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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Convolutional Neural Network and decision support in medical imaging: case study of the recognition of blood cell subtypes</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Daouda DIOUF</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Djibril SECK</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mountaga DIOP</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Abdoulaye</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Faculté de Médecine, de Pharmacie et d'Odonto-Stomatologie, Université cheikh Anta Diop</institution>
          ,
          <addr-line>Dakar</addr-line>
          ,
          <country country="SN">Senegal</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institut national Supérieur de l'Education Populaire et du Sport, Université cheikh Anta Diop</institution>
          ,
          <addr-line>Dakar</addr-line>
          ,
          <country country="SN">Senegal</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Laboratoire de Traitement de l'Information, Ecole Supérieure Polytechnique, Université cheikh Anta Diop</institution>
          ,
          <addr-line>Dakar</addr-line>
          ,
          <country country="SN">Senegal</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Identifying and characterizing the patient's blood samples is indispen-sable in diagnostics of malignance suspicious. A painstaking and sometime sub-jective task are used in laboratories to manually classify white blood cells. Neural mathematical methods as deep learnings can be very useful in the automated recognition of four (4) subtypes of blood cells for medical application. The purpose of this study is to use deep learning for image recognition of the four (4) blood cell types and to enable it to tag them. These approaches therefore depend on convolutional neural networks. To do this, we have a dataset of blood cells with labels of the corresponding cell types. The elements of the database are the input of our convolution which is a simple mathematical tool that is widely used for image processing. These databases have allowed us to create learning models for image recognition, particularly of the blood cell type. Based on the fact that a deep neural network model is able to rec-ognize each element of a scene provided it has been trained for this purpose, this activity focused on carefully selecting the optimization parameters of the model. We evaluated the recognition performance and outputs learned by the networks in order to implement a neural image recognition model capable of distinguishing polynuclear cells (neutrophil and eosinophil) from those of mononuclear cells (lymphocyte and monocyte). The classification accuracy on the learning dataset is 97.39% and the validation accuracy is 97.77%. Images detection failure is very low.</p>
      </abstract>
      <kwd-group>
        <kwd>Artificial Neural Networks</kwd>
        <kwd>Algorithm</kwd>
        <kwd>Artificial Intelligence</kwd>
        <kwd>Image Recognition</kwd>
        <kwd>Medical Imaging</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        The white blood cell, that is an essential part of the immune system, can be classified
into five types as eosinophils, lymphocytes, neutrophils, monocytes and basophils.
Microscopic differential white blood cell count is still performed by hematologists,
being indispensable in diagnostics with malignance suspicious [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        By putting blood smear on glass slide and using dyes, it become possible to see
cellular structures. This allows to differentiate Red Blood Cells (RBCs) and White Blood
Cells (WBCs). It is also possible to detect presence of anisocytosis, blood parasites,
and so on [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        Traditional method consist of the use of microscopic analysis of peripheral blood
smear. It is know that this method is costly and time-consuming. A trained medical
technician takes about 15 min to evaluate and count 100 cells for each blood slide
with susceptible risk error procedure and time consuming [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>That is why, permanently, researchers develop machine learning algorithms,
computer vision, image processing, etc, for automated analysis microscopic blood smear
images to improve analysis process and the accurateness.</p>
      <p>
        For classifying blast cells from normal lymphocyte cells, Joshi et al. (2013) used a
KNN classifier. An accuracy rate of 93% is obtained according to the test results. They
also proposed the Otsu’s automatic thresholding algorithm for segmentation of blood
cells. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]
Tantikitti et al. (2015) used decision tree method to classify, with 92.2% accuracy,
167 cell leukocyte. The also classify, with 72.3% accuracy, 264 blood cells to detect
