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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Ontology Development in Patients Information System for Stroke Rehabilitation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Radhi Rafiee Afandi</string-name>
          <email>radhirafiee@raudah.usim.my</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Abduljalil Radman</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mahadi Bahari</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lailatul Qadri Zakaria</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Muzaimi Mustapha</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Waidah Ismail</string-name>
          <email>waidah@usim.edu.my</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Information System, Universiti Teknologi Malaysia</institution>
          ,
          <addr-line>Johor</addr-line>
          ,
          <country country="MY">Malaysia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Neurosciences, Universiti Sains Malaysia</institution>
          ,
          <addr-line>Kelantan</addr-line>
          ,
          <country country="MY">Malaysia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Faculty of Information Science and Technology, Universiti Kebangsaan Malaysia</institution>
          ,
          <addr-line>Selangor</addr-line>
          ,
          <country country="MY">Malaysia</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Faculty of Science and Technology, Universiti Sains Islam Malaysia</institution>
          ,
          <addr-line>Negeri Sembilan</addr-line>
          ,
          <country country="MY">Malaysia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Disability of upper limb parts is common for stroke survivors. Early implementation of well-organized upper limb treatment after stroke may result in fast recovery of upper limb functions. There are many treatments and assessments to improve the ability in upper limb movements. However, the specialists in rehabilitation departments use patient information system (PIS) to store and manage all the patient's information and assessment records. The information and assessment records of the patients usually are obtained from various categories of assessment but it is inconsistent. This causes difficulties in seeking information, and needs to run all the assessments even those not important for the patients. In this paper, an ontology in the development of PIS will be constructed to overcome the problem. The ontology enables semantic knowledge representation for upper limb stroke rehabilitation. This ontology will be designed based on the Enterprise Ontology, TOronto Virtual Enterprise Ontology, METHONTOLOGY and Ontology Development 101. As a result, the proposed ontology will improve the information management in PIS.</p>
      </abstract>
      <kwd-group>
        <kwd>Upper limb stroke</kwd>
        <kwd>ontology</kwd>
        <kwd>rehabilitation</kwd>
        <kwd>Patients Information System (PIS)</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 INTRODUCTION</title>
      <p>
        Improving upper limb functions is an essential for stroke
patients because upper limb is the most effective part for stroke
survivors (
        <xref ref-type="bibr" rid="ref16">Ramírez et .al, 2015</xref>
        ). The specialists in
rehabilitation departments have their responsibility to provide the
specific assessments for the stroke patients’ recovery. As we
know, all the patients’ information and assessment results are
recorded to the Patients Information System (PIS). Currently,
PIS still use relational databases for storing the data. The
drawbacks of relational databases are that is shown only
when request a query, and the semantic description of the
database is represented using its schema only
        <xref ref-type="bibr" rid="ref8">(Hohenstein,
1996)</xref>
        . Result of this, ontologies have appeared as an
alternative to relational databases in order to improve the
performance of PIS
        <xref ref-type="bibr" rid="ref1">(Abas et. al., 2011)</xref>
        . However, ontology-based
systems in rehabilitation department will help the specialists
to easily manage the patient’s information and assessment
records.
Ontology is a way to transfer information or knowledge about
something domain
        <xref ref-type="bibr" rid="ref17">(Roussey et al., 2011)</xref>
        . Ontology is built
as a representative of knowledge background in a domain. In
addition, the ontology is built for enabling the effective
sharing of information
        <xref ref-type="bibr" rid="ref5">(Fonseca, 2007)</xref>
        . Information in ontology
must be confirmed by a specialist domain, and can be extend
and useful if shared with various parties. The important
process of developing an ontology is to identify goals and scope,
build, evaluate and document the ontology
        <xref ref-type="bibr" rid="ref22">(Uschold &amp;
Gruninger, 1996)</xref>
        . Related to this, ontologies can assist in PIS
design by providing a comprehensive model of the information
and process need for healthcare delivery
        <xref ref-type="bibr" rid="ref5">(Fonseca, 2007)</xref>
        .
However, few researches has been done in developing an
ontology for PIS to represent the domain area of stroke
rehabilitation. In this paper, we will explain about the development
of an ontology for upper limb stroke rehabilitation in the PIS.
