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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>NLPContributions: An Annotation Scheme for Machine Reading of Scholarly Contributions in Natural Language Processing Literature</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jennifer D'Souza</string-name>
          <email>jennifer.dsouza@tib.eu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sören Auer</string-name>
          <email>soeren.auer@tib.eu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>TIB Leibniz Information Centre for Science and, Technology &amp; L3S Research Center</institution>
          ,
          <addr-line>Hannover</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>TIB Leibniz Information Centre for Science and, Technology</institution>
          ,
          <addr-line>Hannover</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>1</fpage>
      <lpage>5</lpage>
      <abstract>
        <p>CCS CONCEPTS • General and reference → Computing standards, RFCs and guidelines; • Information systems → Document structure; Ontologies; Data encoding and canonicalization.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>We describe an annotation initiative to capture the scholarly
contributions in natural language processing (NLP) articles, particularly,
for the articles that discuss machine learning (ML) approaches for
various information extraction tasks. We develop the annotation
task based on a pilot annotation exercise on 50 NLP-ML scholarly
articles presenting contributions to five information extraction tasks
1. machine translation, 2. named entity recognition, 3. question
answering, 4. relation classification, and 5. text classification. In
this article, we describe the outcomes of this pilot annotation phase.
Through the exercise we have obtained an annotation methodology;
and found ten core information units that reflect the contribution
of the NLP-ML scholarly investigations. The resulting annotation
scheme we developed based on these information units is called
NLPContributions.</p>
      <p>
        The overarching goal of our endeavor is four-fold: 1) to find a
systematic set of patterns of subject-predicate-object statements for
the semantic structuring of scholarly contributions that are more
or less generically applicable for NLP-ML research articles; 2) to
apply the discovered patterns in the creation of a larger annotated
dataset for training machine readers [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] of research contributions;
3) to ingest the dataset into the Open Research Knowledge Graph
(ORKG) infrastructure as a showcase for creating user-friendly
state-of-the-art overviews; 4) to integrate the machine readers into
the ORKG to assist users in the manual curation of their respective
article contributions. We envision that the NLPContributions
methodology engenders a wider discussion on the topic toward its
further refinement and development. Our pilot annotated dataset of
50 NLP-ML scholarly articles according to the NLPContributions
scheme is openly available to the research community at https:
//doi.org/10.25835/0019761.
1
      </p>
    </sec>
    <sec id="sec-2">
      <title>INTRODUCTION</title>
      <p>
        As the rate of research publications increases [
        <xref ref-type="bibr" rid="ref51">51</xref>
        ], there is a growing
need within digital libraries to equip researchers with alternative
knowledge representations, other than the traditional
documentbased format, for keeping pace with the rapid research progress [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        In this regard, several efforts exist or are currently underway for
semantifying scholarly articles for their improved machine
interpretability and ease in comprehension [
        <xref ref-type="bibr" rid="ref19 ref24 ref38 ref49">19, 24, 38, 49</xref>
        ]. These models
equip experts with a tool for semantifying their scholarly
publications ranging from strictly-ontologized methodologies [
        <xref ref-type="bibr" rid="ref19 ref49">19, 49</xref>
        ]
to less-strict, flexible description schemes [
        <xref ref-type="bibr" rid="ref24 ref37">24, 37</xref>
        ], wherein the
latter aim toward the bottom-up, data-driven discovery of an
ontology. Consequently, knowledge graphs [
        <xref ref-type="bibr" rid="ref1 ref4">1, 4</xref>
        ] are being advocated
as a promising alternative to the document-based format for
representing scholarly knowledge for the enhanced content ingestion
enabled via their fine-grained machine interpretability.
      </p>
      <p>
        The automated semantic extraction from scholarly publications
using text mining has seen early initiatives based on sentences as
the basic unit of analysis. To this end, ontologies and vocabularies
were created [
        <xref ref-type="bibr" rid="ref14 ref39 ref46 ref47">14, 39, 46, 47</xref>
        ], corpora were annotated [
        <xref ref-type="bibr" rid="ref20 ref32">20, 32</xref>
        ], and
machine learning methods were applied [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ]. Recently, scientific
IE has targeted search technology, thus newer corpora have been
annotated at the phrasal unit of information with three or six types
of scientific concepts in up to ten disciplines [
        <xref ref-type="bibr" rid="ref16 ref22 ref33 ref5">5, 16, 22, 33</xref>
        ]
facilitating machine learning system development [
        <xref ref-type="bibr" rid="ref10 ref2 ref34 ref8">2, 8, 10, 34</xref>
        ]. In general,
a phrase-focused annotation scheme more directly influences the
building of a scholarly knowledge graph, since phrases constitute
knowledge graph statements. Nonetheless, sentence-level
annotations are just as poignant offering knowledge graph modelers
Copyright 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
better context from which the phrases are obtained for improved
knowledge graph curation.
      </p>
      <p>
        Over which, many recent data collection and annotation
efforts [
        <xref ref-type="bibr" rid="ref26 ref27 ref28 ref36">26–28, 36</xref>
        ] are steering new directions in text mining
research on scholarly publications. These initiatives are focused on
the shallow semantic structuring of the instructional content in lab
protocols or descriptions of chemical synthesis reactions. This has
entailed generating annotated datasets via structuring recipes to
facilitate their automatic content mining for machine-actionable
information which are presented otherwise in adhoc ways within
scholarly documentation. Such datasets inadvertently facilitate the
development of machine readers. In the past, such similar text
mining research was conducted as the unsupervised mining of Schemas
(also called scripts, templates, or frames)—as a generalization of
recurring event knowledge (involving a sequence of three to ten
events) with various participants [
        <xref ref-type="bibr" rid="ref40">40</xref>
        ]—primarily over newswire
articles [
        <xref ref-type="bibr" rid="ref11 ref12 ref13 ref42 ref43 ref44 ref7">7, 11–13, 42–44</xref>
        ]. They were a potent task at
generalizing over similar but distinct narratives—can be seen as knowledge
units—with the goal of revealing their underlying common
elements. However, little insight was garnered on their practical task
relevance. This has changed with the recent surface semantic
structuring initiatives over instructional content. It has led to the
realization of a seemingly new practicable direction that taps into
the structuring of text and the structured information aggregation
under Scripts-based knowledge themes.
