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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Development of Patient-Practitioner Assistive Communications (PPAC) Ontology for Type 2 Diabetes Management</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>David Forbes</string-name>
          <email>david.e.forbes@postgrad.curtin.edu.au</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pornpit Wongthongtham</string-name>
          <email>P.Wongthongtham@cbs.curtin.edu.au</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jaipal Singh</string-name>
          <email>j.singh@curtin.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Electrical and Computer Engineering Curtin University</institution>
          ,
          <addr-line>Perth</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>School of Information Systems</institution>
        </aff>
      </contrib-group>
      <fpage>43</fpage>
      <lpage>54</lpage>
      <abstract>
        <p>Communication in primary care is a key area of healthcare slow to adopt new technology to improve understanding between the patient and healthcare practitioner. Patients whose cultural background and regular form of dialectal communication are far removed from that of mainstream society are particularly disadvantaged by this during the patient-practitioner interview encounter (PPIE). In this paper, we present an assistive communications technology (ACT) framework for PPIE developed using a Type-2 Diabetes Management Patient-Practitioner Assistive Communications (T2DMPPAC) ontology in order to help both Aboriginal patient and non-Aboriginal practitioner optimise their pre-encounter, during-encounter and post-encounter communication. The T2DMPPAC architecture provides knowledge and presents it in a manner that is easily accessible and understood by the user (patients and practitioners) as well as accompanying carers, and as appropriate, interpreters. An example of bi-directional mapping of concepts to language during a PPIE session is shown using the ontology.</p>
      </abstract>
      <kwd-group>
        <kwd>Type-2 diabetes management</kwd>
        <kwd>ontology</kwd>
        <kwd>assistive communication</kwd>
        <kwd>Aboriginal English pragmatics</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Communication in primary care settings is one of the key areas of healthcare that is
often slow to adopt new technology to improve understanding between the patient and
healthcare practitioner. Previous work has shown extreme weakness in
communications between practitioners and patients, particularly for patients whose
cultural background and regular form of dialectal communication is far removed from
that of mainstream society [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1-3</xref>
        ]. The use of the description ’practitioner’ covers the
medical professional who works directly with patients as a provider of healthcare. The
focus of this paper is on primary care and specifically on face-to-face
patientpractitioner interview encounters, which for convenience we term ‘PPIE’.
      </p>
      <p>The differences in cognitive capabilities, age factored illness, and cultural
communication disparities together with PPIE time constraints, place a very high
expectation of expertise and effectiveness on the practitioner when interacting with a
patient. Rightly so as the practitioner, being the expert in his/her field, will have to
determine the course of action to take to ensure the wellbeing of the patient.</p>
      <p>However, the enormity of communicating the relevant information, of variable
interpretations in conversation and in unpredictable contextual circumstances, brings
its own complexity and risk of misunderstanding. Furthermore, tracking the history of
the patient and assigning reliable meaning to occurrences should not just be limited to
interactions in the PPIE. In this research, attention is paid to the potential value of
preencounter and post-encounter communications surrounding the PPIE so that the
patient is empowered with knowledge and prepared to contribute towards his/her own
healthcare.</p>
      <p>The calls for more education and training of providers in human skills as well as
healthcare knowledge fails to acknowledge that expectations of advancement cannot
be realised without technological tools to aid in primary healthcare. Health care is an
information and knowledge intensive industry; but ICT investments found elsewhere
are virtually absent in the primary care communications protocols.</p>
      <p>
        In 2007, Kaiser Permanente’s Southern California Region introduced a program
named the Proactive Office Encounter (POE), to address the growing large scale
patient need for preventive care and management of chronic disease[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. However, the
POE imposes a fairly high degree of labour intensity in spite of the inclusion of
electronic information systems. The pre-encounter and post-encounter functions are
carried out by nursing staff. The authors of a paper on the POE [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] make it clear that
for optimal benefit, the POE will require modified processes, structures and
management work changes employing smart tools. Our research brings this thought
process into play with the added complication of intercultural health care
communication. To this end, we have identified computer ontologies as providing the
most versatile means to equip a form of assistive communications technology (ACT)
to help both patient and practitioner communicate better so as to improve diagnosis
and compliance for more beneficial healthcare outcomes.
