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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Do users benefit from controlled vocabularies in search interfaces?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ying-Hsang Liu</string-name>
          <email>yingliu@csu.edu.au</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paul Thomas</string-name>
          <email>paul.thomas@csiro.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tom Gedeon</string-name>
          <email>tom@cs.anu.edu.au</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jan-Felix Schmakeit</string-name>
          <email>felix.schmakeit@anu.edu.au</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CSIRO</institution>
          ,
          <addr-line>GPO Box 664, Canberra, ACT 2601</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Research School of Computer</institution>
          ,
          <addr-line>Science</addr-line>
          ,
          <institution>Australian National University</institution>
          ,
          <addr-line>Canberra, ACT 2601</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Research School of Computer</institution>
          ,
          <addr-line>Science</addr-line>
          ,
          <institution>Australian National University</institution>
          ,
          <addr-line>Canberra, ACT 2601, Australia, jan</addr-line>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>School of Information Studies, Charles Sturt University</institution>
          ,
          <addr-line>Wagga Wagga, NSW 2678</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Search providers in domains from medicine to news have long labelled documents with controlled vocabularies, to help users explore their collections. These vocabularies are expensive to build and use, however, and seem to be useful mostly for domain experts. This paper describes an on-going gaze-tracking study which asks whether users notice controlled vocabularies when they are exposed in a search interface; whether they make use of them; and whether this improves search. We also hope to learn what e ect several standard search interfaces have on the use of controlled vocabularies.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Categories and Subject Descriptors</title>
      <p>H.3.3 [Information Search and Retrieval]: Search
process; H.5.2 [User Interfaces]: User-centered
design|performance measures
Search results presentation, individual di erences, gaze
behaviour, MeSH terms</p>
    </sec>
    <sec id="sec-2">
      <title>1. INTRODUCTION</title>
      <p>
        It has been recognised that people engage with di
erent kinds of searching behaviours, but current information
Presented at EuroHCIR2012. Copyright c 2012 for the individual papers
by the papers’ authors. Copying permitted only for private and academic
purposes. This volume is published and copyrighted by its editors.
retrieval (IR) systems are primarily designed for speci ed
search [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The simple search box is still the dominant
interaction mode in modern search engines. However, a user-centred
approach to interface design that takes into account
individual di erences, search goals and tasks, has the potential to
support users interacting with IR systems more e ciently
and e ectively.
      </p>
      <p>
        To this end researchers have advocated \natural" search
user interfaces, arguing they are easier to use and require less
user training [e.g. 9, 20]. It is however challenging to design
natural interfaces because of the complexity of information
problems and associated searching behaviours. For instance,
user studies have demonstrated that user queries are typically
very short representations of complex information needs [
        <xref ref-type="bibr" rid="ref11 ref3">3,
11</xref>
        ], and users have di culty formulating queries to represent
information problems. User interaction with IR systems is
inherently interactive and exploratory [e.g. 2, 17], so usable
interfaces for query formulation are important in support
of natural search interactions. (See Wilson [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ] for a recent
comprehensive review of search interfaces, and Wacholder [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]
for a review of interactive query formulation.)
      </p>
      <p>One way to support query formulation is with a controlled
indexing language, where each document is assigned terms
from an prede ned list or hierarchy of indexing terms.
Examples include Medical Subject Headings (MeSH) terms and
Library of Congress Subject Headings (LCSH). The
usefulness of MeSH terms in biomedical searching is especially
important because of the extreme popularity of the PubMed
database1, the publicly accessible version of MEDLINE on
the web.</p>
      <p>
        Controlled vocabularies are expensive to build, use, and
maintain, and they may contribute to clutter in a search
interface. There is some evidence that domain experts bene t
from controlled vocabularies, but results have been mixed
for ordinary users (e.g., [
        <xref ref-type="bibr" rid="ref10 ref15 ref19">10, 15, 19</xref>
        ]). Given these costs, and
the unclear bene ts for most searchers, we are interested in
whether and how users make use of controlled vocabularies
when they are available.
      </p>
      <sec id="sec-2-1">
        <title>1http://www.ncbi.nlm.nih.gov/pubmed</title>
        <p>This paper describes an on-going eye-tracking study of
user gaze and search behaviours searching clinical search
topics, with particular reference to the user's attention to
and use of the document surrogates (i.e., MeSH terms, title
and abstract). The speci c research questions are:
1. What components of document surrogates do searchers
look at when reformulating their queries? Do searchers
even notice MeSH terms in standard search interfaces?
