<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>How do computed ontology mappings evolve? - A case study for life science ontologies</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Anika Gross</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michael Hartung</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andreas Thor</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Erhard Rahm</string-name>
          <email>rahmg@informatik.uni-leipzig.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, University of Leipzig</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Interdisciplinary Center for Bioinformatics, University of Leipzig</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>Mappings between related ontologies are increasingly used to support data integration and analysis tasks. Changes in the ontologies also require the adaptation of ontology mappings. So far the evolution of ontology mappings has received little attention albeit ontologies change continuously especially in the life sciences. We therefore analyze how mappings between popular life science ontologies evolve for di erent match algorithms. We also evaluate which semantic ontology changes primarily a ect the mappings. Our results can be valuable for users working with ontology mappings, e.g., one can learn from past ontology/mapping changes and their correlation to estimate possible mapping changes if new ontology versions become available.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Ontologies are heavily used, e.g., to uniformly annotate and categorize objects.
Di erent ontologies of the same domain often contain overlapping and related
information. For instance, information about mammalian anatomy can be found in
NCI Thesaurus [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ] and Adult Mouse Anatomy [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Ontology mappings
(ontology alignments) are used to express the semantic relationships between di erent
but related ontologies, e.g., by linking equivalent concepts of two ontologies.
      </p>
      <p>
        Mappings between related ontologies are useful in many ways, in
particular for data integration and enhanced analysis. For instance, such mappings are
needed to merge ontologies to create an integrated ontology such as the
crossspecies Uber anatomy ontology [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ]. Furthermore, mappings can help nding
objects with similar ontological properties as interesting targets for a
comparative analysis. Ontology curators can further nd missing ontology annotations
and get recommendations for possible ontology enhancements based on
mappings to other ontologies.
      </p>
      <p>
        Ontologies underly continuous modi cations so that new ontology versions
are released periodically [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. New versions typically incorporate enhanced
knowledge, such as additional concepts, relationships, and attribute values. Existing
information can also be revised or even deleted. Such ontology changes can
invalidate previously determined ontology mappings [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] so that they may have to be
re-determined to remain useful. Unfortunately, determining ontology mappings
is an expensive process even with the help of semi-automatic ontology
matching techniques [
        <xref ref-type="bibr" rid="ref25 ref8">8,25</xref>
        ] that still involve a manual veri cation of correspondences
and a parametrization e ort. The importance on determining and adapting
ontology mappings is underlined by the popular Ontology Alignment Evaluation
Initiative (OAEI) [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. OAEI provides real-world test data sets, in particular for
matching the Adult Mouse Anatomy Ontology against the anatomy part of NCI
Thesaurus. Unfortunately, the reference mapping of the anatomy task is based
on 5 year old ontology versions1 so that its quality for the current ontology
versions remains unclear.
      </p>
      <p>The evolution of ontology mappings has received very little attention so far,
especially for the life science domain. For example it is unknown to what
degree and how mappings between popular life science ontologies change and how
ontology changes a ect ontology mappings. There are many ways to compute
mappings and it is not clear to what degree di erent match methods result in
di erently stable ontology mappings. Such information is expected to be useful
for deciding about whether a previous ontology mapping is still reliable and
upto-date or whether one has to perform an expensive adaptation of the mapping.</p>
      <p>To address these questions and issues we make the following contributions:
{ We introduce a general versioning scheme which allows for studying the
evolution of both, ontologies and mappings. (Sec. 2)
{ We propose a generic change model to measure and compare the degree of
change for ontologies and mappings. The model supports analyzing the
impact of ontology evolution on mapping evolution, e.g., what ontology changes
lead to the addition or deletion of correspondences in the mapping. (Sec. 3)
{ We apply our model to three life science scenarios and evaluate how mappings
between popular life science ontologies evolve. We also investigate mapping
evolution for di erent match techniques. (Sec. 4)
In Sec. 5 we describe related work and conclude in Sec. 6.</p>
    </sec>
    <sec id="sec-2">
      <title>Versioning Scheme for Ontologies and Mappings 2</title>
      <p>2.1</p>
      <p>Prelimiaries
In general an ontology O = (C; R; A) consists of concepts C which are
interrelated by directed relationships R. Each concept has an unambiguous identi er
such as an accession number. A concept typically has further attributes a 2 A to
describe the concept, e.g., name, synonyms, or de nition. A relationship r 2 R
forms a directed connection between two concepts and has a speci c type, e.g.,
is a or part of. An ontology mapping (ontology alignment) MO1;O2 is a set
of correspondences (c1; c2) whereby each correspondence interconnects two
concepts c1 2 O1 and c2 2 O2 of the two ontologies. The mapping semantics
depends on the intended use case but we assume that all correspondences of a
mapping express the same semantic type, e.g., same-as or is-related-to.