The remainder of this paper is organized as follows. Section
2 explains about methodology for the development of
ontology including the design of the ontology and as well as the
PIS framework. Finally, Section 3 concludes our final
clarifications and future work.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>METHODOLOGY</title>
      <p>
        In the development of ontology, there is no specific
methodologies
        <xref ref-type="bibr" rid="ref20">(Smith et. al., 2007)</xref>
        , as evidenced by various
methodologies from the literature which employed in many
projects. In this paper, the methodology for implementing an
ontology in PIS was adapted from
        <xref ref-type="bibr" rid="ref15">(Ohgren &amp; Sandkuhl, 2005)</xref>
        which employs the Enterprise Ontology, TOronto Virtual
Enterprise Ontology, METHONTOLOGY and Ontology
Development 101. This methodology is suitable for small and
medium scale applications
        <xref ref-type="bibr" rid="ref15">(Ohgren &amp; Sandkuhl, 2005)</xref>
        . The
advantages of this methodology are to reduce the development
time and effort to meet the specifications of PIS. The
methodology was divided into four phases: requirement analysis,
ontology development, implementation, evaluation and
maintenance. Each phase of the ontology development is
used for the next phase. The illustration of this methodology
is shown in Fig. 1 that also shows the results of each phase.
      </p>
      <sec id="sec-2-1">
        <title>Phase 1: Requirement Analysis</title>
        <p>This phase is to analyze the needs of developing ontologies.
In the process of developing an ontology, there are few things
to note:
1.What is a domain that ontology used?
2.Why this ontology should be built?
3.What are the problems that exist in the selected domain?
4.Who will use this ontology?
5.What is the scope of ontology?</p>
        <p>
          After analysing the Clinical Data Proforma from Hospital
Universiti Sains Malaysia (HUSM), the objects to build up
the ontology are created. Table 1 shows 10 tangible objects
were created based on HUSM’s Proforma form. These
objects were set as individuals or objects that serve as the basis
of determining the classification in ontology development.
The methodology to define the concepts and relationships is
a middle-out approach which began with the important
concepts and made precise generalizations or specifications. The
basic concept should be identified first and used to drive the
development process of ontology
          <xref ref-type="bibr" rid="ref4">(Domingue &amp; Anutariya,
2008)</xref>
          . This begins with a look at the common features for the
tangibles as a function of the object to form class and
relationship between classes. To facilitate the definition of class,
things are divided into small groups, so the similar
characteristics of the things are studied carefully. Accordingly, the
things were placed in the same class according to the similar
characteristics.
        </p>
        <p>No.
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.</p>
        <p>Management
Supplementary
Care planning</p>
        <p>Score ranking
Next, we use the top-down approach which identifies the
common class relating to the classification of objects that
defined before. This ontology is divided into six main
categories: specialist, patients, proforma, session, therapy, and
follow up.</p>
      </sec>
      <sec id="sec-2-2">
        <title>Phase 2: Ontology Development</title>
        <p>
          This Ontology will be developed by using Protégé version
5.2.0. This Protégé is an open source and developed by the
Stanford Center for BioMedical Informatics Research. It was
supported by the National Institute of General Medical
Sciences. In this platform, we will build up a domain and
application model based on the ontology knowledge. Protégé
made it possible to build an ontology in Ontology Web
Language (OWL) with an efficient and easy way, and to access,
edit and use the existing ontology
          <xref ref-type="bibr" rid="ref10 ref12">(Lozano-Rubi et. al., 2014
&amp; Knublauch et. al., 2004)</xref>
          . The steps taken to develop the
ontology is as follows:
1. Create classes: all classes or subclasses are under the Thing
class in Protégé. This will show the class hierarchy for each
category that was identified during the process of defining the
concepts inserted in the Protégé.
2. Create properties: the properties are divided into object
properties and data properties:
a. Object properties: connect between two objects or
instances.
b. Data properties: connect one instance of the literal kind
of data Extension Markup Language (XML) schema or the
Resource Description Framework (RDF) literal attribute
owned by the object or instance.
3. Create Individual: lists of tangible objects were inserted in
the Protégé as individual. The number of tangible objects
increase from time to time based on the data given by HUSM.