dengue virus infections of patients [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        Xu et al. (2017) employ a deep convolutional neural networks (CNNs) to classify
sickle shape RBCs in an automated manner with high accuracy [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        Mass processing of the data makes possible to set up a deep learning model for the
automatic detection and classification of cells such as eosinophil, lymphocytes,
monocytes and neutrophils. Deep learning began with an architecture with masks and
shared weights proposed by Yann Le Cun et al in the early 1990s [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. The shared
weight method is equivalent to performing a convolution operation on the inputs. This
will be called CNN (Convolutional Neural network). This technique was used for the
recognition of handwritten numbers [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The convolution operation can be followed
by a pooling method, for example by averaging the values of a sub-region or by
taking the maximum. With these 2 types of repeated operations, combined and possibly
supplemented by others, different layers of non-linear calculation units are created.
This defines an architecture that is all the more profound when there are layers. Our
work consisted in image recognition of blood cell subtypes using a deep learning
architecture that uses in a classical way the minimization of a cost function using the
gradient back-propagation algorithm [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. To do this, we have a data set containing
1600 augmented images of blood cells with labels of the corresponding cell types.
There are about 400 images for each of the 4 different cell types grouped together.
Cell types are eosinophil, lymphocytes, monocytes and neutrophils. All these images
are from the BCCD database, which is a small-scale database for the detection of
blood cells. BCCD is under MIT license. From these dataset, we create database
including:
- 1600 images for learning (and validation), divided into 4 folders of 400 images each.
- 213 images for the test. The images correspond to 4 classes of blood subtypes:
neutrophil, eosinophil, lymphocytes and monocytes.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Convolutional neural network</title>
      <p>
        Convolutional networks were first introduced by Fukushima. He derived a
hierarchical nerve network architecture inspired by Hubel's research work [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Lecun
generalized them to successfully classify the numbers and to recognize handwritten
control numbers. A convolutional neural network consists of several layers [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
Fig. 2 shows these different layers.
      </p>
      <sec id="sec-2-1">
        <title>2.1 Convolutional layers</title>
        <p>The convolutional layers constitute the core of the convolutional network. These
layers consist of a rectangular grid of neurons that have a small receptive field extended
throughout the depth of the input volume. Thus, the convolutional layer is just an
image convolution of the previous layer, where the weights specify the convolution
filter.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2 Pooling layers</title>
        <p>After each convolutional layer, there may be a pooling layer. The pooling layer under
samples their input. There are several ways to do this pooling, such as taking the
average or maximum, or a linear combination learned from the neurons in the block. For
example, Fig. 1 shows max pooling on a 10×10 window fully connected layers.
Finally, after several layers of convolution and pooling, high-level reasoning in the
neural network is done via fully connected layers. In convolutional neural networks,
each layer acts as a detection filter for the presence of specific characteristics or
patterns present in the original data. The first layers of a convolutional detect
characteristics that can be recognized and interpreted relatively easily. Subsequent layers
increasingly detect more abstract characteristics. The last layer of the convolutional
network is capable of making an ultra-specific classification by combining all the
specific characteristics detected by the previous layers in the input data. In the
following section, the proposed architecture of the convolutional network is presented.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Proposed convolutional neural network</title>
      <sec id="sec-3-1">
        <title>3.1 The structure</title>
        <p>Our classification architecture is standard. It combine convolution and Max pooling.
However, to obtain a quick classification allowing real-time classification and
localization, we chose a lightweight network. Fig. 2 shows the seven layers of our
