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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>ImageSem at ImageCLEF 2018 Caption Task: Image Retrieval and Transfer Learning</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yu Zhang</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xuwen Wang</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Zhen Guo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jiao Li</string-name>
          <email>li.jiao@imicams.ac.cn</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Medical Information, Chinese Academy of Medical Sciences/Peking Union Medical College</institution>
          ,
          <addr-line>Beijing 100020</addr-line>
          ,
          <country country="CN">China</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper presents the participation of the Image Semantics group (ImageSem) of the Institute of Medical Information at the ImageCLEF 2018 caption task. We participated in both of the concept detection and the caption prediction tasks, with submitting 15 runs in total. In this study, we applied LIRE, an open source Lucene Image Retrieval, to index 222,314 images in training and 9,938 images in test sets. In concept detection subtask, we retrieved the similar images in the training set and applied Latent Dirichlet Allocation (LDA) for clustering concepts of the similar images. The transfer learning method was integrated to solve muti-label annotation in the concept detection task. In caption prediction, we used image retrieval strategies by tuning the parameters: the top similar images and number of candidate concepts. In the evaluation, ImageSem achieved the best F1 Score of 0.0928 in the concept detection subtask and the Mean BLEU score of 0.2501 in the caption prediction subtask.</p>
      </abstract>
      <kwd-group>
        <kwd>Concept Detection</kwd>
        <kwd>Caption Prediction</kwd>
        <kwd>LDA</kwd>
        <kwd>Transfer Learning</kwd>
        <kwd>Multi-label Classification</kwd>
        <kwd>Image Retrieval</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The corpus of annotated medical images, interpreting and summarizing the insights of
images, are important for medical image processing and machine learning technology
application [
        <xref ref-type="bibr" rid="ref1 ref2">1,2</xref>
        ]. ImageCLEF task aims to promote the computational method
development for machine understandable medical images, starting from visual content and
textual descriptor alignment [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. ImageCLEF 2018 caption task [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], part of ImageCLEF
2018 [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], includes two subtasks, namely concept detection and caption prediction
[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].Our team, ImageSem, participated in both tasks. Fig. 1 shows our workflow in
ImageCLEF 2018 Caption Task.
      </p>
      <p>
        The concept detection subtask aims to identify the UMLS [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] Concept Unique
Identifiers (CUIs) for a given medical image from the biomedical literature. We proposed
approaches including multi-label classification, information retrieval and topic
modeling. Convolutional Neural Networks (CNNs) is applied to train multi-label annotation
1 Yu Zhang and Wuwen Wang contributed equally
of medical images [
        <xref ref-type="bibr" rid="ref8 ref9">8,9</xref>
        ]. The LIRE search engine is employed for the information
retrieval approach [
        <xref ref-type="bibr" rid="ref10 ref11">10,11</xref>
        ]. The Latent Dirichlet Allocation (LDA) is used for CUIs topic
modeling [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>The caption prediction subtask aims to predict and generate natural language caption
for a given medical image. We proposed a retrieval-based method using LIRE on the
training set and combined with preferred concepts recognized from the preceding
subtask.
This paper is organized as follows: Section 2 introduces the task data and our data
preprocessing method. Section 3 describes our methods for concept detection. Section 4
presents our methods for caption prediction. Section 5 summarizes all the runs
submitted by our team. Section 6 makes a brief conclusion.</p>
    </sec>
    <sec id="sec-2">
      <title>Data Preprocessing</title>
      <sec id="sec-2-1">
        <title>Data overview</title>
        <p>
          The training and test datasets contained 222,314 and 9,938 biomedical images
respectively. The images were extracted from scholarly articles in PubMed Central (PMC)
[
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. In the concept detection subtask, a set of UMLS CUIs was provided for each
image. The image captions were provided in caption generation task. Fig. 2 shows two
figures with captions in PMC and assigned concepts (note that the UMLS terms and
semantic types were extracted by our team but were not provided by task).
        </p>
        <p>
          We firstly analyzed the annotated concept frequency distribution in order to better
understand the task images. The distribution is important for multi-label training object
selection and similar image measurement. The training data includes 222,314 images
associated with 111,156 CUIs. Table 1 shows the concept distribution. It can be seen
most annotated CUIs (92.19%) were used less than 100 times among 222,314 images.
