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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Compositional Data Analysis of Type 1 Diabetes Data</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lyvia Biagi</string-name>
          <email>lyviar@utfpr.edu.br</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Arthur Bertachi</string-name>
          <email>abertachi@utfpr.edu.br</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Josep Antoni Mart´ın-Fern a´ndez</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Josep Veh´ı</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Centro de Investigaci o ́n Biome ́dica en Red de Diabetes y Enfermedades Metab o ́licas Asociadas (CIBERDEM)</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Federal University of Technology - Parana ́ (UTFPR)</institution>
          ,
          <addr-line>Guarapuava</addr-line>
          ,
          <country country="BR">Brazil</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Girona</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Type 1 Diabetes (T1D) is a chronic disease characterized by a substantial reduction or no production of insulin by the pancreas. Subjects with T1D need to infuse insulin exogenously to avoid high blood glucose levels (hyperglycemia). However, if insulin is delivered exaggeratedly, subjects may experience low glucose levels (hypoglycemia). Both conditions are undesirable, and physicians prescribe individualized insulin therapy to cope with the disturbances that jeopardize glycemic control, e.g. meals, physical activity, stress, illness. This work presents a novel methodology for the individual classification of glucose profiles obtained from continuous glucose monitoring. Daily glucose profiles were discretized into time spent in distinct glucose ranges according to different glucose levels and formed a composition. Compositional data (CoDa) analysis was applied to the data and the discovery of groups of similar compositions was possible. Data was expressed in coordinates and k-means algorithm was applied to the coordinates to classify different patterns of days. This classification allowed the extraction of information of the data, which can assist physicians to adjust patients' treatments.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The integration of CGM and CSII allows not only the
visualization of glucose data in real time, which permits that the
patient take measures in order to pursue glucose control, but
also the acquisition of data, which supports the extraction of
information that can help physicians to improve and adapt the
current insulin therapy. Contreras et al. [2016] developed a
tool for profiling BG dynamics of T1D patients based on
different levels of BG. Even though the authors did not consider
any insulin information in advance, they obtained groups of
glucose profiles with different insulin requirements. The
possibility of categorizing daily glycemic profiles according to
the glycemic control can assist physicians to find different
patterns of days and determine proper therapies to deal with
day-to-day variations.</p>
      <p>The analysis of time spent in distinct BG ranges defined by
different levels during one day can be performed with
Compositional Data Analysis (CoDA). The analysis of
Compositional Data (CoDa) deals with vectors in the form of
proportions to some whole [Aitchison, 1982]. The time spent in
different glucose ranges are relative contributions to the
24h time budget, and therefore, are compositional data, which
have important characteristics that must be considered. The
aim of this paper is to present a proof of concept of the
feasibility of the usage of CoDA for the categorization of glucose
profiles in patients with T1D.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Compositional Data Analysis of Glucose</title>
    </sec>
    <sec id="sec-3">
      <title>Time Series</title>
      <p>Considering a compositional vector x = [x1; x2; : : : ; xD],
where D is the number of parts, x1; x2; : : : ; xD are positive
components and PD</p>
      <p>i=1 xi = C, where C is a closure
constant. The set of real positive vectors closed to a constant
C is called simplex (SD) [Aitchison, 1982]. As data
carries only relative information, the time spent in each glucose
range could be measured either as percentages of the day or
minutes, or hours. The relevant information of a composition
is contained in the ratios between its components.</p>
      <p>This work considers a dataset obtained from one T1D
patient who wore for approximately eight weeks the Paradigm
Veo system with second generation of the Enlite CGM sensor
(Medtronic Minimed, Northridge, CA, USA). Glucose data
obtained from the CGM was used to validate the proposal.