      </p>
      <p>
        Since scientific literature is growing at a rapid rate and researchers
today are faced with this publications deluge [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ], it is
increasingly tedious, if not practically impossible to keep up with the
progress even within one’s own narrow discipline. The Open
Research Knowledge Graph (ORKG) [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] is posited as a solution to
the problem of keeping track of research progress minus the
cognitive overload that reading dozens of full papers impose. It aims
to build a comprehensive knowledge graph that publishes the
research contributions of scholarly publications per paper, where the
contributions are interconnected via the graph even across papers.
      </p>
      <p>At https://www.orkg.org/ one can view the contribution knowledge
graph of a single paper as a summary over its key contribution
properties and values; or compare the contribution knowledge graphs
over common properties across several papers in a tabulated survey.</p>
      <p>Practical examples of the latter can be found accessible online at
https://www.orkg.org/orkg/featured-comparisons. This practically
addresses the knowledge ingestion problem for researchers. How?
With the ORKG comparisons feature, researchers are no longer
faced with the daunting cognitive ingestion obstacle from manually
scouring through dozens of papers of unstructured content in their
ifeld. Where this process traditionally would take several days or
months, using the ORKG contributions comparison tabulated view,
the task is reduced to just a few minutes. Assuming the individual
paper contributions are structured in the ORKG, they can then
simply deconstruct the graph, tap into the aspects they are interested
in, and can enhance it for their purposes. Further, they can select
multiple such paper graphs and with the click of a button
generate their tabulated comparison. For additional details on systems
and methods beyond just the contribution highlights, they can still
choose to read the original articles, but this time around equipped
with a better selective understanding of which articles they should
read in depth. Of-course scholarly article abstracts are intended</p>
      <p>
        D’Souza and Auer
for this purpose, but they are not machine interpretable, in other
words, they cannot be comparatively organized. Further, the
unstructured abstracts representation still treats research as data silos,
thus with this model, research endeavors, in general, continue to
be susceptible to redundancy [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ], lacking a meaningful way of
connecting structured and unstructured information.
1.1
      </p>
    </sec>
    <sec id="sec-3">
      <title>Our Contribution</title>
      <p>
        In this paper, we propose a surface semantically structured dataset
of 50 scholarly articles for their research contributions in the field
of natural language processing focused on machine learning
applications (the NLP-ML domain) across five diferent information
extraction tasks to be integrable within the ORKG. To this end,
we (1) identify sentences in scholarly articles that reflect research
contributions; (2) create structured (subject,predicate,object)
annotations from these sentences by identifying mentions of the
contribution candidate term phrases and their relations; and (3) group
collections of such triples, that arise from either consecutive or
non-consecutive sentences, under one of ten core information units
that capture an aspect of the contribution of NLP-ML scholarly
articles. These core information units are conceptually posited as
thematic scripts [
        <xref ref-type="bibr" rid="ref40">40</xref>
        ]. The resulting model formalized from the pilot
annotation exercise we call the NLPContributions scheme.
      </p>
      <p>It has the following characteristics: (1) via a contribution-centered
model, it makes realistic the otherwise forbidding task of
semantically structuring full-text scholarly articles—our task only needs a
surface structuring of the highlights of the approach which often
can be found in the Title, the Abstract, one or two paragraphs in the
Introduction, and in the Results section; (2) it ofers guidance for a
structuring methodology, albeit still encompassing subjective
decisions to a certain degree, but overall presenting a uniform model
for identifying and structuring contributions—note that without
a model, such structuring decisions may not end up being
comparable across users and their modeled papers (see Figure 6); (3) the
dataset is annotated in JSON format since it preserves relation
hierarchies; (4) the annotated data we produce can be practically
leveraged within frameworks such as the ORKG that support structured
scholarly content-based knowledge ingestion. With the integration
of our semantically structured scholarly contributions data in the
ORKG, we aim to address the tedious and time-consuming scholarly
knowledge ingestion problem via its contributions comparison
feature. And further, by using the graph-based model, we also address
the problem of scholarly information produced as data silos, as the
ORKG connects the structured information across papers.
2</p>
    </sec>
    <sec id="sec-4">
      <title>BACKGROUND AND RELATED WORK</title>
      <p>
        Sentence-based Annotations of Scholarly Publications. Early
initiatives in semantically structuring scholarly publications
focused on sentences as the basic unit of analysis. In these
sentencebased annotation schemes, all annotation methodologies [
        <xref ref-type="bibr" rid="ref20 ref32 ref47 ref48">20, 32,
47, 48</xref>
        ] have had very specific aims for scientific knowledge
capture. Seminal works in this direction consider the CoreSC (Core
Scientific Concepts) sentence-based annotation scheme [
        <xref ref-type="bibr" rid="ref32">32</xref>
        ]. This
scheme aimed to model in finer granularity, i.e. at the
sentencelevel, concepts that are necessary for the description of a scientific
investigation, while traditional approaches employ section names
serving as coarse-grained paragraph-level annotations. Such
semantified scientific knowledge capture was apt at highlighting
selected sentences within computer-based readers. In this
application context, mere sectional information organization for papers
was considered as missing the finer rhetorical semantic
classifications. E.g., in a Results section, the author may also provide
some sentences of background information, which in a
sentencewise semantic labeling are called Background and not Results.