      </p>
      <p>The need for practitioners to communicate more effectively, particularly to patients
from different cultural and language backgrounds is taking on more importance as the
intake of refugee migrants from non-English speaking backgrounds increases. The
English language proficiency of members within the minority groups in Australia are
varied, with some being very proficient in English while others being quite poor.
Thus, confronted with patients who are disadvantaged through the cultural disconnect
of significant differences in ethnic values and practices; western dominated health
literacy; and language/dialect, practitioners are also disadvantaged, by the lack of
effective support systems that can counter these handicaps.</p>
      <p>In terms of inter-cultural communications in healthcare, the Aboriginal history in
and experiences of westernised health care interaction barriers has provided Australia
with a strong but under-utilised grounding in the challenges that health care providers
face when negotiating the health service needs of ethnic minorities. We assert that
Aboriginal English Home Talk (AEHT) can be used as a model for ethnic minority
immigrant communications acculturation.</p>
      <p>
        In this paper, we focus on the chronic disease type 2 diabetes mellitus in
Aboriginal people. The evidence across the diverse cultures suggest that the
Aboriginal community and other minorities are willing to trust the treatments they
receive if the practitioners explains to them why and how a particular test, course of
treatment and care plan is the best way to improve their quality of life; life
expectancy; and self-management of the chronic disease condition type 2 diabetes
mellitus (T2DM) or any other chronic disease for that matter [
        <xref ref-type="bibr" rid="ref5 ref6 ref7 ref8">5-8</xref>
        ]. This is an
extremely demanding scenario and poorly managed Type 2 Diabetes Mellitus
(T2DM) consequences are too often witnessed in emergency department and hospital
admissions due to the failure of providing proper explanation to the patient.
      </p>
      <p>
        The first step is to understand the implications of chronic disease T2DM. It is an
incurable disease condition that can be managed. Such patient groups often fall short
on adherence to medical advice and we attribute this to poor communication due to a
combination of cognitive and health literacy barriers [
        <xref ref-type="bibr" rid="ref10 ref11 ref12 ref9">9-12</xref>
        ]. We consider that while
practitioner training, re-training, cultural education and other supportive measures that
include interpreter services are worthy, they are of very limited effect when the scale
of the communications complexities and growth of chronic disease patients are
factored in.
      </p>
      <p>
        The use of assistive technology in particular of development of Type 2 Diabetes
Management Patient-Practitioner Assistive Communications (T2DMPPAC) ontology
is intended to augment these elements and optimise opportunity for patients,
practitioners, carers and interpreters to share in a community knowledge capture and
health literacy development set of tools. As explained by Gruber, ‘ontology defines a
set of representational primitives with which to model a domain of knowledge or
discourse’[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. These are typically classes and their attributes / properties, and
describe/qualify relationships among class members. Definitions include information
such as annotations about meaning; and constraints on logical consistency in
application. Domain ontologies can be mapped to other domain ontologies, thereby
presenting the opportunity to create greater interactivity and versatility involving
hitherto underdeveloped or non-existent discourse concepts and schemas.
      </p>
      <p>The collision of clinical language and established western medical practice, with
long established non-clinical and non-westernised cultures and modes of
communications is a serious challenge to effective engagement pragmatics and health
outcomes. The advantage presented to us through ontology development is
accentuated by the existence and continued advancement of the Semantic Web,
opening up the possibilities for independent and individual access, sharing and reuse
of ontology supported communications systems via the increasingly ubiquitous smart
devices such as mobile telephones and portable touchscreen tablets. The latter directly
proffer pre-encounter and post-encounter, plus PPIE input, versatility.  </p>
      <p>This paper is comprised of sections. A review of previous work in developing
ontologies for type-2 diabetes is presented in section 2. The Patient-Practitioner
Assistive Communications architecture is shown in section 3 while the structure and
usage of the Type-2 Diabetes Management Patient-Practitioner
Communications is shown in section 4. This paper concludes in section 5.
Assistive
2</p>
    </sec>
    <sec id="sec-2">
      <title>Literature Review</title>
      <p>
        The term ‘Ontology’ is derived from its usage in philosophy where it means the
study of being or existence as well as the basic categories [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. Therefore it is used to
refer to what exists in a system model. In computer science, ontology is the effort to
formulate an exhaustive and rigorous conceptual schema within a given domain,
typically a hierarchical data structure containing all the relevant concepts and
relationships between those concepts. In artificial intelligence, ontology is an explicit
specification of a conceptualisation [
        <xref ref-type="bibr" rid="ref15 ref16">15, 16</xref>
        ].