Insulin data obtained from the pump was also considered
during the preprocessing of the data and analysis of results. The
CGM system used by the patient recorded BG measurements
every five minutes, thus, a complete day is supposed to have
288 samples. For several reasons, such as CGM or insulin
pump malfunction during periods of the days, the quantity
of samples per day, starting at 00:00 and ending at 23:55 is
sometimes non-uniform, due to the missing values.</p>
      <p>Data was preprocessed as follows: it was decided to
consider days as valid only if each six-hour period contained at
least 70% of the possible values for both glucose and insulin
data. After that, valid days starting at 00:00 and ending were
selected for analysis.</p>
      <p>The 24-h glucose time series is analyzed considering five
glucose ranges defined according to the standardized clinical
levels of hypo- and hyperglycemia described in Agiostratidou
et al. [2017]:</p>
      <sec id="sec-3-1">
        <title>Hypoglycemia</title>
        <p>Level 1: 54 mg/dL BG &lt; 70 mg/dL
Level 2: BG &lt; 54 mg/dL</p>
      </sec>
      <sec id="sec-3-2">
        <title>Hyperglycemia</title>
        <p>Level 1: 180 mg/dL &lt; BG
Level 2: BG &gt; 250 mg/dL
250 mg/dL</p>
        <p>Thus, the glucose ranges considered were: &lt;54
mg/dL, 54-70 mg/dL, 70-180 mg/dL, 180-250
mg/dL, &gt;250 mg/dL, obtaining the composition
x = (G 54; G 54 70; G 70 180; G 180 250; G 250).
Missing values were assumed to be evenly distributed
between the existing ranges of the day in analysis. The
24-h glucose profile was split into time spent in the five
aforementioned glucose ranges. Time spent in different
ranges are relative contributions to the 24-h glucose profile,
codependent, and therefore, should be analyzed as CoDa.</p>
        <sec id="sec-3-2-1">
          <title>2.1 Treatment of zeros</title>
          <p>The log-ratio methodology, which is the basis of CoDA, must
be preceded by a proper treatment of zero values. That is
because both operations, logarithms and ratios, require non-zero
elements in the data matrix. Mart´ın-Ferna´ndez et al. [2011]
describe different zero problems in their work. One example
of a zero problem are rounded zeros, which cannot be
observed because their value is is below some detection limit
(DL).</p>
          <p>The analysis of the zeros of the dataset was performed
[Palarea-Albaladejo and Mart´ın-Ferna´ndez, 2015]. Given the
sampling frequency of the CGM (one sample every 5
minutes), and that the missing data was evenly distributed among
the ranges of the data available for that day, the DL was set to
5 minutes.</p>
          <p>The imputation of rounded zeros from continuous data can
be done with the log-ratio Expectation-Maximization (EM)
replacement [Palarea-Albaladejo and Mart´ın-Ferna´ndez,
2015]. The values imputed by this method incorporate the
information of the relative covariance structure.</p>
        </sec>
        <sec id="sec-3-2-2">
          <title>2.2 Representation in Coordinates</title>
          <p>CoDa must not be analyzed through standard multivariate
analyses, which are designed for unconstrained
multivariate data [Aitchison, 1982]. CoDa can be analyzed in the
real space after the expression in coordinates, which allows
the application of traditional statistical methods [Aitchison,
1986]. The centred log-ratio (clr) transformation projects SD
to the real space RD. It was introduced in Aitchison [1986]
as the logarithm of the ratio of each part over the geometric
mean, and it is defined in (1). The isometric log-ratio (ilr)
transformation expresses x in terms of its orthonormal
logratio coordinates. It was introduced in Egozcue et al. [2003].
An ilr vector can be viewed as the coordinates of a
composition with respect to an orthonormal basis e1; e2; : : : ; eD 1
on the simplex [Pawlowsky-Glahn et al., 2015], as described
in (2).
(1)
(2)
clr(x) = ln
x1
g(x)
; ln
x2
g(x)
; : : : ; ln
xD
g(x)
ilr (x) = clr (x)
t
where g(x) is the geometric mean of x, is the (D 1)
D-matrix whose i-th row is the vector clr (ei), for i =
1; : : : ; D 1.