As another sentence-based scheme is the Argument Zoning (AZ)
scheme [
        <xref ref-type="bibr" rid="ref48">48</xref>
        ]. This scheme aimed at modeling the rhetorics around
knowledge claims between the current work and cited work. They
used semantic classes as “Own_Method,” “Own_Result,” “Other,”
“Previous_Own,” “Aim,” etc., each elaborating on the rhetorical path
to various knowledge claims. This latter scheme was apt for citation
summaries, sentiment analysis and the extraction of information
pertaining to knowledge claims. In general, such complementary
aims for the sentence-based semantification of scholarly
publications can be fused to generate more comprehensive summaries.
      </p>
      <p>
        Phrase-based Annotations of Scholarly Publications. The
trend towards scientific terminology mining methods in NLP steered
the release of phrase-based annotated datasets in various domains.
An early dataset in this line of work was the ACL RD-TEC
corpus [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ] which identified seven conceptual classes for terms in the
full-text of scholarly publications in Computational Linguistics,
viz. Technology and Method; Tool and Library; Language Resource;
Language Resource Product; Models; Measures and Measurements;
and Other. Similar to terminology mining is the task of scientific
keyphrase extraction. Extracting keyphrases is an important task
in publishing platforms as they help recommend articles to
readers, highlight missing citations to authors, identify potential
reviewers for submissions, and analyse research trends over time.
Scientific keyphrases, in particular, of type Processes, Tasks and
Materials were the focus of the SemEval17 corpus annotations [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
The dataset comprised annotations of the full text articles in
Computer Science, Material Sciences, and Physics. Following suit was
the SciERC corpus [
        <xref ref-type="bibr" rid="ref33">33</xref>
        ] of annotated abstracts from the Artificial
Intelligence domain. It included annotations for six concepts, viz.
Task, Method, Metric, Material, Other-Scientific Term, and Generic.
Finally, in the realm of corpora having phrase-based annotations,
was the recently introduced STEM-ECR corpus [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] notable for its
multidisciplinarity including the Science, Technology, Engineering,
and Medicine domains. It was annotated with four generic concept
types, viz. Process, Method, Material, and Data that mapped across
all domains, and further with terms grounded in the real-world via
Wikipedia/Wiktionary links.
      </p>
      <p>Next, we discuss related works that semantically model
instructional scientific content. In these works, the overarching scientific
knowledge capture theme is the end-to-end semantification of an
experimental process.</p>
      <p>
        Shallow Semantic Structural Annotations of Instructional
Content in Scholarly Publications. Increasingly, text mining
initiatives are seeking out recipes or formulaic semantic patterns to
automatically mine machine-actionable information from scholarly
articles [
        <xref ref-type="bibr" rid="ref26 ref27 ref28 ref36">26–28, 36</xref>
        ].
      </p>
      <p>
        In [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ], they annotate wet lab protocols, covering a large
spectrum of experimental biology, including neurology, epigenetics,
metabolomics, cancer and stem cell biology, with actions
corresponding to lab procedures and their attributes including materials,
instruments and devices used to perform specific actions. Thereby
the protocols then constituted a prespecified machine-readable
format as opposed to the ad-hoc documentation norm. Kulkarni et
al. [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ] even release a large human-annotated corpus of semantified
wet lab protocols to facilitate machine learning of such shallow
semantic parsing over natural language instructions. Within scholarly
articles, such instructions are typically published in the Materials
and Method section in Biology and Chemistry fields.
      </p>
      <p>
        Along similar lines, inorganic materials synthesis reactions and
procedures continue to reside as natural language descriptions in
the text of journal articles. There is a growing impetus in such
ifelds to find ways to systematically reduce the time and efort
required to synthesize novel materials that presently remains one
of the grand challenges in the field. In [
        <xref ref-type="bibr" rid="ref26 ref36">26, 36</xref>
        ], to facilitate machine
learning models for automatic extraction of materials syntheses
from text, they present datasets of synthesis procedures annotated
with semantic structure by domain experts in Materials Science.
The types of information captured include synthesis operations
(i.e. predicates), and the materials, conditions, apparatus and other
entities participating in each synthesis step.
      </p>
      <p>The NLPContributions annotation methodology proposed in
this paper draws on each of the earlier categorizations of related
work. First, the full-text of scholarly articles including the Title
and the Abstract are annotated in a sentence-wise granularity with
the aim of the annotated sentences being only those restricted to
the contributions of the investigation. We selectively consider the
full-text of the article by focusing only on specific sections of the
article such as the Abstract, Introduction, and the Results sections.
Sometimes we also model the contribution highlights from the
Approach/System description in case if the Introduction does not
contain such pertinent information of the proposed model. We skip
the Background, Related Work, and Conclusion sections altogether.
These sentences are then grouped under one of ten main
information units, viz. ResearchProblem, Objective, Approach, Tasks,
ExperimentalSetup, Hyperparameters, Baselines, Results, and
AblationAnalysis. Each of these units are defined in detail in
the next section. Second, from the grouped contribution-centered
sentences, we perform phrase-based annotations for (subject,
predicate, object) triples to model in a knowledge graph. And Third, the
resulting dataset has an overarching knowledge capture objective:
capturing the contribution of the scholarly article and, in particular,
to facilitate the training of machine readers for the purpose along
the lines of the machine-interpretable wet-lab protocols.
3
3.1</p>
    </sec>
    <sec id="sec-5">
      <title>THE NLPCONTRIBUTIONS MODEL</title>
    </sec>
    <sec id="sec-6">
      <title>Goals</title>
      <p>
        The development of the NLPContributions annotation model was
backed by four primary goals:
(1) We aim to produce a semantic representation based on
existing work, that can be well motivated as an annotation
scheme for the application domain of NLP-ML scholarly
articles, and is specifically aimed at the knowledge capture of
the contributions in scholarly articles;
D’Souza and Auer
(2) The annotated scholarly contributions based on
NLPContributions should be integrable in the Open Research
Knowledge Graph (ORKG)1–the state-of-the-art content-based
knowledge capturing platform of scholarly articles’ contributions.
