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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Transforming Between UML Conceptual Models And OWL 2 Ontologies</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jesper Zedlitz</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Norbert Luttenberger</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>German National Library for Economics</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>The ISO 19103 standard|de ning rules and guidelines for conceptual modeling in the geographic domain|has deliberately chosen the Uni ed Modeling Language (UML) as \conceptual schema language" for geographic information systems. From today's perspective|i.e. when taking into account today's mature semantic web technology|another language might also be envisioned as language for specifying applicationoriented conceptual models, namely the Web Ontology Language OWL 2. Both language de nitions refer to comparable meta-models laid down in terms of OMG's Meta Object Facility, but in contrast to UML, OWL 2 is fully built upon formal logic which allows logical reasoning on OWL 2 ontologies. In this paper, we investigate language similarities and di erences by specifying and implementing the transformation on the meta-model level using the QVT transformation language.</p>
      </abstract>
      <kwd-group>
        <kwd>OWL 2</kwd>
        <kwd>UML</kwd>
        <kwd>conceptual modeling</kwd>
        <kwd>ontology</kwd>
        <kwd>model transformation</kwd>
        <kwd>GML</kwd>
        <kwd>Semantic Web</kwd>
        <kwd>QVT</kwd>
        <kwd>meta-modeling</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>In its introduction, ISO Standard 19103 states: \Standardization of geographic
information requires the use of a formal CSL [(conceptual schema language)]
to specify unambiguous schemes that can serve as a basis for data interchange
and the de nition of interoperable services." In focusing on "the combination of
the Uni ed Modeling Language (UML) static structure diagram with its
associated Object Constraint Language (OCL)"|a combination, which is probably
the most often used CSL|ISO standard 19103:2005 follows mainstream. To
illustrate its use, Fig. 1 shows a UML class diagram taken from the
Geography Markup Language (GML) standard, where it serves as conceptual model
for some application-speci c purpose. Advantages are obvious: UML's graphical
syntax lets also non-computer scientists easily comprehend the intention of such
diagrams. Also in favor of UML is the rich tool support for UML class diagrams
which recommends UML as a good starting point for software development.</p>
      <p>
        Unfortunately, UML class models are not completely backed up by formal
logic, and we do not enjoy reasoning support as we do for ontologies. The OWL 2
Web Ontology Language3 or suitable subsets thereof in contrast are completely
backed up with formal logical and there is out-of-the-box reasoning support of
OWL ontologies. Reasoning over ontologies can be used to discover inferences not
detected by programmers, among them subsumption relations between classes
and properties in the ontology schema, which helps to determine where a concept
can be located in a class hierarchy. Reasoning also helps to assert the consistency
of the conceptual model (e.g. validity of intentional de nitions or in other words:
class satis ability), and it allows us to inspect the conceptual knowledge encoded
in the model. (Bucella et al. [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] follow the same line of arguments when giving
their outline for an integration tool for geographical schemas.)
      </p>
      <p>Having given this background, we feel that the following \What-if" question
suggests itself: What if OWL 2 were taken as CSL for geographic information
systems? Three further arguments back up the validity of our question:</p>
      <p>
        A closer look at conceptual models reveals the systematic use of the
objectproperty model that \has been the basis of the GML encoding model since the
rst version was adopted by OGC" [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. It is deeply elaborated in [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Needless to
be mentioned here, the object-property modeling pattern is at heart of RDF4,
RDF Schema5, OWL6, and OWL 2.7
      </p>
      <p>
        Secondly, OWL is one of the building blocks of the semantic web and the
Linked Open Data (LoD) Cloud, even if Jain, Hitzler et al. argue that currently
the LoD cloud is missing conceptual descriptions [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. The integration of
geographical information systems with the semantic web is an obvious necessity|
and might pro t much from being built upon common concepts and languages.