1 As of 2012, the current reference ontology mapping has been created in 2007.
diff(O11,O12)
diff(O1k-1,O1k)
O12
...</p>
      <p>O1k-1
O1k
mdiff(M1,M2)</p>
      <p>diff(O21,O22)
MO12,O22 = M2</p>
      <p>...</p>
      <p>MO1k-1,O2k-1 = Mk-1</p>
      <p>mdiff(Mk-1,Mk)
MO1k,O2k = Mk
O22
...</p>
      <p>O2k-1
O2k
diff(O2k-1,O2k)</p>
      <p>Current version k
Since a purely manual creation of ontology mappings is a tedious and
laborintensive task such mappings are usually determined by semi-automatic
ontology matching techniques (see Sec. 5 for Related Work). Most matching
approaches are metadata-based, i.e., they use the ontology representations
themselves to nd related concepts, in particular the names of concepts and
contextual information like the names of the parent or child concepts within the
ontologies. In our evaluation, we will analyze mapping changes for three typical
metadata-based matchers (Sec. 4).
We de ne an ontology version Ov = (Cv; Rv; Av) as a snapshot of an ontology
O released at a speci c point in time. For simplicity we enumerate the versions
with ascending numbers v = 1; 2; : : : rather than using the actual release dates.</p>
      <p>Ontology changes a ect previously determined ontology mappings so that
these mappings should be continuously adapted. Fig. 1 illustrates the general
versioning scheme we adopt in this paper. There is a series of versions (v =
1 : : : k) for a pair of ontologies O1 and O2 that are connected by an ontology
mapping MO1;O2. For simplicity we determine ontology mappings only between
ontologies of the same version number, i.e., we create mappings Mv only between
ontology versions O1v and O2v referring to the same speci c point in time.</p>
      <p>The di erence between two ontology and mapping versions is denoted by
dif f (Ov; Ov+1) and mdif f (Mv; Mv+1), respectively. The next section explains
dif f and mdif f in more detail.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Change Model for Ontologies and Mappings</title>
      <p>
        We rst describe our change model for ontologies and mappings and categorize
the changes into di erent groups. We also propose simple change ratio
indicators to assess the evolution intensity between successive ontology and mapping
Change operation
versions. We then propose indicators to assess the impact of ontology changes
on ontology mappings.
We start by de ning what changes can occur between successive ontology
versions Ov and Ov+1. Our model is based on the COntoDi algorithm described
in [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. COntoDi computes the di erence dif f (Ov; Ov+1) between an old and
a new version of an ontology and consists of the set of change operations that
{ when applied to Ov { transform the old into the new version. Basic change
operations are concept and attribute additions or deletions. COntoDi also
determines more complex changes such as merging or splitting of concepts or the
addition/deletion of subgraphs.
      </p>
      <p>Table 1 lists all considered change operations and additionally categorizes
them into one of three groups. The rst group contains information extending
operations that add information in Ov such as new concepts, relationships or
attribute values. The second group, information reduction, includes change
operations that remove information from Ov. All other operations including split
and merge changes belong to the revise group.</p>
      <p>For a quantitative change analysis we assign concepts both from Ov and Ov+1
based on their change operations to one of the following sets:
{ Extension set: Ext(Ov7!v+1) = set of concepts in Ov [ Ov+1 where all
concept-related change operations are information extending.
{ Reduction set: Red(Ov7!v+1) = set of concepts in Ov [ Ov+1 where all
concept-related change operations are information reducing.
