint, and SNOMED CT only the entity J oint structure.
All these entities have been annotated with the same CUI C0022417 and therefore,
according to UMLS’s intended meaning, they are synonyms. Then, for each pair of
entities e1 and e2 from different sources and annotated with the same CUI, we have</p>
      </sec>
      <sec id="sec-1-3">
        <title>3 http://alignapi.gforge.inria.fr/format.html</title>
      </sec>
      <sec id="sec-1-4">
        <title>4 http://www.ncbi.nlm.nih.gov/books/n/nlmumls/ch03/</title>
        <p>generated the corresponding (equivalence) UMLS-based alignments with a confidence
value of 1:0 (see Table 2).</p>
        <p>
          The integration of new resources in UMLS combines expert assessment and
sophisticated auditing protocols [
          <xref ref-type="bibr" rid="ref1 ref10 ref3">1, 3, 10</xref>
          ]. However, it has been noticed that UMLS-based
alignments lead to a large number of unsatisfiable classes if they are represented as
OWL 2 axioms and integrated with the input ontologies [
          <xref ref-type="bibr" rid="ref14 ref15">15, 14</xref>
          ]. For example the
integration of SNOMED CT and NCI via UMLS-based alignments leads to more than
20,000 unsatisfiable classes. To address this problem, we have presented in [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] a
refinement of the (original) UMLS-based alignments that do not lead to (many)
unsatisfiable classes (see Table 3). This refinement is based on the alignment repair module of
the ontology matching system LogMap [
          <xref ref-type="bibr" rid="ref14 ref16">14, 16</xref>
          ].
3
        </p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Results of the Large BioMed track in the OAEI 2011.5</title>
      <p>In this section we briefly present the obtained results in the Large BioMed track of the
OAEI 2011.5 campaign.5 We have only evaluated the FMA-NCI matching problem,
where the used versions of FMA and NCI contains 78,989 and 66,724 classes,
respectively. The original and refined UMLS-based alignments (see Table 3) has been used as
reference to evaluate the efficiency of participating ontology matching systems.</p>
      <p>Table 4 summarizes the obtained results where systems has been ordered according
to the F-measure against the refined UMLS-based reference alignment. LogMapLt —a
simple ontology matcher—has been used as a base-line. Besides precision (P), recall
(R), F-measure (F) and runtimes we have also evaluated the coherence of the
alignments when reasoning together with the input ontologies.6 Note that we have evaluated</p>
      <sec id="sec-2-1">
        <title>5 http://www.cs.ox.ac.uk/isg/projects/SEALS/oaei/2011.5/</title>
        <p>
          6 We have used the OWL 2 reasoner HermiT [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]
GOMMA [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] with two different configurations. GOMMAbk uses UMLS-based
background knowledge, while GOMMAnobk has this feature deactivated.
        </p>
        <p>
          GOMMA (with its two configurations) and LogMap are a bit ahead in terms of
Fmeasure with respect to Aroma [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], CSA [
          <xref ref-type="bibr" rid="ref25">25</xref>
          ] and MapSSS [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], which could not top the
results of the base-line LogMapLt. GOMMAbk obtained the best results in terms of
recall, while LogMap provided the best results in terms of precision and F-measure. The
use of the original UMLS-based reference alignment did not imply important variations.
Since the original set contains more mappings, precision and recall slightly increases
and decreases, respectively. It is worth mentioning, however, that GOMMAbk improves
its results when comparing with the original UMLS-based reference alignment and
provides the best F-measure.
        </p>
        <p>Regarding mapping coherence, only LogMap generated an ‘almost’ clean output in
all three tasks. Although GOMMAnobk also provides highly precise output
correspondences, they lead to a huge amount of unsatisfiable classes.
4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Towards a silver standard reference alignment</title>
      <p>
        The original UMLS-based reference alignment, as shown in Section 2, contains errors
(i.e. lead to large number of unsatisfiable classes when integrated with the input
ontologies). On the other hand, the refined UMLS-based reference alignment is based on the
(incomplete) alignment repair techniques of the ontology matching systems LogMap
[
        <xref ref-type="bibr" rid="ref14 ref16">14, 16</xref>
        ], which may fail to detect and discard the appropriate alignments. Thus, in
order to turn the extracted UMLS-based reference alignments into an agreed-upon gold
standard expert assessment would be needed, which is almost unfeasible for large
alignment sets. We have opted to move towards a silver standard by harmonising the outputs
of different matching tools over the relevant ontologies. Similar silver standards have
been developed for named entity recognition problems [
        <xref ref-type="bibr" rid="ref13 ref21">21, 13</xref>
        ].
      </p>
      <p>We have harmonised the outputs of the systems participating in the OAEI 2011.5
FMA-NCI matching problem. Each system has been associated a weighted vote based
on its precision w.r.t. the refined UMLS-based reference alignment (see Table 4). For
example, LogMap and MapSSS have been associated the weights 0.868 and 0.426,
respectively. Note that systems participating with two versions (e.g. GOMMA and LogMap)
have been only considered once in the voting process.</p>
      <p>Figure 1 summarises the evolution of the F-measure, Precision and Recall for the
harmonised alignment depending on the minimum required votes. For example the
harmonised alignment set requiring 4.0 points of weighted votes has a precision of 0.971
and a recall of 0.369 w.r.t. the refined UMLS-based reference alignment. As expected
precision increases and recall decreases as the required votes increase.</p>
      <p>We have selected the harmonised alignment set with the highest F-measure (0.91) as
the “first” silver standard of the FMA-NCI matching problem. This set contains 2,890
alignments that have been ”at least” voted by two systems with weight 0.90. Note that
this harmonised alignment has not been yet refined and it is known to lead to more than
14,000 unsatisfiable classes when integrated with FMA and NCI.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Future work</title>
      <p>In the OAEI 2012 campaign7 we also intend to evaluate the SNOMED-NCI and
FMASNOMED matching problems using the correspondent UMLS-based reference
alignments (see Table 3). We will also create harmonised silver standards alignments and
we will evaluate the participating systems against them. This comparison will be very
useful to analyse how different a system is with respect to the others.</p>
      <p>
        Finally, we also intend to combine different reasoning and diagnosis tools such as
ALCOMO8 [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] to generate error-free refinements of both the UMLS-based reference
alignments and the harmonised silver standards.
      </p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements References</title>
      <p>This work was supported by the Royal Society, the EU FP7 project SEALS and by the
EPSRC projects ConDOR, ExODA, LogMap and Score!. We also thank the organisers
of the OAEI evaluation campaigns for providing test data and infrastructure.</p>
      <sec id="sec-5-1">
        <title>7 http://www.cs.ox.ac.uk/isg/projects/SEALS/oaei/2012/</title>
      </sec>
      <sec id="sec-5-2">
        <title>8 http://web.informatik.uni-mannheim.de/alcomo/</title>
      </sec>
    </sec>
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