2. If they do notice them, how do searchers use the
displayed MeSH terms in their search processes?
3. If they are used at all, do MeSH terms lead to better
search performance and e ciency?</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>RELATED WORK</title>
      <p>
        Past work has considered system designs to support query
reformulation. From a system perspective, researchers have
proposed visualizing document inter-relationships [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ],
explicit term distribution information [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] and search interfaces
in support of search results navigation [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] to help users
re ne their queries. From a user perspective, research has
revealed that searchers prefer to use such search interfaces
for reformulating their queries and to have some degree of
control over the search process [e.g. 12, 8, 13, 23]. In a recent
study of search interfaces in support of interactive query
expansion [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], it was found that displaying expanded terms and
corresponding changes in summaries of search results was
useful for the decision-making process in query reformulation;
particularly for di cult search topics. However, it is still
unclear whether users pay attention to these system features,
and whether the use of these features contributes to better
search performance and e ciency.
      </p>
      <p>
        Recent HCI and IR research has focused on users' cognitive
aspects in search interactions by measuring the gaze patterns,
an indicator of searcher attention (see e.g. Dumais et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] or
Logio et al. [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]). The use of eye-tracking equipment for
capturing searchers' xation patterns provides a rich set of data
to understand whether searchers read document surrogates
(e.g. summary and metadata) and more importantly, how
searchers attend to di erent components of search results or
search interfaces [
        <xref ref-type="bibr" rid="ref14 ref4">4, 14</xref>
        ]. We are adopting similar techniques
in our study.
      </p>
    </sec>
    <sec id="sec-4">
      <title>METHODS</title>
      <p>We are conducting a user experiment to assess the e ect of
displayed MeSH terms on search behaviors and performance.
The search task is to perform searches on clinical
information for other patients, and nd the best query to obtain
as many relevant documents as possible. Our recruits are
undergraduate and postgraduate students with search engine
experience but without advanced academic background in
the biomedical domain. Each user searches 8 topics in total,
with a 7-minute limit for each topic, and the experiment
takes about 90 minutes in total.</p>
      <p>Participants are given brief instructions about the search
task and system features, followed by a practice topic and
then the searches proper. User interaction data is recorded:
we are noting all queries, mouse clicks, retrieved documents,
time spent, and eye movements. Electroencephalogram
(EEG) readings are also captured.
(a) Screenshot of Interface \B", suggestions per-query and
displayed at top.
(b) Screenshot of Interface \D", suggestions per-document and
displayed with the document.
Interface \A" mimics web search and other search systems
with no controlled vocabulary. This interface has a
brief task description at top; a conventional search box
and button; and each result is represented with its
title, authors, publication details, and abstract where
available.</p>
      <p>Full text is not available, so the results are not
clickable. Users must judge their success on the titles and
abstracts alone.</p>
      <p>Interface \B" (Figure 1(a)) adds MeSH terms to the
interface. After the user's query is run, MeSH terms from all
results are collated; the most frequent ten are displayed
at the top of the screen. This mimics the per-query
suggestions produced by systems like ProQuest2.
MeSH terms are introduced with \Try:" and are
clickable: if a user clicks a term, their query is re ned to
2For example, see http://www.proquest.co.uk/en-UK/
products/brands/pl_pq.shtml
Imagine that you are 63-year-old male with acute renal
failure probably 2nd to aminoglycosides/contrast dye.
You would like to nd information about acute tubular
necrosis due to aminoglycosides, contrast dye, outcome
and treatment.</p>
      <p>include the MeSH term and then re-run. We hope
that the label, and the fact they work as links, will
encourage users to interact with them.</p>
      <p>Interface \C" uses the same MeSH terms as \B" but
displays them alongside each document, where they may
be more (or less) visible. It is a hybrid of interfaces \B"
and \D".</p>
      <p>Interface \D" mimics EBSCOhost3 and similar systems
that provide indexing terms alongside each document.
As well as the standard elements from interface \A",
interface \D" displays the MeSH terms associated with
each document, as part of that document's surrogate
(Figure 1(b)).</p>
      <p>Again, terms are introduced with \Try:" and are
clickable.</p>
      <p>Each interface is labelled with a simple gure|a square,
circle, diamond, or triangle|which we refer to in our exit
questionnaire.
3.2</p>
    </sec>
    <sec id="sec-5">
      <title>Design</title>
      <p>
        This experiment is a 4 4 factorial design with four search
interfaces and four topic pairs. We are using a 4 4
GraecoLatin square design [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] to arrange the experimental conditions.