Thus, it is challenging to train a model to learn the annotation patterns of these 102,480
concepts. For the frequent concepts, there are 1312 concepts with frequency greater
than 1000. Table 2 shows the top ranked concepts, their annotated image number, and
their corresponding UMLS terms. Some general concepts like medical image
(C1704254) and image (C1704922) were highly used but meaningless.
We used LIRE [
          <xref ref-type="bibr" rid="ref10 ref11">10,11</xref>
          ] to index the medical images released by ImageCLEF 2018.
Table 3 shows the six features used in LIRE, including color and texture features.
As for transfer learning, the problem of detecting concepts from medical images was
treated as a multi-label classification task. However, too many CUIs without sufficient
medical images for training were not feasible for multi-label classification (222314
medical images with 111156 CUIs in the training data). Therefore, we chose to only
use the most frequent CUIs for training the model. Eventually, 1312 CUIs, each of
which appears in more than 1000 images of the training data, were selected for the
multi-label classification.
        </p>
        <p>Further, after analyzing the training data, we found that a number of CUIs co-occur
in almost the same set of medical images. To make use of this characteristic, we
clustered the CUIs according to their similar scores based on their co-occurrence. The
formulation of calculating the similar scores between CUIs is shown as follows:
SIMILAR_SCORE (A, B) =</p>
        <p>Where, SIMILAR_SCORE(A,B) denotes the similar score between the CUI A and the
CUI B. images_A and images_A separately represents the set of medical images in
which the CUI A and the CUI B appears. CUIs with similar score more than 0.8 are
clustered into the same group. Accordingly, 1312 CUIs are clustered into 459 groups
and the first CUI of each group is selected as the representation CUI. Appearance of
the representation CUI is the same as the appearance of all the CUIs in its group.
Eventually, just the 459 representation CUIs are fed into the model for multi-label
classification.</p>
        <p>The medical images which contains at least one of the 1312 CUIs were selected for
training. And for each image, we re-built its corresponding set of CUIs, only retaining
the CUIs inside the 1312 CUIs and mapping them to the representation CUIs of their
corresponding groups. Finally, 208595 medical images with 459 representation CUIs
were used to train the transfer learning model for multi-label classification.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Concept Detection Methods</title>
      <p>For the concept detection sub task, we employed three methods to find multiple CUIs
for a specific image, including the multi-label classification method, retrieval-based
method and the topic modeling method.</p>
      <p>In the multi-label classification method, Convolutional Neural Networks (CNNs)
was applied to assign one or multiple CUIs from the predefined CUIs label set.</p>
      <p>In the retrieval-based method, we used LIRE (Lucene Image Retrieval) to retrieve
the most similar images and corresponding CUIs from the training set.</p>
      <p>In the topic modeling method, Latent Dirichlet Allocation (LDA) was used to
analyze the topic distribution of CUIs from retrieved similar images and their CUIs.
3.1</p>
      <sec id="sec-3-1">
        <title>Multi-label classification with CNN</title>
      </sec>
      <sec id="sec-3-2">
        <title>3.1.1 Inception-v3</title>
        <p>
          In recent years, deep neural network such as convolutional neural networks(CNN) and
recurrent neural networks(RNN) have made great success in large-scale image
processing, image content recognition, and image caption generation. Inception-v3, a
convolutional neural network(CNN) model of Google, is an architecture that often achieves
superior performance with low computational cost. The key advantage of Inception-v3
is the factorization of convolution kernel, for example, it can decom-pose a 7x7
convolution kernel into two one-dimensional kernels(a 1x7 kernel and a 7x1 kernel). Through
the factorization of convolution kernels, it can accelerate the training and increase the
depth of the network. In this study, the Inception-v3 model is pre-trained on the
ImageNet datasets with more than 1 million images and 1000 classes[
          <xref ref-type="bibr" rid="ref14">14</xref>
          ].
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>3.1.2 Transfer learning for concept detection</title>
        <p>However, for our concept detection task which is treated as a multi-label classification
problem, directly retraining the whole Inception-v3 model based on the training set
needs to take at least a few days. Therefore, we used the pre-trained Inception-v3 based
transfer learning method to identify the concepts from medical images. Specifically, we
froze the parameters of all the previous layers, removed the last softmax layer and added
a fully-connected layer and a sigmoid layer. While training, only the last two layers
need to be trained to map the medical images to the CUIs. Totally, 208595 medical
images with 459 representation CUIs were fed into the model. Eventually, after getting
the predicting results of the test set, we extended the results through replacing the
representation CUIs with all the CUIs in their corresponding groups according to the
clustering result.