(3) The NLPContributions model should be useful to produce
data for the development of machine learning models in
the form of machine readers [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] of scholarly contributions.
Such trained models can serve to automatically extract such
structured information for downstream applications, either
in completely automated or semi-automated workflows as
recommenders.2
(4) The NLPContributions model should be amenable to
feedback via a consensus approval or content annotation change
suggestions from a large group of authors toward their
scholarly article contribution descriptions (an experiment that
is beyond the scope of the present work and planned as
following work).
      </p>
      <p>The NLPContributions annotation model is designed for
building a knowledge graph. It is not ontologized, therefore, we assume
a bottom-up data-driven design toward ontology discovery as more
annotated contributions data is available. Nonetheless, we do
propose a core skeleton model for organizing the information at the
top-level KG nodes. This involves a root node called
Contribution, following which, at the first level of the knowledge graph,
are ten nodes representing core information units under which the
scholarly contributions data is organized.
3.2</p>
    </sec>
    <sec id="sec-7">
      <title>The Ten Core Information Units</title>
      <p>In this section, we describe the ten information units in our model.</p>
      <p>ResearchProblem. Determines the research challenge
addressed by a contribution using the predicate hasResearchProblem.
By definition, it is the focus of the research investigation, in other
words, the issue for which the solution must be obtained.</p>
      <p>
        The task entails identifying only the research problem addressed
in the paper and not research problems in general. For instance,
in the paper about the BioBERT word embeddings [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ], their
research problem is just the ‘domain-customization of BERT’ and not
‘biomedical text mining,’ since it is a secondary objective.
      </p>
      <p>The ResearchProblem is typically found in an article’s Title,
Abstract and first few paragraphs of the Introduction. The task
involves annotating one or more sentences and precisely the research
problem phrase boundaries in the sentences.</p>
      <p>The subsequent seven information objects are connected to
Contribution via the generic predicate has.</p>
      <p>Approach. Depending on the paper’s content, is referred to as
Model or Method or Architecture or System or Application.
Essentially, this is the contribution of the paper as the solution
proposed for the research problem.</p>
      <p>
        The annotations are made only for the high-level overview of the
approach without going into system details. Therefore, the
equations associated with the model and all the system architecture
ifgures are not part of the annotations. While annotating the earlier
1https://www.orkg.org/orkg/
2In future work, we will expand our current pilot annotated dataset of 50 articles with
at least 400 additional similarly annotated articles to facilitate machine learning.
ResearchProblem did not involve semantic annotation granularity
beyond one level, annotating the Approach can. Sometimes the
annotations (one or multi-layered) are created using the elements
within a single sentence itself (see Figure 1); at other times, if they
are multi-layered semantic annotations, they are formed by
bridging two or more sentences based on their coreference relations.
For the annotation element content itself, while, in general, the
subject, predicate, and object phrases are obtained directly from the
sentence text, at times the predicate phrases have to be introduced
as generic terms such as “has” or “on” or “has description” wherein
the latter predicate is used for including, as objects, longer text
fragments within a finer annotation granularity to describe the
top-level node. The actual type of approach is restricted to those
sub-types stated in the beginning of the paragraph and is decided
based on the the reference to the solution used by the authors or
the solution description section name itself. If the reference to the
solution or its section name is specific to the paper, such as ‘Joint
model,’ then we rename it to just ‘Model.’ In general, any alternate
namings of the solution, other than those mentioned earlier,
including “idea”, are normalized to “Model.” Finally, as machine learning
solutions, they are often given names. E.g., the model BioBERT [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ],
in which case we introduce the predicate ‘called,’ as in (Method,
called, BioBERT).
      </p>
      <p>The Approach is found in the article’s Introduction section in the
context of cue phrases such as “we take the approach,” “we propose
the model,” “our system architecture,” or “the method proposed in this
paper.” However, there are exceptions when the Introduction does
not present an overview of the system, in which case we analyze
the first few lines within the main system description content in
the article. Also, if the paper refers to their system by “method”
or “application,” this is normalized to Approach information unit.