      </p>
      <p>In this research an ontology is a domain knowledge representation formed upon a
controlled, standardised vocabulary for describing classes and the semantic
relationships between them. The T2DPPAC ontology aims to overcome
communication barriers due to culture gaps between practitioner and Aboriginal
patient. Hence in the ontology, a standardised vocabulary drawn from type-2 diabetes
management guidelines is captured along with Aboriginal English home talk. The
Aboriginal diabetic patient uses the ontology to understand diabetic concepts in their
Aboriginal discourse. The practitioner and involved people e.g. interpreter, use the
ontology to understand Aboriginal culture and find a way to communicate with the
patient.</p>
      <p>
        There are researchers putting effort towards diabetes ontology development.
Chalortham et al. developed diabetes mellitus ontology which covers risk assessment,
diagnosis and complication, treatment, and follow-up [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. Based on the ontology
reminding system was developed as part of type 2 diabetes mellitus clinical support
system. The diabetes mellitus ontology was developed based on Thailand Diabetes
Mellitus Clinical Practice Guideline 2008 and suggestion of medical experts.
Buranarach et al. introduced the synopsis of chronic disease healthcare framework in
which the important of ontology for healthcare knowledge management system was
pointed out [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]. Lin and Sakamoto developed Glucose Metabolism Disorder
ontology which was classified into diabetes mellitus, diabetes complication,
hyperglycaemia, hyperrinsulinism, etc. [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. The ontology was also linked to
Geographical regions ontology and Genetic Susceptibility Factor ontology to describe
the genetic susceptibility factors to Diabetes Mellitus. Ganendran et al. developed
ontology based multi-agent systems in which diabetes management was applied as a
case study involving three agents i.e. specialist agent, patient agent, and web agent
[
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. Shahar et al. developed Knowledge Based Temporal Abstraction (KBTA)
focusing on shared knowledge representation and reuse [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]. However, none of work
focuses on assistive communications particularly for ethnic minority immigrant
communications acculturation. In addition there is no existing T2DM ontology
developed based on Australian recognised professional healthcare standard
guidelines.
      </p>
      <p>
        There are a number of ontology methodologies including NeOn, Knowledge
Engineering, DOGMA, TOVE, Methontology, SENSUS, DILIGENT, etc. NeOn
methodology is a scenario based methodology that provides direction for all key
aspects of the ontology engineering process [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]. In contrast to other methodologies
those provide methodological guidance for ontology engineering, the NeOn
methodology does not suggest a rigid workflow but it prescribes pathways instead as
well as processes and activities for a variety of scenarios [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. The nine scenarios
identified in the NeOn methodology are for ontology engineering and special
emphasis is placed on reusing and re-engineering knowledge resources both
ontological and non-ontological [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]. We use the NeOn methodology as it provides
the most flexibility for development of the ontology. The tool used in the
implementation process is protégé 4.2.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Patient-Practitioner Assistive Communications (PPAC)</title>
    </sec>
    <sec id="sec-4">
      <title>Architecture</title>
      <p>This section provides a new approach to using ICT technology for enabling
patient-practitioner assistive communications (PPAC) in primary care. The PPAC
architecture shown in Figure 1 is an ontology based system that provides knowledge
and presents it in a manner that is easily accessible and understood by the user
(patients and practitioners). In this paper, we use type-2 diabetes as the health domain
that is represented by a type-2 diabetes management (T2DM) ontology. The T2DM
ontology is developed from scratch using available non-ontological resources namely
the Royal Australian College of General Practitioners (RACGP) T2DM Guidelines
for management of Type 2 diabetes. An ontology to represent the Aboriginal
language, in this case Aboriginal English Home Talk, is also developed from scratch.