3.2</p>
      </sec>
      <sec id="sec-3-4">
        <title>Image retrieval</title>
        <p>LIRE is an open source Java library that provides a simple way to retrieve images and
photos based on color and texture characteristics. We used LIRE to create a Lucene
index of image features on the whole training set for content based image retrieval
(CBIR).
to figure j.</p>
        <p>We submitted each query image from the test set to LIRE and selected top 50
visually similar images from the training set. For a given test image, we combined related
CUIs of similar images as candidate concepts, then computed a concept score s(c) to
determine which concepts to be assigned as semantic labels. In the following concept
score equation, α denotes the normalization weight of similar figure j, P(j) denotes the
probability of figure j and P(c|j) represents the probability of concept c that is assigned
Concept score: s(c) = ∑

 =1   ∙  ( ) ∙  ( | )
In which, P(c|j) =
Then candidate concepts were ranked according to their concept score s(c). We set a
threshold τ and select top K CUIs as final related concepts.</p>
        <p>Besides, we also considered the method of applying QuickUMLS or Metamap tools
to label CUIs on retrieved similar images captions, but by testing, we found some
difference between automatic tagging and original provided CUIs in the training set,
which may due to different parameter settings or unknown concept expanding
strategies. To avoid this uncontrollable noise, we focus on the analysis of provided CUIs.
3.3</p>
      </sec>
      <sec id="sec-3-5">
        <title>Image retrieval with topic model</title>
        <p>On the basis of retrieved similar images and candidate CUIs, we employed topic
modeling method to select more relevant concept for a given test image. Latent Dirichlet
Allocation (LDA) is a widely used generative statistical topic model in natural language
processing. In this subtask, we assume concepts related to each image are collected into
documents, so each document is a mixture of a number of topics and each concept is
attributable to one of the document’s topics.</p>
        <p>We applied Gensim, a topic modeling Python package to modeling topic distribution
on retrieved similar images and candidate CUIs. For a given test image with its retrieved
50 similar images, we collected 50 documents of CUIs as the input of LDA model.
According to the topic distribution θ of the current document set, we picked the topic
with the highest probability p(z|D) as the candidate topic, and finally selected CUIs
from the candidate topic that with probabilities p(c|z) above the threshold φ0 as the
final result.</p>
        <p>Before submitting the runs we carried out experiments on the training data using
highly related concepts detected in CNNs method as a hint for choosing better candidate
topics. However, it didn’t provide better results. So we submit the normal runs of topic
modeling.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Caption Prediction Methods</title>
      <p>We used retrieval-based method in the caption prediction. The basic assumption is that
similar images have similar lingual descriptions/captions.
4.1</p>
      <sec id="sec-4-1">
        <title>Caption selection and combination</title>
        <p>For each test image, we used LIRE to retrieve similar images from the training set, and
combined the captions of similar images as a new caption of the test image. We tuned
the parameter, the number of top similar images, to determine the candidate captions
for further combination.
4.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Concept selection and combination</title>
        <p>We combined preferred concepts detected in the preceding concept detection subtask.
