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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Rough Set Flow Graphs and Ant Based Clustering in Classi cation of Disturbed Periodic Biosignals</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Krzysztof Pancerz</string-name>
          <email>kpancerz@wsiz.rzeszow.pl</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Arkadiusz Lewicki</string-name>
          <email>alewicki@wsiz.rzeszow.pl</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ryszard Tadeusiewicz</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jan Warchol</string-name>
          <email>jan.warchol@umlub.pl</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>AGH University of Science and Technology Mickiewicza Av.</institution>
          <addr-line>30, 30-059 Krakow</addr-line>
          ,
          <country country="PL">Poland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Medical University of Lublin Jaczewskiego Str.</institution>
          <addr-line>4, 20-090 Lublin</addr-line>
          ,
          <country country="PL">Poland</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Information Technology and Management Sucharskiego Str.</institution>
          <addr-line>2, 35-225 Rzeszow</addr-line>
          ,
          <country country="PL">Poland</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In the paper, we are interested in classi cation of disturbed periodic biosignals. An ant based clustering algorithm is used to group episodes into which examined biosignals are divided. Disturbances in periodicity of such signals cause some di culties in formation of coherent clusters of similar episodes. A quality of a clustering process result can be used as an indicator of disturbances. A local function in the applied clustering algorithm is calculated on the basis of temporal rough set ow graphs representing an information ow distribution for episodes.</p>
      </abstract>
      <kwd-group>
        <kwd>rough set ow graphs</kwd>
        <kwd>ant based clustering</kwd>
        <kwd>biosignals</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        An increasing interest is now evident in classi cation and clustering for time
series and signals using a variety of methodologies (cf. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]). One of the frequently
examined problems concerns analysis of biosignals (cf. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]). In our research,
we consider a problem of classi cation of voice signals in order to detect some
disturbances indicating the possible presence of laryngeal pathologies.
      </p>
      <p>
        Periodicity is one of the main features of some biosignals (e.g., voice, ECG).
However, in case of some diseases, this periodicity can be disturbed. Especially,
it is expressed by di erent shapes in selected time windows corresponding to
periods of biosignals. The main idea of the proposed approach is based on
recognition of temporal patterns and their replications in a selected fragment of the
signal being examined. In case of some disturbances, temporal patterns cannot
be found. This problem has been considered by us in examination of a voice
signal for a non-invasive diagnosis of selected larynx diseases. We have used
different approaches to solve this problem, for example, recurrent neural networks
[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], mining unique episodes in temporal information systems [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], ant
based clustering with similarity measures [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        In this paper, an ant based clustering algorithm working on the basis of
temporal rough set ow graphs is proposed. Rough set ow graphs [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] introduced
by Z. Pawlak are a useful tool for the knowledge representation. We use them as
a tool for representing the knowledge of transitions between consecutive samples
of examined signals. A quality of a clustering process result can be used as an
indicator of disturbances in periodicity of biosignals. If episodes included in time
windows corresponding to periods of the examined signal are similar (there is
a lack of non-natural disturbances), then they should be grouped into very
cohesive clusters. If signi cant replication disturbances in time appear, then time
windows are grouped in several clusters or they are scattered on the grid
without any distinct groups. To provide such a classi cation ability, we use a special
algorithm for clustering a set of well categorized objects, originally proposed by
us in [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. A set of well categorized objects is characterized by a high similarity
of objects within classes and a relatively high dissimilarity of objects between
di erent classes. The algorithm is based on versions of ant based clustering
algorithms proposed earlier by Deneubourg, Lumer and Faieta as well as Handl
et al. Temporal rough set ow graphs representing an information ow
distribution for episodes are used in the clustering algorithm for calculation of the local
function.
2
      </p>
      <p>Episode Information Systems and Temporal Rough Set
Flow Graphs
In this section, we recall the basic concepts concerning information systems and
rough set ow graphs which are crucial to understand the approach proposed in
the paper as well as we introduce a notion of episode information systems and
show how to create rough set ow graphs for such systems.</p>
      <p>An information system is a pair S = (U; A), where U is a set of objects, A is
a set of attributes, i.e., a : U ! Va for a 2 A, where Va is called a value set of a.