convolutional network. A color image passes successively through a convolutional operation
with a 9x9 nucleus size. The same structure is applied after the third coat. A Max
pooling 2x2 with step 2 follows convolutional layers two and four. Layers C2 to C4
have 32 feature maps and layers C5 and C6 have 64 feature maps. Layer C6 and C7
are fully connected. The output of the last layer fully connected feeds a 4-way
Softmax producing a distribution over 4 classes. The CNN varies in the way the
maximum convolution and pooling layers are realized and in which the layers are formed.
As shown in Fig. 2, the network contains six layers with weights, including the input
layer C1, the convolution layer C2, the max pooling layer C3, another convolution
layer C4 followed by a second layer of max pooling C5, called full connection, and
the output layer C6. Assuming that  represents all the parameters that can be trained
(weight values),  = {  } and = 1, 2, 3, 3, 4, 5, 6 where   is the parameter defined
between (i- 1)th and ith layer.</p>
        <p>Each sample is considered as a 2D image whose height is equal to 3. Therefore, the
size of the input layer is (80, 100) and  1 is the number of pixels (i.e. n1=80x100).
The first hidden convolution layer C2 filters the  1 input data with 32 nuclei of size
k1=81 (9x9). The C2 layer contains 32 × 100 × 80 nodes and is of size  2 =  1 There
are 32× [(9 x9)+ 1] parameters that can be driven between layer C2 and the input
layer. The maximum pooling layer (max pooling) C3 is the second hidden layer and
the size of the core is (2, 2) so size k2=4. Layer C3 contains 32 × 50 × 40 nodes and
n3 = n2 /  2. There are no parameters in this layer. The C4 layer contains 64× 50 × 40
nodes and is sized  4 =  3. There are 64× [(9 x9)+ 1] parameters that can be driven
between layer C4 and layer C3. The maximum pooling layer (max pooling) C5 is the
fifth hidden layer and the size of the nucleus is (2, 2) therefore of size k4=4. The C5
layer contains 64 × 25 × 20 nodes and n5 = n4 /  4. The fully connected layer C6 has
n6 nodes and there are (64 ×[2x2] + 1) × n5 parameters that can be driven between
this layer and the layer C5. The C7 output layer has n6 nodes and there are (n6 +1) ×
 7 parameters that can be formed between this layer and the C6 layer. Therefore, the
architecture of our proposed CNNs classifier has a total of
32 × (9x9 + 1) + 64 × (9x9 + 1) +64 ×[2x2] + 1) × n5 + (n6 +1) ×  7 parameters that
can be driven.</p>
        <p>In our architecture, layers C1 to C5 can be considered as an entity extractor that can
be driven for input data, and layer C6 is a classifier that can be driven for the entity
extractor. The output of the sub-sampling is the real entity of the original data. In our
proposed CNN structure, 32 characteristics can be extracted from each image, and
each entity is 50x40 in size.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2 Network training</title>
        <p>The purpose of our classification is to determine whether an image contains the
eosinophil, or neutrophil, or monocyte or lymphocyte type. To solve this problem, the
classifier's learning is performed from a collection of images in the visible spectrum
in 3 labelled channels (RGB). In addition, we want to determine the type of blood in
an image.</p>
        <p>The training was carried out with a computer composed of an Intel Corei5
microprocessor (CPU frequency 2.7 Ghz, RAM 8Gb).</p>
        <p>The learning process consists of two steps: feed-forward propagation and backward
propagation. The purpose of forward propagation is to calculate the actual
classification result of the input data with the current parameters. Backward propagation is
used to update the parameters that can be driven in order to minimize the difference
between the actual classification output and the desired classification output.</p>
        <sec id="sec-3-2-1">
          <title>3.2.1 Feed-forward propagation</title>
          <p>Our layer (L + 1) of the CNN network (L = 7 in this work) consists of n1 input units
in the INPUT layer, n5 output units in the OUTPUT layer and several so-called hidden
x
units in layers C2, C3, C4, C5 and C6. Assuming that i is the input of the ith layer
and the output of the (L-1)ith layer, we can calculate as follows:
xi1  f i (ui ),
with
ui  WiT xi  bi ,
and WiT is a weighting matrix of the ith layer acting on the input data and b is an
additive bias vector for the ith layer and fi is the activation function of the ith layer. In our
designed architecture, we have chosen the hyperbolic tangent function tanh(u) as the
activation function in layers C2, C4 and C6. The maximum max function (u) is used
in layers C3 and C5. Since the proposed CNN classifier is a multi-class classifier, the
output of layer C6 is transmitted to the 4-way softmax function which produces a
distribution on the n7 label classes, and the softmax regression model is defined as
follows:
y </p>
          <p>1
eWLT,K xL bL ,K
eWLT,1xL bL ,1