      </p>
    </sec>
    <sec id="sec-2">
      <title>3 http://www.w3.org/TR/owl2-syntax/</title>
      <p>4 http://www.w3.org/TR/rdf-concepts/
5 http://www.w3.org/TR/rdf-schema/
6 http:/www.w3.org/TR/owl-ref/
7 GML even contains a references to RDF: \[. . . ], GML follows RDF (W3C, 1999)
terminology [. . . ]"[6, p. 20]</p>
      <p>Thirdly, both UML and OWL 2 refer to comparable meta-models laid down
in terms of OMG's Meta Object Facility. Thus replacing UML by OWL 2 seems
to be a feasible task.</p>
      <p>We have chosen a special approach to examine the question if OWL 2 can be
used for conceptual modeling. Instead of looking at a bunch of examples (which
is always problematic because you cannot be sure to cover all relevant cases
with your examples) we approach the question by trying to transform between
UML class models and OWL ontologies automatically (in both directions). This
systematic approach will show what is possible and what is not.</p>
      <p>This paper shows the transformation between a UML model and a OWL 2
ontology with special care for restrictions and extensions GML applies to UML
models. We specify a transformation using OMG's Query/View/Transformation
(QVT) transformation language and the meta-models of UML and OWL 2.</p>
      <p>This paper is organized as follow: Section 2 presents the relation of UML
and GML and the restrictions resp. extensions it applies. In Section 3 we show
some existing work on the transformation of UML and OWL. Section 4 explains
our approach in general. Section 5 shows general di erences between UML and
OWL 2. In section 6 we present some of our transformations en detail. Section
7 gives a short summary of the paper.
2</p>
      <p>
        UML and GML
The ISO 19109 standard [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] de nes rules how to create \UML Application
Schema" in a common way. Basis for these application schemas is the
General Feature Model (GFM). However, the GFM only de nes the semantics of the
meta-model but does not provide a concrete syntax how to write the schemas.
In ISO 19103 [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] UML is chosen as \conceptual schema language". By de ning
rules for the usage of UML a so called \UML pro le" is de ned.
      </p>
      <p>
        The restrictions made by ISO 19103 limit the number of UML model
elements and their use. Also de ned are extensions|particularly noteworthy are
the stereotypes CodeList and Union . However, these are not without
controversy, as can be seen below. The ISO 19136 standard|GML [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] picks up the
restrictions and ampli es them to some extent. A complete list of restrictions
can be found in the GML speci cation [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>{ All UML elements have the visibility \public". [6, E.2.1.1.1]
{ Class names within a class diagram are unique. [6, E.2.1.1.2].
{ Operations are ignored. [6, E.2.1.1.2]
{ A class can either be a FeatureType if it is marked with the stereotype
FeatureType , a DataType if it is marked with the stereotype DataType or
an ObjectType|classes without any stereotype. [6, E.2.1.1.2]
{ A generalization between two classes is only allowed if both classes are
FeatureTypes, both classes are ObjectTypes or if both classes are DataTypes.
[6, E.2.1.1.2]
{ A generalization between classes must not be marked with a stereotype. [6,</p>
      <p>E.2.1.1.2]
{ Multiple inheritance is not allowed. [6, E.2.1.1.2]
{ Every association must have exactly two ends which links to a FeatureType,</p>
      <p>ObjectType or DataType. [6, E.2.1.1.3]
{ Associations must not be marked with stereotypes and must not contain
attributes. [6, E.2.1.1.3]</p>
      <p>As [4, 2.4.3] observed, the UML pro le described in the ISO 19103 standard
is not a pro le within the meaning of the de nition of UML pro les given by the
OMG. One reason is that the pro le de nes two stereotypes for data types that
are applied to classes. The two stereotypes CodeList and Union are no
semantics conserving specializations. For the transformation of classes marked
with the disputed stereotypes this observation, however, plays no role. We will
use the newly de ned semantic of the marked classes.
3</p>
      <sec id="sec-2-1">
        <title>Related Work</title>
        <p>
          Several publications deal with general transformation of UML models into
ontologies. Most of them work on XML serializations using XSLT. [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], and
[
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] fall into this category.
        </p>
        <p>
          Milanovic [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] describes the transformation of a UML model into a OWL
ontology using the Atlas Transformation Language, Hoglund [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] uses MOFScript
for a transformation to OWL 2. However, the goal of his work is validation of
models|therefore additional elements needed for the validation are inserted into
the ontology that hinder further use in an information system.
        </p>
        <p>
          Tschirner et al. [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] describe conversion rules from UML-data models to
OWL. They specify four main rules to map UML classes and attributes to
OWLclasses and properties. However, the constraints speci c model elements (e.g. a
Union) impose on the model are not mapped.
