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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Learning Analytics as an Investigation Tool for Teaching Practicioners</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sandra Rebholz</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paul Libbrecht</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Wolfgang Müller</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>MLU Halle, Center for Educational Research in Mathematics and Technology</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Education Weingarten, Media Education and Visualization Group</institution>
          ,
          <addr-line>MEVis</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>Formative assessment plays an important role in teaching, to both provide learners with valuable feedback and to improve the teaching process. Recently, novel tools have been developed to support teachers in this context. These tools allow one to analyze the students' activity in detail and guide and improve the teaching process. We present one such tool, and the scenarios in which this tool would be used, following an evaluation. From these scenarios, we deduce the structure of a general analytical process for teachers that yields general requirements for the corresponding analytical tools.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Feedback on the learner’s performance represents an indispensable element in
learning scenarios. Adequate feedback presented in a timely fashion may improve and
accelerate student learning. However, the task to provide such feedback is challenging
in classical learning scenarios due to the required effort to analyze students’
performance. Novel techniques and tools from the field of computer-based assessment (CBA)
may overcome this problem. These allow for solving exercises at a computer,
recording not only the final outcome, but also the whole of a student's learning process on
the level of individual solution steps. This is especially important in cases where
feedback is required not only based on the reproduction of factual knowledge, but on
the application of strategies and algorithmic thinking, such as in various fields in
Mathematics. Applying corresponding forms of formative CBA may easily result in
large amounts of log data from learners. In principle, this data may allow teachers to
analyze a learner’s performance in detail, to provide helpful feedback to individuals,
and to adapt teaching in general. Thus approaches to analyze the vast amounts of data
are required. For instance, summary views are required to detect symptoms such as
misunderstandings or excessive successes, while sampling methods have to be
supported to infer a problem seen in summaries.</p>
      <p>The contribution of this paper is an analysis of the analytical process of the
teachers we aim to support, based on a range of scenarios. Moreover, we depict demands
on teaching and learning analytics tools and visualizations.</p>
      <p>The remainder of the paper is structured as follows: First we give an overview on
the theoretical background and related work. Then, we introduce tools developed in
the SAiL-M project showcasing novel opportunities to include CBA in the classroom,
and how this enables teachers to analyze students’ performance in a new way. We
present three different scenarios, which explain in more detail the different
motivations of teachers for analyzing data, and analyze the processes observed. Open
questions form the conclusion.</p>
    </sec>
    <sec id="sec-2">
      <title>Background and Related Work</title>
      <p>Formative assessment is intended to improve teaching and learning. This kind of
assessment aims at providing an overview of the students’ understanding and at
identifying areas of misconception. When conducting formative assessments, the teacher
faces the challenge of interpreting the data obtained as assessment results and
adapting instruction based on that information. When applying the concept of formative
assessments in a university setting, the challenge already arises when trying to
organize assignments for a large number of participants: assignments have to be corrected,
errors have to be analyzed, data has to be collected and feedback to the students has to
be given. Doing this on a regular basis, very little time remains for interpreting the
obtained data and for thinking about strategies of instructional change.</p>
      <p>
        A teacher’s role as a researcher or investigator is being increasingly highlighted.
For example, the research review [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] highlights the importance of the teachers’
ability to synthesize students’ and tools’ usage. Corresponding approaches are connected
to the field of action research [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], targeting to improve teaching through reflection and
development of adequate action in their classroom setting. Adequate formative
assessment typically also represents a crucial element in such approaches.
      </p>
      <p>
        Computers have been proposed frequently as a means to perform assessments
frequently and in an effective manner. In fact, early approaches in the area of
programmed instruction include this notion [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Intelligent tutoring systems (ITS) also
integrate different types of assessment components as part of their inner loop [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. In
both cases, the results of the assessment are being utilized to adapt the learning
process. However, the corresponding information is rarely being provided to a teacher or
tutor for further analysis. CBA refers to a set of different approaches for educational
assessment, both in the classroom and in large-scale testing situations, based on
question types with which computers can effectively interact, including scoring and score
reporting, while still gathering meaningful measurement evidence [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. In practice,
most of the applied techniques boil down to multiple-choice-like questionnaires,
which may provide limited detail on students' conceptions and misconceptions,
especially in the context of conveying knowledge beyond factual and higher-level
competencies. Intelligent CBAs [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] represents a recent approach to overcome these
limitations, utilizing methods from the field of ITS to assess more complex solutions
processes on the level of individual solution steps. As a result, such assessments may
provide much more detailed information of students’ performance, raising demands in
approaches to analyze the large amounts of recorded data efficiently. Different to ITS
approaches, intelligent assessment does not rely on automatic assessment alone, but
rather introduces a semi-automatic approach, thus causing further demand for
adequate methods to support a teacher in the assessment of solution processes.