System or Architecture is Model information unit.</p>
      <p>Objective. This is the defined function for the machine learning
algorithm to optimize over.</p>
      <p>In some cases, the Approach objective is a complex function. In
such cases, it is isolated as a separate information object connected
directly to the Contribution.</p>
      <p>ExperimentalSetup. Has the alternate name
Hyperparameters. It includes details about the platform including both hardware
(e.g., GPU) and software (e.g., Tensorflow library) for implementing
the machine learning solution; and of variables, that determine
the network structure (e.g., number of hidden units) and how the
network is trained (e.g., learning rate), for tuning the software to
the task objective.</p>
      <p>Recent machine learning models are all neural based and such
models have several associated variables such as hidden units,
model regularization parameters, learning rate, word embedding
dimensions, etc. Thus to ofer users a glance at the contributed
system, this aspect is included in NLPContributions. We only model
the experimental setup that are expressed in a few sentences or
that are concisely tabulated. There are cases when the experimental
setup is not modeled at all within NLPContributions. E.g., for the
complex “machine translation” models that involve many
parameters. Thus, whether the experimental setup should be modeled or
not, may appear as a subjective decision, however, over the course
of several annotated articles becomes apparent especially when the
annotator begins to recognize the simple sentences that describe
the experimental setup.</p>
      <p>The ExperimentalSetup unit is found in the sections called
Experiment, Experimental Setup, Implementation, Hyperparameters,
or Training.</p>
      <p>Results. Are the main findings or outcomes reported in the
article for the ResearchProblem.</p>
      <p>Each Result unit involves some of the following elements: {dataset,
metric, task, performance score}. Regardless of how the sentence(s)
are written involving these elements, we assume the following
precedence order: [dataset -&gt; task -&gt; metric -&gt; score] or [task -&gt;
dataset -&gt; metric -&gt; score], as far as it can be applied without
significantly changing the information in the sentence. Consider this
illustrated in Figure 2. In the figure, the JSON is arranged starting
at the dataset, followed by the task, then the metric, and finally
the actual reported result. While this information unit is named
per those stated in the earlier paragraph, if in a paper the section
name is non-generic, e.g., “Main results,” “End-to-end results,” it is
normalized to a default name “Results.”</p>
      <p>The Results unit is found in the Results, Experiments, or Tasks
sections. While the results are often highlighted in the Introduction,
unlike the Approach unit, in this case, we annotate the dedicated,
detailed section on Results because results constitute a primary
aspect of the contribution. Next we discuss the Tasks information
unit, and note that Results can include Tasks and vice versa as we
describe next.</p>
      <p>Tasks. : The Approach or Model, particularly in multi-task
settings, are tested on more than one task, in which case, we list all the
experimental tasks. The experimental tasks are often synonymous
with the experimental datasets since it is common in NLP for tasks
to be defined over datasets. Where lists of Tasks are concerned,
the Tasks can include one or more of the ExperimentalSetup,
Hyperparameters, and Results as sub information units.</p>
      <p>Experiments. Are an encompassing information unit that
includes one or more of the earlier discussed units. Can include a
combination of ExperimentalSetup and Results, or it can be
combination of lists of Tasks and their Results, or a combination of
Approach, ExperimentalSetup and Results.</p>
      <p>
        Recently, more and more multitask systems are being developed.
Consider, the BERT model [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] as an example. Therefore, modeling
ExperimentalSetup with Results or Tasks with Results is
necessary in such systems since the experimental setup often changes
per task producing a diferent set of results. Hence, this information
unit encompassing two or more sub information units is relevant.
      </p>
      <p>AblationAnalysis. Is a form of Results that describes the
performance of components in systems.</p>
      <p>Unlike Results, AblationAnalysis is not performed in all
papers. Further, in papers that have them, we only model these results
if they are expressed in a few sentences, similar to our modeling
decision for Hyperparameters.</p>
      <p>
        The AblationAnalysis information unit is found in the sections
that have Ablation in their title. Otherwise, it can also be found
in the written text without having a dedicated section for it. For
instance, in the paper “End-to-End Relation Extraction using LSTMs
on Sequences and Tree Structures” [
        <xref ref-type="bibr" rid="ref35">35</xref>
        ] there is no section title with
Ablation, but this information is extracted from the text via cue
phrases that indicate ablation results are being discussed.
      </p>
      <p>Baselines. are those listed systems that a proposed approach
is compared against.</p>
      <p>
        The Baselines information unit is found in sections that have
Baseline in their title. Otherwise, it can also be found in sections that
are not directly titled Baseline, but require annotator judgement
to infer that baseline systems are being discussed. For instance,
in the paper “Extracting Multiple-Relations in One-Pass with
PreTrained Transformers,” [
        <xref ref-type="bibr" rid="ref50">50</xref>
        ] the baselines are discussed in
subsection ‘Methods.’ Or in paper “Outrageously large neural networks:
The sparsely-gated mixture-of-experts layer,” [
        <xref ref-type="bibr" rid="ref41">41</xref>
        ], the baselines are
discussed in a section called “Previous State-of-the-Art.”
      </p>
      <p>Of these ten information units, only three are mandatory. They
are ResearchProblem, Approach, and Results; the other seven
may or may not be present depending on the content of the article.</p>
      <p>Code. is a link to the software on Github or on other similar
open source platforms, or even on author’s website.
3.3</p>
    </sec>
    <sec id="sec-8">
      <title>Contribution Sequences within</title>
    </sec>
    <sec id="sec-9">
      <title>Information Units</title>
      <p>Except for ResearchProblem, each of the remaining nine
information units encapsulate diferent aspects of the contributions
of scholarly investigations in the NLP-ML domain; with the
ResearchProblem ofering the primary contribution context. Within
the seven diferent aspects, there are what we call Contribution
Sequences.</p>
      <p>Here, with the help of an example depicted in Figure 3 we
illustrate the notion of contribution sequences. In this example, we
model contribution sequences in the context of the
ExperimentalSetup information unit. In the figure, this information unit has
two contribution sequences. The first connected by predicate ‘used’
to the object ‘BERTBase model,’ and the second, also connected
by predicate ‘used’ to the object ‘NVIDIA V100 (32GB) GPUs.’ The
‘BERTBase model’ contribution sequence includes a second level of
detail expressed via two diferent predicates ‘pre-trained for’ and
‘pre-trained on.’ As a model of scientific knowledge, the triple with
the entities connected by the first predicate, i.e. (BERTBase model,
pre-trained for, 1M steps) reflects that the ‘BertBase model’ was
pretrained for 1 million steps. The second predicate produces two
triples: (BERTBase model, pre-trained on, English Wikipedia) and
(BERTBase model, pre-trained on, BooksCorpus). In each case, the
scientific knowledge captured by these two triples is that BERTBase
was pretrained on {Wikipedia, BooksCorpus}. Note in the JSON
data structure, the predicate connects the two objects as an array.