4
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Basic idea</title>
        <p>Commonly model driven architecture uses a four-layer architecture:
meta-metamodel (M3), meta-model (M2), model (M1) and instance (M0) layer. OMG's
MOF is a standard M3-system with a well-developed suite of software tools.</p>
        <p>Instead of transforming elements of a M1-model directly we describe the
transformation using elements of the M2-meta-models. By describing the
transformation on a higher meta-level the transformation does not depend on the
models that are going to be transformed. It only depends on the involved
metamodels. This enables an elegant description of the transformation|for example
compared to a XSLT-based transformation that works with the concrete syntax
of M1-models.</p>
        <p>It is very common that additional to one or more concrete syntaxes for a
language an abstract syntax exists. For example for OWL 2 has various concrete
syntaxes: Functional-Style Syntax, Turtle Syntax, OWL/XML Syntax,
Manchester Syntax, etc. By working with the abstract syntax our transformation
becomes independent of any particular representation.</p>
        <p>We choose OMG's QVT Relations Language for our transformations because
it is declarative and works with MOF-based meta-models. The support by the
OMG consortium and several independent implementations makes it
futureproof.
5</p>
      </sec>
      <sec id="sec-2-3">
        <title>Di erences of UML and OWL 2</title>
        <p>To assess the usage of OWL 2 as CSL we rst take a look at some fundamental
di erences of UML and OWL 2 and point out ways to circumvent some of them.
5.1</p>
        <sec id="sec-2-3-1">
          <title>Open-World vs. Closed-World Assumption</title>
          <p>In UML class models we work under a Closed-World Assumption (CWA): All
statements that have not been mentioned explicitly are false. In contrast OWL 2
uses an Open-World Assumption (OWA) where missing information is treated
as undecided. These di erent semantics make it necessary to add various
restrictions to the ontology during the transformation process from a UML model to
an OWL 2 ontology to preserve the original semantics of the model.
5.2</p>
          <p>Pro les
UML has the concept of \pro les" which allow extensions of meta-model
elements. There is no corresponding construct in OWL 2. In most cases UML
proles are used to de ne stereotypes to extend classes. The information of these
stereotypes can be mapped to OWL 2 by clever creation of some new classes and
generalization assertions. However a large part of an UML pro le is too speci c
and would require transformation rules adapted for the particular pro le.
5.3
5.4</p>
        </sec>
        <sec id="sec-2-3-2">
          <title>Access Control and Operations</title>
          <p>In UML the visibility of model elements can be reduced by marking them as
\public", \private", etc. It is also possible to declare UML model elements as
read only. OWL 2 does not have this kind of control mechanism to restrict the
access to model elements. OWL 2 ontologies also do not contain any operations.
However, in the list of restriction show in section 2 we have seen that both access
control and operations are ignored.
5.5</p>
        </sec>
        <sec id="sec-2-3-3">
          <title>Global Properties</title>
          <p>In OWL 2 it is possible to de ne (object) properties at ontology level.
Connections to classes (in the form of domain and range de nitions) are optional. The
following listing shows both cases:
1 Declaration ( ObjectProperty ( : b e l o n g s T o ) )
2 Declaration ( ObjectProperty ( : owns ) )
3 ObjectPropertyDomain ( : owns : Person )
4 ObjectPropertyRange ( : owns : P a r c e l )</p>
          <p>owns is a connection between individuals belonging to the classes Person
and Parcel. No domain or range has been speci ed for belongsTo, therefore the
default value of owl:Thing is used for domain and range. The belongsTo object
property can be used to connect any two individuals because every individual
belongs to the class owl:Thing.</p>
          <p>UML o ers two ways to connect classes: class-dependent attributes and
associations. As the name states, class-depended attribute belong to a class and
connect it with an other class or data type. Associations are package level
elements themselves. However, they need (at least) two so called members-ends
which require classes as types. Therefore UML associations are not completely
suitable to represent (generic) object properties.
5.6</p>
        </sec>
        <sec id="sec-2-3-4">
          <title>Complement</title>
          <p>In many places OWL 2 allows you to work with the complement of classes and
data types. In UML, this is not generally possible.
6</p>
        </sec>
      </sec>
      <sec id="sec-2-4">
        <title>Transformations</title>
        <p>
          Several transformation rules for the transformation direction UML ! OWL 2 can
be found in our article [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] where we have rst presented our idea to use a
declarative transformation language on meta-model level for transforming generic UML
class models into OWL 2 ontologies. However, to answer the question whether
OWL 2 could be used as CSL for geographic information systems special
challenges of ISO19100/OGC conceptual models have to be taken into account (e.g.
available top-level-classes and stereotypes with extended semantics). Therefore
we would like to highlight these areas:
6.1
        </p>
        <sec id="sec-2-4-1">
          <title>Global Properties</title>
          <p>One way to map object properties with owl:Thing as domain and range to
UML is the de nition of a single top-level class that is super-class Csuper of
all other classes in the model (like the AbstractGMLType) that represents the
owl:Thing class. In that case a generic object property can be mapped onto a
UML association with two members ends of type Csuper.