{ Revision set: Rev(Ov7!v+1) = set of concepts in Ov [Ov+1 that are involved
in at least one change operation but belong neither to Ext nor to Red. Each
concept is thus related to a revise operation or is related to both extending
and reducing operations.</p>
      <p>All other concepts remain unchanged, i.e., they are not a ected by any
change operation. Fig. 2 illustrates an evolution example for two ontologies
O1 and O2. For example, the evolution from O21 to O22 might contain three
change operations: insertion of concept f2, deletion of concept d2, and an
attribute value change for concept e2. The three concepts are thus assigned to
Ext, Red, and Rev, respectively, i.e., Ext(O217!2) = ff2g, Red(O217!2) = fd2g,
and Rev(O217!2) = fe2g. All other concepts of Fig. 2 are not a ected by the
change operations.</p>
      <p>The size of the three concept sets Ext, Red, and Rev quantitatively
characterizes the degree of change during the evolution from Ov to Ov+1. We therefore
de ne the ontology change ratio as follows:</p>
      <p>OCR(Ov7!v+1) = jExt(Ov7!v+1) [ Red(Ov7!v+1) [ Rev(Ov7!v+1)j
jOv [ Ov+1j</p>
      <p>The ontology change ratio for O2 of our running example (Fig. 2) is thus
OCR(O217!2) = jff2; d2; e2gj=jfa2; b2; c2; d2; e2; f2gj = 0:5.
3.2</p>
      <p>Mapping Changes
For ontology mapping evolution we employ a simple model that distinguishes
between the addition and deletion of correspondences. Thus, between two
consecutive mapping versions Mv and Mv+1 we consider whether a new
correspondence has been added (Add) or a previous one has been removed (Del). We
group changed correspondences into the following sets:
{ Addition set: Add(Mv7!v+1) = Mv+1nMv
{ Deletion set: Del(Mv7!v+1) = MvnMv+1</p>
      <p>All other correspondences appear in both mapping versions and are thus
unchanged. Based on the introduced sets we de ne the mapping change ratio
as follows:</p>
      <p>In the example of Fig. 2 there are two new correspondences, i.e., Add(M17!2) =
f(b1; b2); (f1; f2)g. and two deleted correspondences, (b1; c2) and (d1; d2). Since
there is one unchanged correspondence (a1; a2), the mapping change ratio
M CR(M17!2) equals 4=5.
3.3 Impact of Ontology on Mapping Changes
To determine how ontology changes in uence or trigger mapping changes it is
useful to interrelate the di erent kinds of ontology changes and mapping changes.
For this purpose, we interrelate the three sets of changed concepts (Ext, Red,
Rev) with the two sets of changed correspondences (Add, Del). We will de ne
six corresponding indicators and use them for both analyzing mapping evolution
(see Sec. 4).</p>
      <p>The impact ratio is the share of changed concepts that actually had an
impact on the correspondences. For any set of ontology changes OCh (Ext, Red,
or Rev) and mapping changes MCh (Add or Del) it is de ned as follows:
IR(OCh; MCh) = jfc 2 OChj9c0 : (c; c0) 2 MCh _ (c0; c) 2 MChgj
jOChj</p>
      <p>For example, to determine which fraction of additive ontology changes led to
new correspondences we determine the impact ratio for OCh = Ext(O117!2) [
Ext(O217!2) and MCh = Add(M17!2). For the example in Fig. 2, two (f1 and
f2) out of the three Ext-concepts appear in the set of added correspondences,
i.e., the changes in these two concepts had an impact on the mapping. Therefore
IR(Ext; Add) equals 23 .</p>
      <p>One would expect that Ext concepts mostly lead to correspondence additions
whereas Red concepts usually account for correspondence deletions. However,
as we will see in our evaluation (see Sec. 4), Ext concepts may also trigger
correspondence deletions and Red concepts may lead to new correspondences
depending on the match technique.</p>
    </sec>
    <sec id="sec-4">
      <title>Analysis of Mapping Evolution</title>
      <p>After introducing the experimental setup, we analyze ontology and mapping
evolution for di erent life science scenarios. We then compare mapping evolution
for di erent match strategies and evaluate the impact of ontology changes on
mapping changes.
4.1</p>
      <p>
        Setup
We consider three mapping scenarios:
{ Anatomy : map Adult Mouse Anatomy Ontology (MA) to the anatomy part
of NCI Thesaurus (NCITa)
{ Molecular Biology : map the two Gene Ontology[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] sub-ontologies Molecular
      </p>
      <p>
        Functions (MF) and Biological Processes (BP)
{ Chemistry : map Chemical Entities of Biological Interest (ChEBI) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] to NCI
      </p>
      <p>Thesaurus (NCIT)
For each input ontology we map 10 versions on a half year basis between 2006-06
and 2010-12 with each other. We use the following meta-data based matchers to
compute the con dence (similarity) for any concept pair of two ontologies:
{ Name: String (trigram) similarity of concept names
{ NameSyn: Maximal string (trigram) similarity of names and synonyms
{ Context : String (trigram) similarity of the concatenated parent, concept, and
children names</p>
      <p>
        In this study we focus on the evolution of ontology mappings and do not
evaluate the quality of matching. The choice of match strategies is based on
previous studies where matching on concept names and synonyms achieved high
quality especially for anatomy ontologies [
        <xref ref-type="bibr" rid="ref11 ref12">11,12</xref>
        ]. To obtain precise results we
need to select the most likely correspondences exceeding a certain con dence
threshold. We applied a default con dence threshold of 0.6 ; for the NameSyn
matcher, we also considered a stricter threshold of 0.8. Moreover, for each input
ontology concept, we only select the top correspondences in a small delta range
(MaxDelta selection [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]).