Aboriginal words and phrases which are gradually populating the ontology include
contributions from the members of an Aboriginal Nyungar focus group of trainee
nurses who gathered to assist the authors in April of 2011. The work of this focus
group was led by a moderator who used the RACGP T2DM Guidelines to help
validate mappings of semantics between the clinical English diagnosis processes and
the undocumented pragmatic cultural expressions. In other words, the guidelines
provided an orderly track to prompt discussion that sought responses that included
Aboriginal English words, phrases and advisory explanations.</p>
      <p>Australia’s Aboriginal cultural history exceeds 40,000 years yet little is
documented in health care literature that accommodates the unique characteristics of
beliefs, perceptions and practices to help deliver effective care and wellbeing
outcomes. A substantial source of Aboriginal English Home Talk research literature,
emanating from the field of education as opposed to medicine or healthcare is being
employed to bolster the communications gaps through this ontology development.
This work is unique as there has not been a representation of Aboriginal English for
medicine in an ontology. The ontology will provide a mapping of terms from the
formal clinical T2DM to Aboriginal English, allowing improved two-way</p>
      <p>Assistive 
Communication
Inference Rule</p>
      <p>Knowledge based</p>
      <p>Data
OWL OWL</p>
      <p>T2DM AboHriogmineaTlEanlkglish
Type2DiabetesPatientPractitionerAssistive</p>
      <p>Communications
Ontology Supported Assistive </p>
      <p>Communication Systems</p>
      <p>Two-way 
knowledge transfer / exchanges within PPIE
communication between the patient and practitioner through the ontology
intermediary. The T2DMPPAC ontology, comprised of the T2DM and AEHT
ontology vocabularies, effectively surrounds the PPIE and empowers the patient but
does not intrude on clinical skills. Its use will help to overcome the barriers in
communication by facilitating patient PPIE preparation and post-PPIE review, which
implicitly brings other shared knowledge benefits. This modular architecture allows
for different language ontologies or health care ontologies to be used in any
healthcare setting, thus providing a robust tool for improving communication and
understanding during the PPIE for other medical conditions.
3.1</p>
      <sec id="sec-4-1">
        <title>Stages in Patient-Practitioner Interview Encounter</title>
        <p>While previous work was concerned with the PPIE in the context of interaction, we
found that breaking this process into three phases, pre-encounter, during-encounter
and post-encounter, actually aids in better communication and understanding for both
patient and practitioner.</p>
        <p>The pre-encounter enhances PPIE effectiveness through separate preparations by
the patient and by the practitioner. Preparation for the patient is a mental exercise in
rehearsing the intended patient health self-status account or complaint through a
digital assistant that may also become an educational process and an opportunity to
send digital self-monitoring test data. Data enrichment can then elevate the
practitioner’s preparatory process with more contemporary information than merely
the record of prior consultation. The difference is one of timing, in that practitioner
preparation may be minutes before the PPIE and the patient’s preparation is likely to
be many hours or days before.</p>
        <p>In the during-encounter stage, the practitioner will collect information from the
patient, clarify ambiguity in information, examine the patient, decide on action to be
taken and present course of action to the patient. The information collected during the
pre-encounter stage will greatly improve communication between patient and
practitioner as both sides have a better understanding of the ailment. However, the
final decision rests with the practitioner on the nature of the ailment and action
required to address it.</p>
        <p>Acknowledging the fact that detail of the exchanges within the PPIE are not so
easily or reliably recalled by the patient as opposed to almost instant data entry by the
practitioner(s), a post-encounter facility to accommodate a patient review can add to
that educational value. It can also facilitate improved quality of further practitioner
engagement by allowing the patient to identify anomalies, raise queries for
clarification and even influence the mode of engagement by the practitioner in future
PPIEs.</p>
        <p>The ontology aids all three processes by providing a comprehensive set of
standards and guidelines for patients and practitioners to follow as well as present it in
a manner that is comprehensible to all users.
4</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Type-2 Diabetes Management Patient Practitioner Assistive</title>
    </sec>
    <sec id="sec-6">
      <title>Communications (T2DMPPAC) Ontology Development</title>
      <p>This section aims to show how we built the T2DMPPAC ontology. There are two
main parts in the ontology i.e. Type 2 Diabetes concepts which classify all concepts
related to type 2 diabetes and Aboriginal English Home Talk concepts which classify
all concepts used in Aboriginal communications as shown in Figure 2. These two
main parts are formed into two main ontology classes which are linked together
through ontology relations and constraints. The two classes are self-standing concepts
which we form them as sub classes of class Independent_Concept.</p>
      <p>The relations i.e. object properties mapped the two classes are
inAboriginalEnglishHomeTalk and inType2DiabetesConcept in which they are
inverse to each other. Figure 3 shows relations between classes
Aboriginal_English_Home_Talk and Signs_and_Symptoms through object properties
inAboriginalEnglishHomeTalk and inType2DiabetesConcept.