      </p>
      <p>
        There have been a number of proposals for defining Learning Analytics, which to
some extent take different objectives and only partially overlap [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. We do connect to
the field of Visual Analytics [
        <xref ref-type="bibr" rid="ref11 ref5">5, 11</xref>
        ], and for this reason we understand Learning
Analytics as a specific focus and application area of Visual Analytics. That is, Learning
Analytics relates to approaches and technologies targeted to allow for analytical
reasoning facilitated by visual interfaces employed for teaching or learning. Objectives
are the detection of interesting aspects and patterns in learner and learning data,
building hypotheses based on these detected structures, confirming such hypotheses,
drawing conclusions, and possibly communicating the results of this analytical
process. In the context of this paper we will discuss how Learning Analytics relates to
formative assessment, and what specific requirements can be stated on corresponding
solutions from the perspective of a teacher-as-investigator.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Intelligent Assessment Tools</title>
      <p>automatic
assessement
Learning</p>
      <p>Tool
launch tool</p>
      <p>In the context of the research project SAiL-M (Semi-automatic Analysis of
Individual Learning Processes in Mathematics), we have developed various interactive
learning tools for the field of mathematics. Our learning tools implement the approach
of intelligent assessment and use the general-purpose logging architecture SMALA
(SAiL-M Architecture for Learning Analytics) for recording all semantically relevant
interactions between the learners and the tools.</p>
      <p>The SAiL-M learning tools are web-based software applications that can be
accessed as learning activities from within a learning management system (LMS).
Authenticated users of the LMS can use the learning tools and solve exercises
interactively. The actions of the learner are analyzed and automated feedback is provided
(generally detecting standard errors or standard solution paths).</p>
      <p>The SMALA logging infrastructure provides the learning tools with the extra
functionality of recording all interactions that occur between the learner and the learning
tool. In order to document individual learning processes, the learning tools send all
semantically relevant interactions as events to the SMALA logging service with
information such as the pseudonym, the input, and the displayed feedback. The events
are stored in the SMALA database and from there, the data logs get analyzed and
represented by suitable log views. Authorized teachers can can access these log views
from the SMALA web server thanks to the
SMALA log architecture in Figure 1. Available log views
vvileoileowgwgss include both summary views on activities and
logs views performances of the whole group of learners,
vaitcieti-s how to deploy aonfdinsdeisvsiidounalvileewarsnionng sptreopc-ebsys-esste.pWreecdoersdcirnibges
them below.
start tool session In the winter term 2011/2012 the learning
LMS tools were used and evaluated by about 200
students and 6 teachers in the Universities of</p>
      <p>Course Education in Heidelberg, Karlsruhe and
Ludresource resource creates iwnivgessbtiugragt.eTbhoethgtohael aocfcetphteanecvealaunadtiounsefwualnsestos
of the learning tools from the students’ point
of view and from the teachers’ point of view.</p>
      <p>
        The evaluations showed the toolset and observation mechanism to be acceptable for
students and to allow them to seek help effectively (see [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]). Interviews with four
participating teachers confirmed that individual learning processes were reproducible
by the SMALA session views. However, teachers requested other statistical indicators
and richer summary views for getting a general overview of the students’ activity and
performance. In particular, they were interested in statistics on assessment results
(e.g., type and number of detected problems), number of feedback requests and the
level of activity per student, which were not available during the evaluation. Based on
these outcomes, we have developed analytical process scenarios as a means to
illustrate the integration of SMALA log views into the teaching practice and to get a better
understanding of the teachers’ requirements for such log views.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Analytical Process Scenario</title>
      <p>When integrating formative CBA tools in a classical teaching environment, the
teachers typically introduce the learning tools during the lecture. The tools can then
be used at home or in the lab. Based on the assessment results, the teachers can then
decide on appropriate adaptions of their teaching strategy. In this section, we describe
illustrative scenarios involving the usage of learning analytical tools.</p>
      <p>Scenario I: Checking the students’ activity. The teacher introduces the topic of
functions and relations. In order to demonstrate the concepts of injectivity and
surjectivity, she interactively constructs relations by using the tool Squiggle-M, a tool to
exploratively discover the properties of finite mappings. At the end of the session the
teacher asks the students to do exercises 1 and 2 from the learning tool as homework
and to perform their own explorations with the tool as they wish, with a one week
delay. One day before the next session, the teacher checks whether the students have
worked with the learning tool. She opens the SMALA log views for the Squiggle-M
learning activity and gets a visual representation of the learner’s activities. According
to the diagram most of the students have solved both exercises. Their level of activity
shows that they were interacting intensely with the tool. Only a few students have
done only one exercise with a low level of activity. Based on his experience, he
decides that 74% is reasonable as a proportion of high involvement.