4.2
      </p>
      <p>Ontology and Mapping Evolution
Fig. 3 gives an overview about the ontology and mapping sizes as well as their
growth between June 2006 and Dec. 2010. For Anatomy, the combined size of
concepts in domain and range ontology (jCj) grew only slightly by a factor 1.1
to almost 10,000 concepts. By contrast, jCj increased by 60 - 70 % to 30,000
and 120,000 concepts for Molecular Biology and Chemistry. In two of the three
scenarios (Anatomy and Molecular Biology ), the mappings grow similarly strong
as the ontologies while the Chemistry mappings grew by up to a factor 6. The
especially high mapping growth for the Context matcher seems in uenced by its
Anatomy
Molecular Biology
Chemistry</p>
      <p>ontologies Name 0.6 NameSyn 0.6 NameSyn 0.8 Context 0.6
|C2006-06| growth |M2006-06| growth |M2006-06| growth |M2006-06| growth |M2006-06| growth
8,806 1.1 1,496 1.1 1,636 1.1 1,264 1.1 1,272 1.0
18,974 1.6 852 1.1 1,531 1.7 251 1.6 465 1.6
69,005 1.7 1,353 3.9 3,242 3.2 1,930 3.7 277 6.1
very small mapping size which in turn is caused by its need to nd similar names
not only for the concepts but also for their parent and child concepts.
Comparing the results for NameSyn with two di erent thresholds, we nd that a higher
threshold produces smaller mappings and achieves only a relatively small
coverage, especially for Molecular Biology. For Molecular Biology, the Name matcher
proved to determine the most stable mappings.</p>
      <p>Fig. 4(a) shows ontology change factors (see Sec.3.3) between succeeding
versions for the three domains during the 5-year observation period. For Anatomy
there were only few changes compared to the other two domains. Molecular
Biology shows high change rates until 2007 (nearly 40%). From 2008 on, change
rates are comparable to those of Chemistry (around 20%). Fig. 4(b) illustrates
more detailed mapping evolution results for NameSyn 0.6 in Molecular Biology.
In general, correspondence additions dominate leading to a nal mapping size of
more than 2,500 correspondences. But there has also been a considerable
number of deletions. In 2007-12 nearly 500 correspondences were removed from the
mapping. This shows that there can be very heavy mapping changes.
4.3</p>
      <p>Comparison of Match Strategies
To analyze the mapping stability for di erent match strategies in more detail,
we examine a possible correlation between ontology and mapping changes over
time. We therefore compute ontology and mapping change factors for all three
aAddddC(oMrrv→v+1)
dDeleCl(oMrrv→v+1)
|C|Morvr+|1|
3,000
221,,,055000000 iizsegpn
1,000 a</p>
      <p>p
500 m
0
1.0
0.8
0.6
R
C
O0.4
0.2
0.0
(a)</p>
      <p>OCR
aAddddC(oMrr ) dDeleCl(oMrr ) |C|Morr| |
Fig. 5. Ontology and mapping change factors for three life science domain examples
(a) Anatomy, (b) Molecular Biology, (c) Chemistry
match scenarios and the four match strategies (Fig. 5 a-c). For Anatomy,
ontologies and mappings only slightly changed (see y-axis range), while the other
two scenarios experience a surprisingly high degree of mapping changes between
10 and 80 %. Except for Chemistry we observe a strong correlation between the
ontology change factor (black continuous line) and the mapping change factors
of the di erent match strategies(colored dashed lines). The Name matcher was
relatively stable in general while the Context matcher was most heavily in
uenced by ontology evolution. This especially holds for Chemistry where 80% of
the Context mappings changed in 2008. The reason for the relative instability
of Context is mainly in its use of more ontological information that can change,
i.e., changes on both parent and child concepts have an in uence. For instance,
moving a concept from one parent concept to another might completely change
a concept's context. For Molecular Biology the mappings, (especially NameSyn),
changed heavily in 2007-12, although the maximum ontology evolution already
occurred in 2007-06. This results from successive modi cation of GO-BP and
GO-MF in 2007. The combined changes in both sub-ontologies seem to have led
to numerous mapping changes in 2007-12.