2.3</p>
        </sec>
        <sec id="sec-3-2-3">
          <title>Compositional biplot</title>
          <p>A representation of any matrix by means of a 2-rank
approximation is possible with a biplot [Gabriel, 1971]. The
adaptation of the biplot for use with CoDa is a useful
exploratory tool [Pawlowsky-Glahn et al., 2015]. The
quality of the (D 1)-dimensional ilr-transformed
representation in a two-dimensional graph is expressed by the
cummulative total variance of the biplot of the clr-transformed
data. The discovery of potential clusters of compositions is
possible with the clr-biplot [Pawlowsky-Glahn et al., 2015;
Palarea-Albaladejo et al., 2012].</p>
          <p>Figure 1 shows the biplot of days of the patient in analysis,
obtained with CoDaPack [Comas-Cuf´ı and Thio´-Henestrosa,
2011]. The origin of the biplot represents the centre of the
compositional dataset. Five vertices, each one related to the
clr-coordinate of the part correspondent to the time spent in
each glucose range are connected to the origin through five
rays (in red). Each marker represents a single day. Markers
close to a ray of determined clr-coordinate indicate that those
days are characterized by high values in that clr-coordinate,
i.e. it means that the individual spent relatively high time in
the glucose range correspondent to that clr-coordinate,
comparing to the geometric average of time spent in all glucose
ranges. The cummulative total variance retained by the biplot
is equal to 92.19%, the high value of the variance retained
means that the biplot provides a good representation of the
data in the real space. It is possible to infer the existence of
groups.</p>
          <p>According to Palarea-Albaladejo et al. [2012], it is
inappropriate to apply the ordinary approach of clustering, due to
the constraints of the simplex space. However, it is possible
to use distance based clustering techniques in CoDA,
considering that the Aitchison distance between compositions is
equal to the Euclidean distance between the log-ratio
coordinates. One way to obtain the log-ratio coordinates is through
the SBP [Egozcue and Pawlowsky-Glahn, 2005].
The log-ratio coordinates were obtained through the SBP of
the data and k-means algorithm [Hartigan and Wong, 1979]
was applied to the coordinates to check for different patterns
of days. This algorithm is based on squared Euclidean
distance and we considered with 25 random repetitions of the
selection of initial centres.</p>
          <p>K-means was tested for several numbers of groups. We
analyzed the groups of days obtained per patient in terms of
minimums and maximums of parts (times in different
glucose ranges) and ratios (coordinates). The choice of number
of groups took into account the representation obtained in the
clr-biplot. The following measurements were also
summarized per group: average blood glucose (Avg BG), BG
variation (BGV), number of level 1 and 2 hypoglycemic events per
day, where a hypoglycemic event is defined as three or more
CGM readings under the referred level, average time of level
1 and 2 hypo- and hyperglycemia per day. The information
regarding insulin therapy is also provided: total basal and
bolus insulin, expressed in units of insulin (UI), number of bolus
per day (# Bolus), carbohydrates intake (CHO), expressed in
exchanges (ex, where 1 exchange is equivalent to 10 grams
of CHO), relation between bolus insulin and carbohydrates
(bolus:C) and time of pump suspension (min/day).