cording to the view, several students have worked the first exercises. In order to get
an impression of the students’ performance, the teacher opens a second view that
shows the successful sessions. She realizes that there are only very few students that
came to a correct solution. When drilling down to a representation of the type of
problems that were detected by the automatic analysis component of the learning tool,
which is linked to a detailed session view, the teacher realizes that most of the
problems occurred in the step of finding the correct induction statement. According to this
report, 80 % of the students gave up at this stage of the solution process. Because the
teacher considers these findings critical, he decides to explain this part of complete
induction again in more detail in the coming session.</p>
      <p>Scenario III: Providing individual feedback. A student is doing the homework
for the mathematics class and opens the learning tool ComIn-M in order to solve the
exercises online. She selects the first exercise that the teacher asked the students to
do. After some minor difficulties in entering the mathematical formulae, she
successfully enters the base case for the proof by mathematical induction. In order to find out
whether she did fine so far, she requests an automatic analysis of the current solution
by pressing the “Verify” button. A green check mark appears on the screen,
confirming that her intermediate solution is correct. She continues by selecting the correct
assumption and then tries to figure out the induction statement. As she is not sure
what to enter, she guesses a statement and requests an automatic analysis from the
tool. This time, the tool marks the current solution as wrong and displays a short
description of the problem that was detected. Now the student tries another solution,
requests an analysis again, but again the tool reports a problem. The student is afraid
that she cannot find the correct solution on her own, so she uses the “Ask Tutor”
feature of the learning tool. By simply clicking the corresponding link, a dialog window
opens and lets her enter a message to the tutor. When she submits the dialog, her
message is sent along with a link to her SMALA logging session to the responsible tutor.
Later that day, the tutor checks her email and finds a notification that a ComIn-M user
needs personal help from her. She reads the message and follows the link to the
SMALA logging session. This log view shows the recorded interaction sequence
between the student and the learning tool until the point of help request as illustrated in
Figure 3: it shows an easily
readable overview of each the terms the
student has input and all the
problems that were reported by the tool.</p>
      <p>Investigating the last state of the
solution process, the teacher
quickly finds out that the student
did not replace the index variable
correctly. So she sends her advice
back to the requesting student,
addressing the concrete problem that
she detected in the solution of the Fig. 3. SMALA session view
student.</p>
      <sec id="sec-4-1">
        <title>4.1 The Analytical Processes</title>
        <p>In the scenarios described above the teachers typically perform four parallel
reasonings, which could be carried out alternating or in parallel: based on their
knowledge of the domain and learning tools, they have expectations of the learners’
activities; these expectations are compared to the analytical views in an explorative
browsing way; this browsing leads to interpretations of the learning processes, which results
in strategies being assembled to further teaching actions.</p>
      </sec>
      <sec id="sec-4-2">
        <title>Process 1: Determine the expectations. Based on their course plan and assign</title>
        <p>ment, the teacher has expectations about the students’ usage of the learning tools.
Typical expectations of interest would be: this assignment should have been fully (or
barely) completed since it is easy (or challenging); can we find typical problems?; this
technical problem is likely to happen; or expect to see sufficient evidence in the
analytics views to decide on deepening a subject or not. These expectations are
constantly adjusted based on the processes below.</p>
        <p>
          Process 2: Log views analysis. Typically, teachers perform a multi-step analysis
on the assessment results [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. First, teachers look at overall scores and learning
outcomes to get an overview of the general class performance. Such summaries of the
assessment results should highlight weaknesses both by content area and by student.
Thereby, it is possible to detect common problems and difficulties. It is also possible
to identify low-performing students that need special support and further guidance. In
a second step, teachers perform an in-depth analysis of selected individual solutions
and errors. The detailed analysis shall reveal insights into the reasons for errors.
Ideally, not only the product of learning should be considered in this analysis step, but
the whole process leading to the final product of learning.
        </p>
        <p>
          Process 3: Interpret the learning processes. The interpretation of the log views
leads to an understanding of the learning process. The interpretations depend on the
professional experience of the teacher and is often based on so-called “thresholds”. A
threshold in this context is defined as a “criteria for determining whether student[s]
performance[s] require[s] an instructional response” [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Teachers can use thresholds
as an indicator as to whether a student has mastered the content covered by the
assessment. This allows teachers to decide on the need for an adaptation to the teaching
plan, for the classroom or for the individual student.
        </p>
        <p>
          Process 4: Preparing the instructional response. The outcome of the analytic
process is the most important and the most challenging objective: how can the
interpreted analysis be turned into action? What are the necessary measures to address the
detected problems? Again, it is the experience of the practicing teacher that can help
in answering these questions. In this step, research meets practice by developing
concrete teaching strategies from research findings. Although it is the individual teacher
who is ultimately responsible for selecting an appropriate action strategy, there are
numerous sources of ideas and suggestions for finding such strategies [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ].
5
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Open Questions and Conclusions</title>
      <p>Teachers do require special solutions for learning analytics tools that support them
in the analysis of data from formative CBAs. Analytical processes such as the 4-step
procedure described in this paper have to be supported. In addition, exploratory
approaches with no initial hypotheses in mind must be supported. Here, hyperlinking
between the representations certainly supports an exploratory investigation.</p>
      <p>
        Currently, our SMALA interface is restricted to simple depictions of data
corresponding to typical goals and analysis steps, as well as displaying the usage of the
learning tools. We are currently extending this by developing standard graphs for
detailed information and special visualizations supporting overview/detail
representations and the interactive filtering and thresholding of data (e.g., table lens techniques
[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]) as well as analyzing temporal aspects in the data [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. A more detailed analysis
is required to evaluate the potential of integrating such visualizations into the
interface for regular teachers, which are not experts in exploiting visual representations.
      </p>
    </sec>
  </body>
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