4.4</p>
      <p>Impact of Ontology on Mapping Changes</p>
      <p>Anatomy
Molecular Biology</p>
      <p>Chemistry</p>
      <p>IR Ext
|Ext| →Add →Del
95 18.7% 0.1%
2,359 4.6% 0.7%
8,377 11.7% 1.2%
|Red |
by relating the concept to another one than before. Thus, a synonym deletion
can lead to a correspondence deletion and addition in one evolution step.
Finally, revised concepts (Rev ) trigger both, Add and Del. This is intuitive since
revised concepts might have been extended and reduced in one evolution step
(e.g., attribute addition and deletion). In general, ontology revisions account for
a high share of mapping changes while deletions play only a minor role.
We evaluated ontology and mapping evolution for three real-world life science
domains (Anatomy, Molecular Biology and Chemistry ) and took four
matchstrategies into account. The analysis results show that especially Molecular
Biology and Chemistry underlie heavy ontology extensions and revisions whereas
Anatomy is relatively stable. Since existing knowledge is mainly extended or
revised, we nd only few ontology reducing changes for all domains. Ontology
evolution heavily in uenced mappings computed by di erent metadata-based
match strategies. Especially, the structural matcher Context produced rather
unstable results whereas mappings based on the Name matcher are relatively
stable. As expected, ontology extensions primarily lead to correspondence
additions and information reducing ontology changes primarily lead to the removal
of correspondences. Ontology revisions play an important role and result in both
the addition and deletion of correspondences.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Related Work</title>
      <p>
        In the last decade, ontology matching to semi-automatically create ontology
mappings has become an active research eld (see [
        <xref ref-type="bibr" rid="ref24 ref8">8,24</xref>
        ] for overviews). In
the life sciences especially the matching of anatomy ontologies [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ] and
molecular biological ontologies [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] has attracted considerable interest. Most match
approaches focus on improving the quality of computed mappings by applying
di erent matchers (e.g., based on the name/synonyms of concepts, the
ontology structure or associated instances) in a work ow-like manner. For comparing
available match systems w.r.t. their quality the OAEI [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ] provides gold standard
mappings, e.g., between MA and NCIT.
      </p>
      <p>
        Previous work on ontology evolution (see [
        <xref ref-type="bibr" rid="ref15 ref9">9,15</xref>
        ] for surveys) focused on
ontology versioning [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ], the evolution process itself [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ] as well as the detection of
changes between ontology versions [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]. Few approaches investigate how changes
in ontologies should be propagated to dependent artifacts such as instances or
annotations. For example, the ontology evolution process proposed in [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ]
includes a change propagation phase where performed changes are propagated to
other ontologies that are based on the modi ed ontology.
      </p>
      <p>
        The evolution of ontology mappings has received only little attention so far.
In our previous work [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] we studied the evolution of mappings without
considering interdependencies to ontology evolution. In a further study [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ] we focused
on the stability of correspondences created by an instance-based matcher and
proposed measures which allow for a classi cation of (un)stable correspondences.
[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] discusses possible techniques to maintain mappings in an automatic way.
      </p>
      <p>
        In contrast to previous work this study focuses on the impact of ontology
on mapping changes, i.e., we investigate (1) how ontology mappings change and
(2) study how ontology changes correlate with mapping changes for di erent
matchers. In our evaluation we use real-world data sets from several life science
domains. The mapping versions under investigation were created with
previously evaluated matchers such as name or name/synonym using the GOMMA
system [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ].
6
      </p>
    </sec>
    <sec id="sec-6">
      <title>Conclusion and Future Work</title>
      <p>We studied the evolution of ontology mappings and analyzed the ontology changes
triggering mapping changes as well as the in uence of di erent match techniques.
Our analysis covered three life science mappings and three match strategies.
Except for anatomy ontologies, we observed that ontology mappings based on
common match strategies using name and synonym information often experience
heavy changes. The results indicate a signi cant correlation between ontology
and mapping changes depending on the utilized match strategy and mapping
coverage.</p>
      <p>In future work, we plan to investigate how known ontology changes can be
used to semi-automatically adapt ontology mappings without a completely new
mapping determination.</p>
    </sec>
  </body>
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