We expect to enroll 32 participants from the campus of a
large university, which will give good statistical power (when
N = 32, ANOVA &lt; 0:01 for \medium" e ect of = 0:75).
      </p>
      <p>Entry and exit questionnaires are collecting demographic
information and information on participants' cognitive styles
and their perception of the search process. We also ask
participants' opinions of the tasks and the interfaces.
3.3</p>
    </sec>
    <sec id="sec-6">
      <title>Topics</title>
      <p>
        Search topics used here are a subset of the clinical topics
from OHSUMED [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], originally created for batch-mode IR
system evaluation. We have re-written the topics slightly so
they read as instructions to our participants (see Figure 2
for an example).
      </p>
      <p>We selected topics to cover a range of di culties: we
sorted the topics according to the number of judged relevant
documents and selected two topics, at random, from each
quartile. These eight topics were then randomly paired o
to produce four pairs of topics. A nal topic, the same for
all participants, is used for training.
3.4</p>
    </sec>
    <sec id="sec-7">
      <title>Software and hardware</title>
      <p>The search system is built on Solr4, with the search results
ranked by default relevance score. The MeSH terms are not
speci cally weighted.</p>
      <sec id="sec-7-1">
        <title>3http://www.ebscohost.com/ 4http://lucene.apache.org/solr/</title>
        <p>Gaze tracking uses FaceLab5 software and hardware. We
use Eyeworks software6 for recording and basic analysis.
EEG data is recorded with an Emotiv headset7.
3.5</p>
      </sec>
    </sec>
    <sec id="sec-8">
      <title>Analysis</title>
      <p>With the design above, we expect to answer the three
questions from Section 1.</p>
      <p>Where do people look?. Recordings will be analysed to
see how often there are xations in di erent parts of
document surrogates, and therefore how often people have looked
at each part. In particular, for interfaces B, C and D we
will consider how often participants look at the controlled
vocabularies (\Try:. . . "). Any e ect on gaze patterns due
to interface would tell us which interfaces make the extra
information easiest to discover.</p>
      <p>Our exit questionnaire also asks whether users noticed the
controlled vocabularies: we would not be surprised if there
were di erences between the self-reported data and the gaze
data, for example if participants were trying to please us.
Do they use the controlled vocabulary?. Our software
records all clicks on terms from the controlled vocabulary,
so it will be easy to note how often it is used and whether
there is any correlation with interface, task, sequence, or
user. Again, an e ect due to interface would suggest which
style of interface makes features like the controlled terms
most attractive.</p>
      <p>Participants who merely read and re-type the controlled
vocabulary may be picked up in query logs.</p>
      <p>Again, we intend comparing these recordings with
selfreports.</p>
      <p>If so, does it help?. Assuming some participants do make
use of the MeSH terms, we anticipate four ways to address
this question. First, as before, we will consider self-reports
of task di culty to see whether these correlate with the use
of controlled vocabulary features. Second, since participants'
nal queries on each topic should be the ones the like best,
we can check how many of these use MeSH terms. Third,
the judgements associated with OSHUMED topics will allow
us to measure the actual e ectiveness of queries with and
without controlled terms. Finally, if participants do not use
all their allocated time for each task, variations in completion
time may be interesting.
4.</p>
    </sec>
    <sec id="sec-9">
      <title>FIRST RESULTS AND NEXT STEPS</title>
      <p>We have conducted a small-scale pilot to test our design
and instruments.</p>
      <p>Our participants did glance at MeSH terms: 8% of xations
were on MeSH terms in interfaces B to D, which compares to
6% on document titles and 12% on abstracts. However, they
were very seldom used { only one query, of 44 queries issued
on these interfaces, used any MeSH terms at all. There are
also some indications of a per-interface e ect, with the MeSH
terms at the top of interface D receiving little attention
We will shortly be recruiting for the full-scale experiment.
We hope this will o er some insight into the relationship
5http://www.seeingmachines.com/product/facelab/
6http://www.eyetracking.com/Software/EyeWorks
7http://www.emotiv.com/
between interface, reading patterns, search behaviour, and
search e ectiveness.</p>
    </sec>
    <sec id="sec-10">
      <title>ACKNOWLEDGMENTS</title>
      <p>Ying-Hsang Liu has been supported by the School of
Information Studies Research Fellowship from Charles Sturt
University and working as Visiting Fellow at Research School
of Computer Science, The Australian National University.</p>
    </sec>
  </body>
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