eWLT, 2xL bL , 2



e</p>
          <p>WLT,n 7 xL bL ,n7







The output vector y  xL1 of the OUTPUT layer indicates the final probability of
all classes of the current iteration.</p>
        </sec>
        <sec id="sec-3-2-2">
          <title>3.2.2 Backward propagation</title>
          <p>
            In the backward propagation phase, the drivable parameters are updated using the
gradient descent method. It is achieved by minimizing a cost function and calculating
the partial derivative of the cost function with respect to each parameter that can be
driven [
            <xref ref-type="bibr" rid="ref7">7</xref>
            ]. The loss function used in this work is defined as:
J ( )  m 1 n1 n7 1 j  Y (i) log( y(i))
          </p>
          <p>m i1 j1  j
 i 
J
ui

 (Y  y)  f ' (ui ), i  L
 </p>
          <p>T
(W i  i1  f ' (ui ), i  L,

where ° denotes the multiplication element by element. f ' (ui ) can easily be
represented as :

(1  f (ui ))  (1  f (ui )), i  2,4,6

f ' (ui )  0 i  3,5

 f (ui )  (1  f (ui )), i  6


Therefore, at each iteration, we would perform the update:
    J ( )
to adjust the learning parameters, where is the learning factor, and</p>
          <p> J
 J ( )    1
,
J
 2
,...,
J </p>
          <p>.</p>
          <p> L 
We know that  contains Wi and bi , and
J
 i
where
J
Wi
J</p>
          <p> J
 
 Wi
,
J </p>
          <p>,
bi 


J
ui
J
 ui 
Wi
J
ui
 ui 
J</p>
          <p> xi   i  xi ,
  i
bi ui bi ui
To obtain the best possible accuracy for these parameters, several tests were carried
out. We implemented CNN with Keras and TensorFlow. We use a dropout of 0.1 in
the two fully connected layers to avoid overlearning. The network parameters are
learned over 96 iterations.</p>
          <p>Fig. 3 show the red line indicating the training loss precision and the blue line is the
validation loss precision.
The classification accuracy on the learning set is 97.39% and the validation accuracy
is 97.77%. The learning error is 0.0754 and the validation error is 0.0655.
The classification accuracy on the test set is 95.3%. The test set consists of 213
images. Table 1 gives the confusion matrix for each class. There are 10 failures in
recognition, which is mainly due to neutrophils and eosinophils. We can conclude that the
parameters of our convolutional network model allow a good distinction in the
classification between the different subtypes of blood.
A test image is presented in the learning network parameter. The latter calculates the
probability of detection of each blood subtype. The two highest probabilities are
selected. The detected image is the one with the highest probability. In below fig.s (fig.
4 and fig. 5), we show the probabilities of detection for the four subtypes of blood.
The failures are to be found in the texture of the image. We can see that most failures
is to be found in polynuclear where confusion between neutrophyl and eosinophil is
noted. Another "failure" noted at the mononuclear level occurs mainly when the
monocyte and lymphocyte subtypes are all present. The fig. 6 (left) shows the image as an
eosinophil subtype whereas it is a neutrophil. Also a monocyte and lymphocyte
subtypes labelled image is considered as 99.98% lymphocyte (right). That means, what
we consider a failure is not totally one. Some images labeled as falsely detected show
a sample of two blood subtypes. The CNN model detects the first right subtype only
and ignores the second left subtype of the sample.
5</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>Based on convolutional neural networks, the deep learning algorithm we proposed
was able to detect and distinguish the four subtypes of blood cells. Overall, the
resulting confusion matrix is a good indicator of image detection and recognition
capabilities. However, we note some detection failures especially for polynuclear subtypes
such as neutrophil and eosinophil. With a test set of 213 images, only ten failures
occurred.</p>
      <p>We have noticed that the CNN model fails to detect more than two subtypes of blood
in a sample at once, and that it would be interesting to propose a future multiple
detection within a sample.</p>
      <sec id="sec-4-1">
        <title>ACKNOWLEDGMENT</title>
        <p>https://github.com/Shenggan/BCCD_Dataset MIT License</p>
      </sec>
    </sec>
  </body>
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