3</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results</title>
      <p>Figure 2 shows the clr-biplot of the days of one patient. Four
groups are represented. Days of group A are very close to the
ray of variable G 54. This suggest that days of this group are
characterized by high values in this variable, i.e., days of this
group are characterized by relatively high values in the part
corresponding to BG &lt; 54 mg/dL. Days of group B are very
close to the ray of variable G 54 70. This suggests that days
of this group are characterized by high values in the part
corresponding to BG between 54-70 mg/dL. Days of group C are
close to the rays of variables G 70 180 and G 180 250. This
suggest that days of group C are characterized by relatively
high values in the parts corresponding to BG between 70-180
mg/dL and 180-250 mg/dL. Days of group D are
characterized by relatively high values in the parts corresponding to
BG &gt;250 mg/dL.</p>
      <p>Figure 3 shows the compositional geometric mean barplot,
which is useful as visualization tool for the analysis of
grouped data. The compositional centre of each group of data
is compared with the centre of the whole dataset. Thus,
positive bars reflect relatively mean values of a part above the
overall composition. Analogously, negative bars reflect
relatively mean values of a part below the overall composition.</p>
      <p>Days of group A are characterized by relatively high values
in the parts corresponding to BG &lt;54 mg/dL and between
5470 mg/dL.</p>
      <p>Days of group B are characterized by relatively high
values in the parts corresponding to between 54-70 mg/dL and
relatively low values in the part corresponding to BG &gt;250
mg/dL. Days of group B are characterized by the existence of
level 2 hypoglycemic events.</p>
      <p>Days of group C are characterized by relatively low values
in the parts corresponding to BG &lt;54 mg/dL, between 54-70
mg/dL and &gt;250 mg/dL. On days of group C, the individual
spent relatively less time in the extreme glucose ranges (high
and low).</p>
      <p>Days of group D are also characterized by relatively low
values in the parts corresponding to BG &lt;54 mg/dL and
between 60-70 mg/dL, however, unlike days of groups C, days
of group D are characterized by relatively high values in the
part corresponding to BG &gt;250 mg/dL. On days of group D,
the individual spent relatively more time in the highest
glucose range and less time in low glucose ranges.</p>
      <p>Table 1 show some clinically relevant outcomes
considering the classification of the days. As suggested by the biplot
of Figure 2, days of group A are those related to the
occurrence of level 2 hypoglycemic events. Days of this group
also presented fewer boluses than days of other groups and
also the highest time with the insulin delivery suspended by
the pump, however, the highest bolus:C ratio is presented for
days of this group.</p>
      <p>Days of group B are characterized by the existence of level
1 hypoglycemic events, but without the occurrence of level 2
hypoglycemic events. In these days, patients delivered more
boluses when compared with group A and also consumed
more CHO.</p>
      <p>Days of group C present the lowest BGV between all
groups and there is no incidence of hypoglycemic events nor
level 2 hyperglycemic events. However, days of this group
are also characterized by the occurrence of level 1
hyperglycemia.</p>
      <p>Even achieving the highest Basal, Bolus, # Bolus between
all groups, days of group D present the highest Avg BG and in
days of this group, individuals also spent more time in
hyperglycemia. Days of this group are characterized by relatively
high values in the parts corresponding to BG &gt;250 mg/dL, as
showed both by the biplot of Figure 2 and by the barplot of
Figure 3. It is very likely that patients’s behavior during these
days require an adjustment on his/her insulin therapy, such
as increasing the total amount of basal or increasing bolus:C
ratio.
4</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>The aim of this paper is to present the feasibility of the usage
of CoDa for the analysis of glucose profiles of patients with
T1D. This methodology was based on the discretization of
daily glucose profiles considering different ranges. The time
spent in different glucose ranges are relative contributions to
the 24-h period, and therefore, should be analyzed as CoDa.</p>
      <p>Although the proposed methodology has been applied in a
dataset collected from a single T1D patient in a retrospective
way, this novel approach was able to classify the days into
different groups that reflect patient’s behavior. With this
information, physicians may use this classification as an
analysis tool to adjust insulin therapy for each group of days
to improve overall glycemic control. The method provides
tools for personalized analysis of the data, making possible
the comparison of characteristics of groups of days with
the whole dataset. Even though more effort is required for
the categorization of days in real time, the analysis allows
extraction of information of different groups of days, and
consequently, the inference of correction measures that
should be taken for each specific group.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This project has been partially supported by the Spanish
Government MINECO through Grant DPI-2016-78831-C2-2-R
and the National Council of Technological and Scientific
Development, CNPq Brazil through Grants 202050/2015-7 and
207688/2014-1. The authors thank the Spanish Consortium
on Artificial Pancreas and Diabetes Technology for sharing
their database.</p>
    </sec>
  </body>
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