Any information system can be represented as a data table, whose columns are
labeled with attributes, rows are labeled with objects, and entries of the table
are attribute values.</p>
      <p>In our approach, we will use information systems to represent time series
data. Biosignals recorded in electronic devices have a digital form and they can
be treated as time series, i.e., sequences of signal samples. Each consecutive
sample represents a value of the signal at a given time instant. Therefore, we
assume that a set of attributes in an information system is ordered in time, i.e.,
A = fat : t = 1; 2; : : : ; ng, where at is the attribute determining values of the
signal at time instant t. Each object in such a system is said to be an episode
and the whole system will be called an episode information system and denoted
by Se. An example of the episode information system Se = (E; A), where E is
a nonempty nite set of episodes and A is a nonempty nite set of attributes
ordered in time, is shown in Figure 1. This system includes ve episodes of real
voice signals and each episode consists of ve consecutive samples.</p>
      <p>
        Rough set ow graphs have been de ned by Z. Pawlak [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] as a tool for
reasoning from data. A ow graph is a directed, acyclic, nite graph G = (N; B; ),
where N is a set of nodes, B N N is a set of directed branches and
: B ! [0; 1] is a ow function.
      </p>
      <p>An input of a node x 2 N is the set I(x) = fy 2 N : (y; x) 2 Bg, whereas
an output of a node x 2 N is the set O(x) = fy 2 N : (x; y) 2 Bg. (x; y) is
called a strength of a branch (x; y) 2 B. We de ne the input and the output of
the graph G as I(G) = fx 2 N : I(x) = ;g and O(G) = fx 2 N : O(x) = ;g,
respectively. I(G) and O(G) consist of external nodes of G. The remaining nodes
of G are its internal nodes.</p>
      <p>With each node x 2 N we associate its in ow +(x) and out ow (x)
de ned by:
{ +(x) =
{
(x) =</p>
      <p>P
y2I(x)</p>
      <p>P
y2O(x)
(y; x),
(x; y).</p>
      <p>For each node x 2 N , its through ow (x) is de ned as follows:</p>
      <p>8 (x) if x 2 I(G);
(x) = &lt; +(x) if x 2 O(G);
: (x) = +(x) otherwise.
(1)</p>
      <p>With each branch (x; y) 2 B we may also associate its certainty cer(x; y) =
(x;y) , where (x) 6= 0.
(x)</p>
      <p>A directed path [x : : : y] between nodes x and y in G, where x 6= y, is a
sequence of nodes x1; x2; : : : ; xn such that x1 = x, xn = y and (xi; xi+1) 2 B,
where 1 i n 1. For each path [x1 : : : xn], we de ne its certainty as
n 1
cer[x1 : : : xn] = Q cer(xi; xi+1). In our approach, we will use di erent operators
i=1
(not only product) for calculating a certainty of a given path.</p>
      <p>To represent an information ow distribution in an episode information
system we can use rough set ow graphs. A very similar problem has been considered
Algorithm 1: Algorithm for creating a temporal rough set ow graph
corresponding to an episode information system</p>
      <p>Input : An episode information system Se = (E; A), where</p>
      <p>A = fat : t = 1; 2; : : : ; ng.</p>
      <p>Output: A temporal rough set ow graph G = (N; B; ; cer) corresponding to</p>
      <p>Se.</p>
      <p>N ;;
B ;;
for each i = 1; 2; : : : ; n do</p>
      <p>Ni ;;
for each attribute value v of ai do</p>
      <p>Create a node nv representing v and add it to Ni;
end
N</p>
      <p>N [ Ni;
end
for each i = 1; 2; : : : ; n 1 do
for each node nv 2 Ni do
for each node nw 2 Ni+1 do</p>
      <p>Create a branch b = (nv; nw);
(b) card(E(acia;vr)d\(EE)(ai+1;w)) ;
card(E(ai;v)\E(ai+1;w)) ;</p>
      <p>card(E(ai;v))
cer(b)
B</p>
      <p>
        B [ fbg;
end
end
end
in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The algorithm presented in this section is modeled on that presented in
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Let Se = (E; A), where A = fat : t = 1; 2; : : : ; ng, be an episode
information system. A rough set ow graph G corresponding to Se consists of n layers.