The preferred concepts including CUIs from CNNs’ high score output, as well as CUIs
from the output of LDA model. We extracted all the UMLS terms of each CUIs, and
combined them with captions generated in the previous section.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Submitted Runs</title>
      <p>This section provided a detailed description of our runs submitted to ImageCLEF 2018
caption task.</p>
      <p>Run
Concept_Run10
Concept_Run2
Concept_Run4
Concept_Run1
Concept_Run6
Concept_Run7
Concept_Run3
5583
5556
5561
5554
5574
5575
5558
Concept_Run1_submission_ID_5554: We exploited the LIRE to retrieve the 50 most
similar images to each medical image of the test set. Then, for a given test image, all
the CUIs of its corresponding 50 most similar images were taken as the input of LDA
model. Further, we pick the topic with the highest probability p(z|D) as the candidate
topic. Finally, we select CUIs from the candidate topic that with probabilities p(c|z)
above 0.005 as the CUIs of that test image.</p>
      <p>Concept_Run2_submission_ID_5556: Multi-label classification using transfer
learning model, based on the pre-trained Inception-v3. The batch size was set to 20 and the
learning rate was set to 0.003. While, the training steps were set to 15000. Finally, for
a test image, top 10 representation CUIs of the predicting results were selected as the
preliminary result, and we extended the preliminary result through replacing the
representation CUIs with all the CUIs in their corresponding groups according to the
clustering result as the final result of that test image.</p>
      <p>Concept_Run3_submission_ID_5558: The same as the Concept_Run1_submission_
ID_5554 except that, in the final submission file, all the CUIs were separated by com
ma.</p>
      <p>Concept_Run4_submission_ID_5561: The same as the Concept_Run1_submission_
ID_5554 except that of all the CUIs of the given test image’s corresponding 50 most s
imilar images, only the CUIs which appears in more than 1000 images of the training
data were taken as the input of LDA model.</p>
      <p>Concept_Run6_submission_ID_5574: The same as the Concept_Run2_submission_
ID_5556 except that the training steps were set to 5000
Concept_Run7_submission_ID_5575: The same as the Concept_Run2_submission_
ID_5556 except that for a test image, top 20 representation CUIs of the predicting resu
lts were selected as the preliminary result.</p>
      <p>Concept_Run10_submission_ID_5583: The same as the Concept_Run2_submission
_ID_5556 except that the training steps were set to 25000.
Caption_Run3_submission_ID_5526: We exploited the LIRE to retrieve the 50 most
similar images to each medical image of the test set. Then, for a given test image, the
captions of its top 2 most similar images were concatenated together as the result of
that test image.</p>
      <p>Caption_Run4_submission_ID_5527: The same as the Caption_Run3_submission_I
D_5526 except that for a given test image, the captions of its top 3 most similar image
s were concatenated together as the result of that test image.</p>
      <p>Caption_Run6_submission_ID_5528: The same as the Caption_Run3_submission_I
D_5526 except that of the top 2 most similar images to the test image, only the captio
ns of images with similar distance less than 5 to the test image were concatenated toge
ther as the result of that test image.</p>
      <p>Caption_Run7_submission_ID_5531: The same as the Caption_Run3_submission_I
D_5526 except that, for a given test image, we added the top 1 CUI of the predicting
result of that test image from the concept detection task based on transfer learning into
the final result.</p>
      <p>Caption_Run8_submission_ID_5545: The same as the Caption_Run3_submission_I
D_5526 except that, for a given test image, we added the top 2 CUI of the predicting
result of that test image from the concept detection task based on transfer learning into
the final result.</p>
      <p>Caption_Run9_submission_ID_5546: The same as the Caption_Run3_submission_I
D_5526 except that, for a given test image, we added the top 3 CUI of the predicting
result of that test image from the concept detection task based on transfer learning into
the final result.</p>
      <p>Caption_Run13_submission_ID_5548: The same as the Caption_Run3_submission
_ID_5526 except that, for a given test image, we added the top 1 CUI of the predictin
g result of that test image from the concept detection task based on the retrieval metho
d and LDA into the final result.</p>
      <p>Caption_Run19_submission_ID_5552: The same as the Caption_Run3_submission
_ID_5526 except that, for a given test image, both the top 1 CUI of the predicting resu
lt of the concept detection task based on the retrieval method and LDA and the top 1 C
UI of the predicting result based on transfer learning are added into the final result.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusions</title>
      <p>This paper presents the participation of the Image Semantics group (ImageSem) at the
ImageCLEF 2018 caption task. We submitted 7 runs in the concept detection and 8 runs
in the caption prediction tasks. The evaluation results showed that we achieved the best
F1 Score of 0.0928 in the concept detection subtask and the Mean BLEU score of
0.2501 in the caption prediction subtask. Our methods mainly relied on image retrieval
and transfer learning.</p>
      <p>In our experiments, we found the ground truth concept annotations were not exactly
represent the semantics of the images. It is difficult for error analysis from either
computational view or clinical/biomedical view. In the future work, we would like to
contribute the corpus construction together with the ImageCLEF committee.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgement</title>
      <p>This study was supported by the National Key Research and Development Program of
China (Grant No. 2016YFC0901901 and No. 2017YFC0907500), the Key Laboratory
of Medical Information Intelligent Technology Chinese Academy of Medical Sciences,
the National Population and Health Scientific Data Sharing Program of China, and the
Knowledge Centre for Engineering Sciences and Technology (Medical Centre).</p>
    </sec>
  </body>
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