As already mentioned the de nition of a complement which is possible in OWL 2
is di cult. Only if you de ne a single top-level class, a GeneralizationSet marked
disjoint can be used to model a class C and its complement :C.</p>
          <p>In GML such a single top-level class exists: AbstractGMLType. Since each
object can only be instances of either FeatureType, DataType or ObjectType it
would also be possible to use these three classes as TopLevelClass when dealing
with complements.</p>
          <p>For conceptual models following GML's restrictions it is not even necessary
to mark the generalization set as disjoint. GML does not allow an object to be
instance of more than one element type.[6, E.2.1.1.2]</p>
        </sec>
        <sec id="sec-2-4-2">
          <title>Associations and Class-Dependent Attributes</title>
          <p>In UML two ways to connect classes exist: associations and class-dependent
attributes. In the UML meta-model both kinds are represented by the model
element Property as shown in Fig. 6.3. In general an association can connect two
or more objects (cardinality 2..*). However, GML restricts associations to have
exactly two ends. That means both class-dependent attributes and associations
are connections between two element types. Therefore it stands to reason that
the transformation of both associations and attributes can be handled together.</p>
          <p>Since the model element Association is a subclass of Classi er all
associations in a UML class diagram are direct members of a package. Therefore an
OWL 2 concept that is similar to a association is an object property which is also
direct members of an ontology. Associations can be directed or bi-directional.
A directed association can be transformed into one object property. For a
bidirectional association two object properties will be created|one for each
direction. To preserve the information that both resulting object properties were part
of one association a InverseObjectProperties axiom is added to the ontology.</p>
          <p>The transformation of class-dependent attributes is more complex. There are
no directly corresponding concepts in OWL 2 that allow a simple
transformation. The main problem is that classes in OWL 2 do not contain other model
elements which would be necessary for a direct transformation. The most similar
concepts in OWL 2 for class-dependent attributes are object properties and data
properties.</p>
          <p>In both cases the decision whether a Property is transformed into an object
property or a data property depends on the type-association of the Property: If
it is associated with an instance of Class an object property is needed. If it is
associated with an instance of DataType a data property is needed.</p>
          <p>The OWA would allow that two properties that have been transformed from
distinct UML properties are interpreted as one. To avoid that and to map UML's
CWA best we mark all properties that are not in a generalization relationship
(i.e. a SubPropertyOf axiom exists for them) as disjoint. To do this we add
DisjointObjectProperties and DisjointDataProperties axioms to the
ontology: For all pairs of UML Property elements we check if they were transformed
into a OWL 2 property, are not identical, no generalization relationship exists
between them, and they have not been marked disjoint before.
6.4</p>
        </sec>
        <sec id="sec-2-4-3">
          <title>Codelist</title>
          <p>A Codelist is a special kind of enumeration de ned by the ISO 19103 standard. A
class that is a Codelist is marked with the stereotype Codelist . In addition to
the xed values of a normal Enumeration a Codelist might contain other values,
too. The GML standard speci es the lexical form of these additional entries.</p>
          <p>Similar to the mapping of an Enumeration a Codelist can be transformed to
OWL 2 by using DataUnionOf to add the additional values of the Codelist to
the DataOneOf element that has been created for a normal Enumeration. The
DataTypeRestriction element allows an elegant way to add the restrictions
for additional values to the data-type|we can use the same syntax from XML
Schema8 that is used in the GML standard.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>8 http://www.w3.org/TR/xmlschema-2/</title>
      <p>Another GML speci c stereotype is Union. The semantics of a Union is that
only one element of a set of properties may be present at any time. In UML a
Union is modelled as a class annotated with the Union stereotype. The set
of properties is the collection of class-dependent attributes.</p>
      <p>We have developed two di erent mappings to transform a Union to OWL 2.