Nodes in the i-th layer of G represent values determined by the attribute ai,
where i = 1; 2; : : : ; n. Since the attribute set A is ordered in time, we can call
the graph G as a temporal rough set ow graph. It represents temporal ow
distribution in an episode information system. In order to construct a temporal
rough set ow graph G corresponding to an episode information system Se we
may perform Algorithm 1. A graph constructed using this algorithm is
supplemented with a certainty function which assigns a number called certainty from
the interval [0; 1] to each branch in G. Hence, we have G = (N; B; ; cer), where
N is a set of nodes, B is a set of directed branches, : B ! [0; 1] is a ow
function, and cer : B ! [0; 1] is a certainty function. Certainty factors of branches
will be used in our approach presented here.
      </p>
      <p>Let Se = (E; A), where A = fat : t = 1; 2; : : : ; ng be an episode information
system. By E(ai; v) we denote the set of all episodes in E for which the attribute
ai has the value v.</p>
    </sec>
    <sec id="sec-2">
      <title>Ant Based Clustering Algorithm</title>
      <p>
        Ant based clustering of time series was considered by us in [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Next, the approach
presented there has been modi ed in our last work [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Here, we brie y remind
this approach. It is based on algorithms proposed earlier by Deneubourg [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ],
Lumer and Faieta [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] as well as Handl et al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] with some our modi cations. A
set of steps is formally listed in Algorithm 2. In this algorithm:
{ E is a set of episodes being clustered (the size of E is n),
{ N is a number of iterations performed for the clustering process,
{ Ants is a set of ants used in the clustering process,
{ ppick(e) and pdrop(e) are probabilities of the picking and dropping operations
made for a given episode e, respectively (see Formulas 3 and 4).
      </p>
      <p>Let P be a set of all places of the square grid G on which objects are scattered.
Each place p of G is described by two coordinates, i and j, written as p(i; j). The
neighborhood (p) of p(i; j), where a given object is foreseen to be dropped or
whence it is foreseen to be picked up, is de ned as a square surrounding p(i; j),
i.e.:</p>
      <p>(p) = fp0(i0; j0) 2 P : abs(i0 i) &lt;= r and abs(j0 j) &lt;= rg;
where r is a radius of perception of ants and abs denotes the absolute value.</p>
      <p>For the neighborhood (p), a local episode information system Se(p) is
created. Se(p) includes all episodes placed in (p). Next, on the basis of Se(p), a
temporal rough set ow graph T RSF G(p) is built using Algorithm 1. T RSF G(p)
serves as a base for calculating a local function value.</p>
      <p>Let Se(p) = (E; A), where A = fat : t = 1; 2; : : : ; ng, be a local episode
information system and e be the episode designated to pick up from or to drop
at the place p. If e is described by the following attribute values: a1(e ) = v1,
a2(e ) = v2, ..., an(e ) = vn, then a local function floc(e ) is calculated as:
n 1
floc(e ) = Op cer(nivi ; niv+i+11 );
i=1
(2)
where:</p>
      <p>vi+1.
{ Op is an aggregation operator, for example, median, arithmetic average,
average weighted with di erent ways, etc.,</p>
      <p>i
{ nvi is the node in the i-th layer of T RSF G(p) corresponding to value vi,
{ niv+i+11 is the node in the (i + 1)-th layer of T RSF G(p) corresponding to value
It is easy to see that a local function is calculated as the aggregation of certainty
factors of branches belonging to the path in T RSF G(p) determined by attribute
values of the episode e .</p>
      <p>To avoid forming smaller clusters of very similar episodes, the threshold
density minDens is used. The density dens(e) of the neighborhood (p) for the
episode e designated to pick up from or to drop at the place p is calculated as a
ratio of a number of all episodes placed in the neighborhood (p) to a number
of all places in the neighborhood (p).</p>
      <p>Picking and dropping decisions for the episode e can be formally expressed
by the following threshold formulas:
and
ppick(e) =
( 1</p>
      <p>1
(1 #spiimck)2 (floc(e)
pdrop(e) =
( 1</p>
      <p>if floc(e) &lt;= #spiimck;
1)2 otherwise
if floc(e) &gt;= #sdirmop;
1
(#sdirmop)2 floc(e)2 otherwise:
(3)
(4)</p>
      <p>Thresholds #spiimck and #sdirmop for picking and dropping operations, respectively,
are xed. These values are selected experimentally for given sets of signals.