Next, the second contribution sequence, hinged at ‘NVIDIA V100
(32GB) GPUs’ as the subject has two levels of granularity. Consider
the following three triples: (NVIDIA V100 (32GB) GPUs, used, ten)
and (ten, for, pre-training). Note, in this nesting pattern, except
for ‘NVIDIA V100 (32 GB) GPUs,’ the predicates {used, for} and
remaining entities {ten, pre-training} are nested according to their
order of appearance in the written text. Therefore, in conclusion,
an information unit can have several contribution sequences, and
the contribution sequences need not be identically modeled. For
instance, our second contribution sequence is modeled in a fine
grained manner, i.e. in multiple levels. And when fine-grained
modeling is employed, it is relatively straightforward to spot in the
sentence(s) being modeled.
4</p>
    </sec>
    <sec id="sec-10">
      <title>THE PILOT ANNOTATION TASK</title>
      <p>The pilot annotation task was performed by a postdoctoral
researcher with a background in natural language processing. The
NLPContributions model or scheme just described, were
developed over the course of the pilot task. At a high-level, the
annotations were performed in three main steps. They are presented next,
after which we describe the annotation guidelines.
(a) Contribution-Focused Sentence Annotations. In this stage,
sentences from scholarly articles were selected as candidate
contribution sentences under each of the aforementioned mandatory
three information units (viz., ResearchProblem, Approach, and
Results) and, if applicable to the article, for one or more of the
remaining seven information units as well.</p>
      <p>To identify the contribution sentences in the article, the full-text
of the article is searched. However, as discussed at the end of
Section 2, the Background, Related Work, and Conclusions sections are
entirely omitted from the search. Further, the section discussing the
Approach or the System is only referred to when the Introduction
section does not ofer suficient highlights of this information unit.
In addition, except for tabulated hyperparameters, we do not
consider other tables for annotation within the NLPContributions
model.</p>
      <p>
        To better clarify the pilot task process, in this subsection, we use
Figure 2 as the running example. From the example, at this stage,
the sentence “For NER (Table 7), S-LSTM gives an F1-score of 91.57%
on the CoNLL test set, which is significantly better compared with
BiLSTMs.” is selected as one of the contribution sentence candidates
as part of the Results information unit. This sentence is selected
from a Results subsection in [
        <xref ref-type="bibr" rid="ref53">53</xref>
        ], but is just one among three others.
(b) Chunking Phrase Spans for Subject, Predicate, Object
Entities. Then for the selected sentences, we annotate their scientific
knowledge entities. The entities are annotated by annotators
having an implicit understanding of whether they take the subject,
predicate, or object roles in a per triple context. As a note, by our
annotation scheme, predicates are not mandatorily verbs and can
be nouns as well.
      </p>
      <p>Resorting to our running example, for the selected sentence,
this stage involves annotating the phrases “For,” “NER,” “F1-score,”
“91.57%,” and “CoNLL test set,” with the annotator cognizant of
the fact that they will use the [dataset -&gt; task -&gt; metric -&gt; score]
scientific entity precedence in the next step.
(c) Creating contribution sequences. This involves relating the
subjects and objects within triples, which as illustrated in Section
3.3, the object in one triple can be a subject in another triple if
the annotation is performed at a fine-grained level of detail. For
the most part, the nesting is done per order of appearance of the
entities in the text, except for those involving the scientific entities
{dataset, task, metric, score} under the Results information unit.</p>
      <p>In the context of our running example, given the early annotated
scientific entities, in this stage, the annotator will form the following
two triples: (CoNLL test set, For, NER), (NER, F1-score, 91.57%) as a
single contribution sequence. What is not depicted in Figure 1 are
the top-level annotations including the root node and one of the ten
information unit nodes. This is modeled as follows: (Contribution,
has, Results), and (Results, has, CoNLL test set).
4.2</p>
    </sec>
    <sec id="sec-11">
      <title>Task Guidelines</title>
      <p>In this section, we elicit a set of general guidelines that inform the
annotation task.</p>
      <p>How are information unit names selected? For information units
such as Approach, ExperimentalSetup, and Results that each
have a set of candidate names, the applied name is the one selected
based on the closest section title or cue phrase.</p>
      <p>Which of the ten information units does the sentence belong
to? Conversely to the above, if a sentence is first identified as a
contribution sentence candidate, it is placed within the information
unit category that is identified directly based on the section header
for the sentence in the paper or inferred from cue phrases from the
ifrst few sentences in its section.</p>
      <p>Inferring Predicates. In ideal settings, the constraint on the text
used for subjects, objects, and predicates in contribution sequences
is that they should be found in their corresponding sentence.
However, for predicates this is not always possible. Since predicate
information may not always be found in the text, it is sometimes
annotated additionally based on the annotator judgment. However,
even this open-ended choice remains restricted to a predefined set
of candidates. It includes {“has”, “on”, “by”, “for”, “has value”, “has
description”, “based on”, “called”}.</p>
      <p>How are the supporting sentences linked to their
corresponding contribution sequence within the overall JSON object? The
sentence(s) is stored in a dictionary with a “from sentence” key,
which is then attached to either the first element or, if it is a nested
triples hierarchy, sometimes even to the second element of a
contribution sequence. The dictionary data-type containing the evidence
sentence is either put as an array element, or as a nested dictionary
element.</p>
      <p>Are the nested contribution sequences always obtained from
a single sentence? The triples can be nested based on information
from one or more sentences in the article. Further, the sentences
need not be consecutive in the running text. As mentioned earlier,
the evidence sentences are attached to the first element or the
second element by the predicate “from sentence.” If a contribution
sequence is generated from a table then the table number in the
original paper is referenced.</p>
      <p>When is the Approach actually modeled from the dedicated
section as opposed to the Introduction? In general, we avoid
annotating the Approach or Model sections for their contribution
sentences as they tend to delve deeply into the approach or model
details, and involve complicated elements such as equations, etc.