4. Insert the literal value for each individual.
        </p>
        <p>Fig. 2 shows the design of the ontology for the whole part of
classes and the tangibles. It shows the relation of that classes
with the other classes as well as the relation between
individuals inside each class and other individuals. Based on this
design, the specialist (i.e. physician, therapist, and nurse) have
an access into PIS to monitor and insert the patients’
information based on the assessment results.</p>
        <p>In proforma, the initial information of the patients is inserted
during the first day of their admission in the rehabilitation
department. This information is regarded the minimum data.</p>
        <p>The main part of this ontology design is the session of the
patients for their weekly assessment (i.e. therapy and follow
up assessments).</p>
        <p>Therapy assessment includes the class of clinical, diagnosis,
management and related information data from the
assessment that run by each stroke patients. While for follow up
assessment, patients need to come back to the rehabilitation
department in order to run other assessments that include
assessment for care planning and score ranking.</p>
        <p>In addition, the validation and improvement of this ontology
is needed. This process is correcting errors in the
classification and the object based on the requirements (i.e. Clinical
Data Proforma) given by the domain experts. The
relationship between the class and individual also needs to be revised
so that there is no error in reasoning process. Improvements
are also possible if there are any updates in the list of objects
that are registered as tangible objects in Proforma. Among the
possible errors is the literal value of individual properties
data. The domain expert is required to validate the inserted
data so the reliability of ontology development is high.
For the ontology testing and maintenance, the tests will be
performed by the user and based on the PIS prototype. Result
of this process can predict the perfection of the development
of upper limb stroke ontology. This is crucial for ensuring a
proper classification or category for each object, including
the relationship between the concepts of the ontology.
Feedback from the users on the prototype will be recorded for
improving the ontology design.</p>
        <p>
          Phase 3: Implementation (Developing a User-interface for
Testing)
The analysis will be conducted based on PIS prototype
through the testing made by users. The prototype system is
needed to send the user's query in SPARQL form. PIS
prototype will be develop to test and verify the usability and
validate the objectives and scope of the designed ontology are
achieved. PIS is a web-based application and it will be
develop using PHP language and JavaScript. To access the
information on this ontology is via RDF/XML format.
Therefore, some of the Javascript semantics libraries will be used
(i.e. jOW and jQuery) to allow an access to the RDF/XML
file format. In addition, Netbeans Integrated Development
Environment (IDE) will be used as a platform for developing
the prototype interface. The proposed ontology will be stored
in RDF/XML file format. Fig. 3 shows the framework of the
PIS prototype that will be created based on the guidance of
previous studies about SPARQL query processing
          <xref ref-type="bibr" rid="ref13 ref19">(Samreen
et. al., 2013 &amp; Malik et. al., 2012)</xref>
          and OWL files
(LozanoRubi et. al., 2014).
other categories. Besides, it shows the instances of the
clinical data that is “Handedness” and “Flu vaccination”.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Phase 4: Evaluation and Maintenance</title>
        <p>The testing process towards the perfection and usability of
ontology data will be using PIS prototype. The prototype will
be tested and evaluated by 10 specialists in Rehabilitation
Department at HUSM.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>CONCLUSION AND FUTURE WORK</title>
      <p>We have presented an ontology design for implementation in
PIS at Rehabilitation Department, HUSM. The ontology
includes the key factors acknowledged through a requirement
study and also review the previous research paper. With the
proposed ontology in this paper, we aim to facilitate the
specialists in order to manage the information including the
patients’ assessments. We also aim at sharing and integrating
this knowledge with other ontologies. As a future work, we
The first interface design of the PIS system prototype is
shown in Fig. 4. It shows the classification of the category
that is created based on the tangible objects. These tangible
objects (i.e. Clinical, Diagnosis, Management, and Related
Information) are placed under the therapy assessment
category. The information related to the clinical data displays a
therapy assessment and the relation of this category with
will continue the implementation and evaluation of the
proposed ontology in PIS. This evaluation will deal with the
specialists to validate the usability of the PIS in stroke
rehabilitation department.</p>
    </sec>
    <sec id="sec-4">
      <title>ACKNOWLEDGEMENT</title>
      <p>Authors wish to thank all participants who participated in the
study. This research is funded by NEWTON-UNGKU
OMAR FUND via international grant research with code
USIM/INT-NEWTON/FST/IHRAM/053000/41616. Finally,
thanks to Hospital Universiti Sains Malaysia (HUSM) for the
contributions in this project.</p>
    </sec>
  </body>
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