4</p>
    </sec>
    <sec id="sec-3">
      <title>Classi cation Procedure</title>
      <p>It was mentioned in the introduction that we are interested in periodical
biosignals. The classi cation procedure proposed in this paper is as follows. We divide
a given fragment of a periodic biosignal into time windows. Each time window
represents one period of the signal. A signal included in one time window is
called an episode. The set of episodes is used in the clustering process.</p>
      <p>
        In the experiments, voice signals collected by J. Warchol [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] were examined.
Examples of two voice signals, divided into episodes are shown in Figures 1
and 2, respectively. The rst signal does not include disturbances of periodicity
whereas the second one includes them. For comparison, we also present a pure
sine signal (see 3) divided into episodes.
      </p>
      <p>
        Before clustering, we apply some pre-processing procedures:
1. Values of signal samples are normalized to the interval [ 1:0; 1:0].
2. Each episode is transformed into the so-called delta representation, i.e.,
values of samples have been replaced with di erences between values of current
samples and values of previous samples. After transformation, each episode
is a sequence consisting of three values: -1 (denoting decreasing), 0
(denoting a lack of change), 1 (denoting increasing) (cf. [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]). This transformation
enables us to obtain a multistage decision transition system with discrete
values.
      </p>
      <p>Experiments for the ant based clustering have been performed with the
following parameters:
{ grid size: 100 100,
{ no. of ants: 5,
{ radius of perception: 2,
{ no. of iterations : 10000,
{ aggregation operator : arithmetic average.</p>
      <p>Algorithm 2: Algorithm for Ant Based Clustering of Episodes
for each episode ei 2 E do</p>
      <p>Place ei randomly on a grid G;</p>
      <p>Set ei as dropped;
end
for each ant aj 2 Ants do</p>
      <p>Place aj randomly on a grid place occupied by one of episodes from E;
Set aj as unladen;
workT ime(aj ) 0;
end
for k 1 to N do
for each ant aj 2 Ants do
if aj is unladen then
if place of aj is occupied by episode e then</p>
      <p>Draw a random real number r 2 [0; 1];
if dens(e) &lt; minDens or r ppick(e) then
set e as picked;
set aj as carrying the episode;
else
else
end
else
end
else
end
move aj randomly to another place occupied by one of
episodes from E;
move aj randomly to another place occupied by one of episodes
from E;
Draw a random real number r 2 [0; 1];
if r pdrop(e) then
move e carried by aj randomly to a new place on a grid;
set e as dropped;
set aj as unladen;
workT ime(aj ) 0;
workT ime(aj )</p>
      <p>workT ime(aj ) + 1;
end
if workT ime(aj ) &gt; maxW orkT ime then
set e carried by aj as dropped;
set aj as unladen;
move aj randomly to another place occupied by one of episodes
from E;
workT ime(aj ) 0;
end
end
increase minDens;
end
After a clustering process, we expect to have two distinguishable situations. If
episodes are similar (there are no disturbances), then they are grouped into very
cohesive clusters. If signi cant replication disturbances appear, then episodes are
grouped in several dispersed clusters or they are scattered on the grid. A result
of clustering is an indicator used to classify the examined biosignal.</p>
      <p>Exemplary results of ant based clustering, for the signals without and with
disturbances of periodicity, are shown in Figures 4 and 5, respectively. For
comparison, we also present a result of ant based clustering for a pure sine signal
(see Figure 6).
In the paper, the rst attempt to application of ant based clustering based on
temporal rough set ow graphs for classi cation of disturbed periodic biosignals
has been presented. At the beginning, we were interested in simple classi cation,
i.e., periodicity of the examined signal is disturbed or no. In the future, we plan
to make more detailed analysis of results of a clustering process. This should
give us additional information about the scale and character of disturbances.
Acknowledgments
This paper has been partially supported by the grant No. N N519 654540 from
the National Science Centre in Poland.</p>
    </sec>
  </body>
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