Instead, we restrict ourselves to the system higlights in the
Introduction. However, in some articles the Introduction doesn’t ofer
system highlights which is when we resort to using the dedicated
section for the contribution highlights in this mandatory
information unit.</p>
      <p>Do we explore details about hardware used as part of the
contribution? Yes, if it is explicitly part of the hyperparameters.
Are predicates always verbs? Predicates are not always verbs.
They can also be nouns especially in the hyperparameters section.
Creating contribution sequences from tabulated
hyperparameters. Only for hyperparameters, we model their tabulated version
if given. This is done as follows: 1) for the predicate, we use the
name of the parameter; and 2) for the object, the value against
the name. Sometimes, however, if there are two-level hierarchical
parameters, then the predicate is the first name, object is the value,
and the value is qualified by the parameter name lower in the
hierarchy. Qualifying the second name involves introducing the “for”
predicate.</p>
      <p>How are lists modeled within contribution sequences? As part
of the contribution sentence candidates, are also included sentences
with lists. Such sentences are predominantly found for the
ExperimentalSetup or Result information units. This is modeled as
depicted in Figure 4 for the first two list elements. Here, the Model
information unit has two contribution sequences, each pertaining
to a specific list item in the sentence. Further, the predicate “has
description” is introduced for linking text descriptions.
Which JSON structures are used to represent the data? Flexibly,
they include dictionaries, or nested dictionaries, or arrays of items,
where the items can be strings, dictionaries, nested dictionaries, or
arrays themselves.</p>
      <p>How are appositives handled? We introduce a new predicate
“name” to handle appositives.
5
5.1</p>
    </sec>
    <sec id="sec-12">
      <title>MATERIALS AND TOOLS</title>
    </sec>
    <sec id="sec-13">
      <title>Paper Selection</title>
      <p>A collection of scholarly articles is downloaded based on the ones in
the publicly available leaderboard of tasks in artificial intelligence
called https://paperswithcode.com/. It predominantly represents
papers in the Natural Language Processing and Computer Vision
ifelds. For the purposes of our NLPContributions model, we
restrict ourselves just to the NLP papers. From the set, we randomly
D’Souza and Auer
select 10 papers in five diferent NLP-ML research tasks: 1. machine
translation, 2. named entity recognition, 3. question answering, 4.
relation classification, and 5. text classification.
5.2</p>
    </sec>
    <sec id="sec-14">
      <title>Data Representation Format and</title>
    </sec>
    <sec id="sec-15">
      <title>Annotation Tools</title>
      <p>JSON was the chosen data format for storing the semantified parts
of the scholarly articles contributions. To avoid syntax errors in
creating the JSON objects, the annotations were made via https:
//jsoneditoronline.org which imposes valid JSON syntax checks.
Finally, in the early stages of the annotation task, some of the
annotations were made manually in the ORKG infrastructure https:
//www.orkg.org/orkg/ to test their practical suitability in a
knowledge graph; three of such annotated papers are depicted in Figure 6.
The links in the Figure captions can be visited to explore the
annotations at their finer granularity of detail.
5.3</p>
    </sec>
    <sec id="sec-16">
      <title>Annotated Dataset Characteristics</title>
      <p>Overall, the annotated corpus contains a total of 2631 triples (avg.
of 52 triples per article). Its data elements comprise 1033 unique
subjects, 843 unique predicates, and 2182 unique objects. In Table 1
below, we show the per-task distribution of triples and their
elements. Of all tasks, relation classification has the highest number
of unique triples (544) and named entity recognition the least (473).</p>
      <p>Generally, in the context of triples formation, predicates are
often selected from a closed set and hence comprise a smaller group
of items. In the NLPContribution model, however, predicates
are extracted from the text if present. This leads to a much larger
set of predicates that would require the application of predicate
normalization functions to find the smaller core semantic set. In
Figure 5, to ofer some insights to this end, we show the predicates
that appear more than 15 times over all the triples. We find the
predicate has appears most frequently since its function often serves
as a filler predicate. A complete list of the predicates is released in
our dataset repository online https://doi.org/10.25835/0019761.</p>
      <p>MT NER QA RC TC
Subject 259 209 203 228 221
Predicate 243 220 187 201 252
Object 471 434 515 455 459</p>
      <p>Total 502 473 497 544 504
Table 1: Per-task (machine translation (MT), named entity
recognition (NER), question answering (QA), relation
classiifcation (RC), text classification (TC)) triples distribution in
terms of unique subject, predicate, object, and overall.
6</p>
    </sec>
    <sec id="sec-17">
      <title>USE CASE: NLPCONTRIBUTIONS IN ORKG</title>
      <p>
        As a use case of the ORKG infrastructure, instead of presenting just
the annotations obtained from NLPContributions, we present a
further enriched showcase. Specifically, we model the evolution of
the annotation scheme at three diferent attempts with the third one
arriving at NLPContributions. This is depicted in Figure 6. Our
use case is an enriched one for two reasons: 1) it depicts the ORKG
infrastructure flexibility for data-driven ontology discovery that
makes allowances for diferent design decisions; and 2) it also shows
how within flexible infrastructures the possibilities can be too wide
that arriving at a consensus can potentially prove a challenge if it
isn’t mandated at a critical point in the data accumulation.
(a) Research paper [
        <xref ref-type="bibr" rid="ref45">45</xref>
        ] top-level snapshot in ORKG https://www.orkg.org/orkg/paper/R41467/
(b) Research paper [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] top-level snapshot in ORKG https://www.orkg.org/orkg/paper/R41374
(c) Research paper [
        <xref ref-type="bibr" rid="ref54">54</xref>
        ] top-level snapshot in ORKG https://www.orkg.org/orkg/paper/R44287
      </p>
      <p>Figure 6(a) depicts the first modeling attempts of an NLP-ML
contribution. For predicates, the model restricts itself to use only
those found in the text. The limitation of such a model is that not
normalizing linguistic variations very rarely creates comparable
models across investigations even if they imply the same thing.