The rst solution works if the type of all attributes are either data-types or
classes. In that case the transformation of the attributes results in
ObjectProperty or DataProperty elements, not a mixture of both.</p>
      <p>Let C be a class representing a Union with properties p1 : : : pn. To assure
that only one property px 2 p1 : : : pn is speci ed for an individual we insert a
helper property pUnion with the domain C and pi v pUnion8i 2 1::n</p>
      <p>Now we can add a DataExactCardinality axiom to the ontology which
limits the use of our helper property pUnion to exactly one per individual of class
C. That prohibits the use of two or more di erent properties. However, due to
the OWA we cannot make sure that at least one property is present|there might
be an individual that is simply not listed in the ontology.</p>
      <p>The second solution also works with a mixture of ObjectProperty and
DataProperty elements. However, the resulting ontology becomes a bit more
complex.</p>
      <p>For each property pi 2 p1 : : : pn of the union we create a helper class Ci.
With a disjoint classes axiom we state that all of these classes are pairwise
disjoint: DisjointClasses(C1 : : : Cn). Each class is stated as equivalent to a
set that contains all those individuals connected by pi with exactly one
individual/literal: EquivalentClasses( Ci DataExactCardinality( 1 pi ) ) resp.
EquivalentClasses( Ci ObjectExactCardinality( 1 pi ) )</p>
      <p>While the rst solution only adds (n + 3) axioms per UML property of the
union to the ontology the second solution requires (2n + 1) additional axioms
per property. Therefore it is clever to choose the rst solution if all attributes of
a union only link to data-types resp. classes and only choose the second solution
if it is a mixture of both.
6.6</p>
      <sec id="sec-3-1">
        <title>Stereotypes</title>
        <p>In UML stereotypes can be applied to classes (and other model elements). A
few stereotypes are de ned in the UML speci cation. A user can de ne his own
stereotypes in UML pro les. One of the advantages of QVT is the possibility to
access pro les and stereotypes.</p>
        <p>As mentioned earlier, some of ISO 19103's stereotypes modify the semantics
of the model element they are applied to. In that case a modi ed
transformation is necessary. We have shown these specialized transformation above for the
stereotypes CodeList and Union .</p>
        <p>For the other three stereotypes de ned by ISO 19103 ( FeatureType ,
ObjectType , and DataType ) OWL 2 classes are de ned in the ontology. Classes
to which these stereotypes have been applied to become sub-classes of those
classes in the ontology. Fig. 7 shows an example of such a transformation.</p>
        <p>The transformation of stereotypes into classes in OWL 2 is reasonable since
we can connect additional axioms with these classes. That allows us to write
down some of the semantics of GML/ISO 19103 in a machine interpretable way:
[6, E.2.1.1.2] states that each element type must be either a FeatureType, a
DataType or an ObjectType. There are exclusively these three groups of element
types. This can be expressed with a DisjoinUnion axiom:
1 Declaration ( Class ( gml : DataType ) )
2 Declaration ( Class ( gml : FeatureType ) )
3 Declaration ( Class ( gml : ObjectType ) )
4 DisjointClasses ( owl : Thing gml : DataType gml : FeatureType gml :</p>
        <p>ObjectType )</p>
        <p>Both FeatureType and ObjectType have a unique identi er9. In constract,
DataType must not have such an identi er. This can be expressed in OWL by
de ning a DataProperty like this:
1 Declaration ( DataProperty ( gml : i d ) )
2 DataPropertyDomain ( gml : i d ObjectUnionOf ( gml : FeatureType gml
: ObjectType ) )
3 DataPropertyRange ( gml : i d xsd : s t r i n g )
4 FunctionalDataProperty ( gml : i d )</p>
        <p>Since all classes to which the stereotype FeatureType or ObjectType had
been applied to in the UML class diagram become sub-classes of either
FeatureType ObjectType in the ontology the data property gml:id can be used for them.
Instances of classes which had the stereotype DataType applied must not use
the key: The domain of the property is FeatureType or ObjectType and these
classes are disjoint with the class DataType.
9 \Object types are types where the instances shall have an identity, [. . . ]"[6, E.2.1.1.2]</p>
        <sec id="sec-3-1-1">
          <title>Summary</title>
          <p>We have shown di erences and similarities between UML conceptual models
following the ISO19100/OGC guidelines and OWL 2 ontologies. The use of QVT
Relations Language enables us to describe the transformations between both
technology spaces declaratively and to use model elements of the meta-models.</p>
          <p>In further work the ideas presented here could be used for a real-world
geographic information system that makes use of semantic web technology. Using
our transformations the implementation could be based on either an existing
UML conceptual model or a newly created OWL 2 ontology or even using
alternate editing in UML and OWL 2.</p>
        </sec>
      </sec>
    </sec>
  </body>
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