4.1</p>
      <sec id="sec-6-1">
        <title>Case Study: Aboriginal Patient With Blurred Vision</title>
        <p>We provide a simple case study to illustrate how the ontology can be used in PPIE.
Diabetes patients with high blood sugar may suffer from blurred vision. This might be
a temporary condition or a precursor to more serious conditions such as retinopathy,
glaucoma or cataract. An Aboriginal patient may walk into a clinic once he/she
notices their vision is blurred. Typically, the patient will say they have “bad eyes”
when seeing the doctor or they might choose to say “Gooras Winyarn”, which is
Aboriginal English for blurred vision. If the condition is serious, the patient would use
the Aboriginal English word as it not only provides a description of the problem but
also the severity of it, which is not captured in Standard Australian English.</p>
        <p>Knowledge captured in the T2DMPPAC ontology as shown in Figure 3 illustrates
that the Nyungar Aboriginal words of gooras winyarn can be taken to mean blurred
vision or altered vision. Literal translation between traditional or original Aboriginal
words that now have a place within Aboriginal English pragmatics is limited and not
always sufficiently explicit as to carry a specific meaning. Such words appear in
phrases and accord with circumstance; and will therefore vary in context. It is not
appropriate for instance, to assign a distinct Australian English oriented meaning to
‘gooras winyarn’ unless the context is completely clear. In the situation where a
patient is anxious and/or has limited English proficiency, such words become key
triggers to justify ontological system queries. The practitioner will know from the
annotation that together these words come close to meaning ‘eyes bad’, thereby
informing the practitioner that an eye problem is suspected and will require
investigation. The investigation may then include comparison with a prior PPIE
record in addition to physical examination that will then better determine whether the
condition is altered or blurred vision, or possibly both.</p>
        <p>As can be seen in Figure 3, gooras_winyarn is an instance of class Words which is
sub class of class Aboriginal_English_Home_Talk. Instance Altered_Vision which is
same instance as Blurred_Vision is instance of class Vision i.e. sub class of class
Signs_and_Symptoms i.e. sub class of class Type_2_Diabetes_Concepts. The
instances are mapped through object properties inAboriginalEnglishHomeTalk and
inType2DiabetesConcept.</p>
        <p>There are refining concepts which will add meaning to other concepts. We form
these into class Dependent_Concept as shown in Figure 4.</p>
        <p>Class Complication_Risk adds risk value to any sub class of class
Type_2_Diabetes_Concepts through relation hasComplicationRisk. It can be
restricted to particular risk of average risk, high risk, low risk, moderate risk, or very
low risk. Class Medication_Advice adds value in term of medication advice of
adherence and/or interaction to any classes under classes Care_Management,
Treatment, and Medication through relation hasMedicationAdvice. Observation of
particular sign and symptom of patient can be specific to extrinsic or intrinsic
observation of the patient. This can be specified through relation
hasObservationType. Figure 5 shows class Testing_Type adding value to class
Testing through relation hasTestingType in term of types of testing i.e. clinical
examination, point of care tests and self-management.
5</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Conclusion</title>
      <p>This paper introduces a novel approach to using ICT in the patient-practitioner
interview encounter (PPIE). We developed a framework that links medical
information with different language and cultural information to provide ease of
understanding and communication between the patient from a minority group with a
healthcare practitioner from a different cultural group. The key component of this
framework is the Type-2 Diabetes Management Patient-Practitioner Assistive
Communication Ontology. We showed how this ontology was created and the links
between different classes and components in the ontology. We also presented a case
study on how this ontology can be used by the Aboriginal patient to the practitioner.</p>
      <p>For future work, we intend to populate the Aboriginal English ontology with as
many medical words and phrases used within the Aboriginal community. We will
then validate this ontology by the results it provides in a selection of typical PPIE
situations faced by Aboriginal patients consulting non-Aboriginal practitioners.
6</p>
    </sec>
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