Hence, we found that for comparability a common predicate
vocabulary at the top-level in the model minimally needs to be in place.
Figure 6(b) is the second attempt of modeling a diferent NLP-ML
contribution. In this attempt, the predicates at the top-level are
mostly normalized to a generic “has,” however, “has” is connected
to various information items again lexically based on the text of
the scholarly articles, one or more of which can be grouped under
a common category. Via such observations, we systematized the
knowledge organization at the top-level of the graph by introducing
the ten information unit nodes. Figure 6(c) is the resulting
NLPContributions annotations model. Within this model, scholarly
contributions with one or more of the information units in common,
viz. “Ablation study,” “Baseline Models,” “Model,” and “Results,” can
be uniformly compared.
7</p>
    </sec>
    <sec id="sec-18">
      <title>LIMITATIONS</title>
      <p>
        Obtaining disjoint (subject, predicate, object) triples as
contribution sequences. It was not possible to extract disjoint triples
from all sentences. In many cases, we extract the main predicate and
use as object the relevant full sentence or its clausal part. From [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ],
for instance, under the ExperimentalResults information unit,
we model the following: (Contribution, has, Experimental results);
(Experimental results, on, all datasets); and (all datasets, achieves,
BioBERT achieves higher scores than BERT). Note, in the last triple,
“achieves” was used as a predicate and its object “BioBERT achieves
higher scores than BERT” is modeled as a clausal sentence part.
Employing coreference relations between scientific entities. In
the fine-grained modeling of schemas, scientific entities within
triples are sometimes nested across sentences by leveraging their
coreference relations. We consider this a limitation toward the
automated machine reading task, since coreference resolution itself
is often challenging to perform automatically.
      </p>
      <p>Tabulated results are not incorporated within
NLPContributions. Unlike tabulated hyperparameters which have a standard
format, tabulated results have significantly varying formats. Thus
their automated table parsing is a challenging task in itself.
Nonetheless, by considering the textual results, we relegate ourselves to
their summarized description, which often serves suficient for
highlighting the contribution.</p>
      <p>Can all NLP-ML papers be modeled by NLPContributions?
While we can conclude that some papers are easier to model than
others (e.g., articles addressing ‘relation extraction’ vs. ‘machine
translation’ which are harder), it is possible that all papers can be
modelled by at least some if not all the information units of the
model we propose.
8</p>
    </sec>
    <sec id="sec-19">
      <title>DISCUSSION</title>
      <p>From the pilot dataset annotation exercise, we note the following
regarding task practically. Knowledge modeled under some
information units are more amenable to systematic structuring than
D’Souza and Auer
others. E.g., information units such as ResearchProblem,
ExperimentalSetup, Results, and Baselines are readily amenable for
systematic templates discovery toward their structured modeling
within the ORKG; whereas the remaining information units,
especially Approach or Model, will require additional normalization
steps toward the search for their better structuring.
9</p>
    </sec>
    <sec id="sec-20">
      <title>CONCLUSIONS AND FUTURE DIRECTIONS</title>
      <p>
        The Open Research Knowledge Graph [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] makes scholarly
knowledge about research contributions machine-actionable: i.e. findable,
structured, and comparable. Manually building such a knowledge
graph is time-consuming and requires the expertise of paper
authors and domain experts. In order to eficiently build a scholarly
knowledge contributions graph, we will leverage the technology of
machine readers [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] to assist the user in annotating scholarly
article contributions. But the machine readers will need to be trained
for such a task objective. To this end, in this work, we have proposed
an annotation scheme for capturing the contributions in natural
language processing scholarly articles, in order to create such
training datasets for machine readers. In addition, we also provide a
set of 50 annotated articles by the NLPContributions scheme
as a practical demonstration of feasibility of the annotation task.
However, for the training of machine learning models in future
work we will release a larger dataset annotated by the proposed
scheme. To facilitate future research, our pilot dataset is released
online at https://doi.org/10.25835/0019761.
      </p>
      <p>
        Finally, aligned with the initiatives within research communities
to build the Internet of FAIR Data and Services (IFDS) [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], the data
within ORKG are compliant [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ] with such FAIR data principles [
        <xref ref-type="bibr" rid="ref52">52</xref>
        ]
thus making them Findable, Accessible, Interoperable and Reusable.
Since the dataset we annotate by our proposed scheme is designed
to be ORKG-compliant, we adopt the cutting-edge standard of data
creation within the research community.
      </p>
      <p>
        Nevertheless, the NLPContribution model is a surface
semantic structuring scheme for the contributions in unstructured text. To
realize a full-fledged machine-actionable and inferenceable
knowledge graph of scholarly contributions, as future directions, there are
a few IE modules that would need to be improved or added. They
are (1) improving the PDF parser to produce less noisy output; (2)
incorporating an entity and relation linking and normalization
module; (3) merging phrases from the unstructured text with known
ontologies (e.g., the MEX vocabulary [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]) to align resources and
thus ensure data interoperability and reusability; and (4) extending
the model to more scholarly disciplines and domains.
NLPContributions: An Annotation Scheme
      </p>
    </sec>
    <sec id="sec-21">
      <title>A TWICE MODELING AGREEMENT</title>
      <p>In general, even if the annotations are performed by a single
annotator, there will be an annotation discrepancy. Compare the same
information unit “Experimental Setup” modeled in Figure 7 below
versus that modeled in Figure 3. Fig. 7 was the first annotation
attempt and includes the second attempted model, done on a diferent
day and blind from the the first. While neither are incorrect, the
second has taken the least annotated information route possibly due to
annotator fatigue, hence a two-pass methodology is recommended.</p>
    </sec>
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