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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The determining age of a person from an image using convolutional neural networks</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alexandr Rud</string-name>
          <email>sasha_.96@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michael Isayev</string-name>
          <email>michailisaev.home@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergey Rud</string-name>
          <email>jin_.96@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dmitry Savelyev</string-name>
          <email>dmitrey.savelyev@yandex.ru</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Samara National Research University</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Samara National Research University;, Image Processing Systems Institute of RAS, - Branch of the FSRC "Crystallography, and Photonics" RAS</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>50</fpage>
      <lpage>53</lpage>
      <abstract>
        <p>-The paper presents the results of research to determine the biological age of a person using the image of the face. To solve this problem, we used a random forest algorithm using a hybrid Hesse filter and a local binary template operator, as well as a convolutional neural network ResNet50. The data sets used, the problems associated with their application, as well as the accuracy of classification in the selected division of the age line are presented.</p>
      </abstract>
      <kwd-group>
        <kwd>Random forest algorithm</kwd>
        <kwd>Convolutional neural network</kwd>
        <kwd>ResNet50</kwd>
        <kwd>IMDB-WIKI</kwd>
        <kwd>Unfiltered faces for gender and age classification</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>
        Currently, the field of technical vision is actively
developing [1 – 5]. Detection and recognition of objects are
used not only in professional specialized activities [6, 7] but
also by ordinary users of smartphones [8]. The tasks of
computer vision are very diverse, in particular, it can be text
recognition, biometrics, video analytics, analysis of satellite
images, image editing, reconstruction of volumetric models,
driving a car [1 – 3, 5, 8, 9]. These and many other tasks can
be solved using neural networks. In particular, artificial
neural networks are used to solve the problem of image
recognition [
        <xref ref-type="bibr" rid="ref11 ref6">10</xref>
        ] and classification of detected objects [
        <xref ref-type="bibr" rid="ref12 ref13">11,
12</xref>
        ]. The aim of this work is to study the applicability of
convolutional neural networks (CNN) [
        <xref ref-type="bibr" rid="ref14 ref15">13, 14</xref>
        ] to solve the
problem of automatically determining the age of a person
based on the image.
      </p>
      <p>
        The estimating a person's age from facial images is a
current research topic that has many applications, such as
demographic analysis, visual observation, and age
progression. The solution to the problem of automatically
determining a person’s age is becoming more and more
relevant due to the rapid growth of social platforms and
media applications, as well as due to marketing research, use
in security systems and other areas where age tolerance is
possible [
        <xref ref-type="bibr" rid="ref16">15</xref>
        ]. Representatives of each age period are
prescribed template characteristics, requirements,
responsibilities, as well as possible restrictions. Biometric
features of a person are unique for each of them.
Identification and verification is becoming an increasingly
interesting area of research. Fingerprint, face, voice, iris,
retina are widely used for authentication [
        <xref ref-type="bibr" rid="ref17 ref18">16, 17</xref>
        ]. With
increasing age, a person's facial features change, and
wrinkles appear. That is why the assessment of a person's
age from facial images is a very promising task in the
framework of identification and verification of people, in
visual observation. Some researchers are performed a search
for facial areas, which are preferred by machines and people
when assessing the age [
        <xref ref-type="bibr" rid="ref19">18</xref>
        ]. The authors found that eye area
is vital role both for men and CNN. The importance of the
other areas vary.
      </p>
      <p>
        In this paper, we consider the use of convolutional neural
networks to solve the problem of establishing the biological
age of a person by the image of their face. Despite the fact
that the age framework of modern man is extremely blurred,
some configurations of artificial networks make it possible to
achieve very accurate results [
        <xref ref-type="bibr" rid="ref20">19</xref>
        ].
      </p>
      <p>
        First of all, it is necessary to detect the face in the photo
in order to send the corresponding area to the input of the
neural network to determine the age. The detection task is to
highlight the area of interest in the image or video stream
[
        <xref ref-type="bibr" rid="ref21">20</xref>
        ]. There are many methods of face recognition [
        <xref ref-type="bibr" rid="ref22">21</xref>
        ], and
convolutional neural networks are some of the best
algorithms for recognizing and classifying images [
        <xref ref-type="bibr" rid="ref20 ref23 ref24 ref25">6, 7, 19,
22, 23, 24</xref>
        ].
      </p>
      <p>
        Generally speaking, learning this kind of approximation
is very resource-intensive. As a result, some experimenters
have proposed configurations that solve a specific kind of
problem more effectively than others. The authors [
        <xref ref-type="bibr" rid="ref26">25</xref>
        ] tested
several popular convolutional neural network architectures.
They showed that ResNet50 [
        <xref ref-type="bibr" rid="ref27 ref28">26, 27</xref>
        ] not only gives the best
results, but also adapts well to images with rotated faces.
This architecture we will use as a part of task being solved.
      </p>
      <p>
        We will train the network using a modified gradient
descent (mini-batch) algorithm [
        <xref ref-type="bibr" rid="ref29 ref30">28, 29</xref>
        ], which makes it
possible to minimize the error function.
      </p>
      <p>It is worth noting that the filters and the convolution
operation itself give CNN one of the most significant
specifics - displacement invariance, i.e., in the case of
detection and identification of classification objects, their
location on the input image does not matter.</p>
    </sec>
    <sec id="sec-2">
      <title>II. DESCRIPTION OF ALGORITHMS USED</title>
      <p>In this paper, to solve the problem of determining the
biological age of a person, the following methods were used:
a random forest algorithm using a Hessian hybrid filter
(Fig. 1) and a local binary template operator for
preprocessing, as well as a convolutional neural network,
namely ResNet50.</p>
      <p>It is worth noting that in the case of a convolutional
neural network it was using images as an input. In the case of
the random forest algorithm, the input was not an image, but
signs selected by preprocessing with a Hesse filter and then
using the local binary template method.</p>
      <p>
        The Hessian hybrid filter [
        <xref ref-type="bibr" rid="ref31">30</xref>
        ] allows you to detect
wrinkles by calculating the Hessian matrix for each pixel of
the input image. The result of its work is presented in Fig. 1.
The local binary template operator is a description of the
neighborhood of the image pixel in binary form. The eight
pixels around the center pixel take a value of 0 or 1
depending on the threshold, which is the value of the center
pixel. This produces an eight-bit binary code that describes
the neighborhood of the pixel.
      </p>
      <p>In this paper, to extract age characteristics that are
subsequently passed to the classifier, we use a method that
simultaneously combines the use of a modification of the
Hessian hybrid filter and the subsequent use of the local
binary template operator to reduce the amount of data
without losing their value in the context of the original task.</p>
      <p>
        The random forest algorithm [
        <xref ref-type="bibr" rid="ref32">31</xref>
        ] today is one of the
most popular and extremely effective methods for solving
machine learning problems, such as classification and
regression. In terms of efficiency, it competes with the
support vector method, neural networks, and boosting,
although, of course, it is not without its drawbacks [
        <xref ref-type="bibr" rid="ref33">32</xref>
        ].
      </p>
      <p>The core element of a random forest is a decision tree.
The decision tree is a logical scheme that allows you to get
the final decision on the classification of the object after
answers to a hierarchically organized system of questions.
The final decision is made by a majority vote (Fig. 2).</p>
      <p>Each leaf of the tree represents the value of the target
variable that changes during the movement from the root to
the leaf. Each internal node corresponds to one of the input
variables. The tree can also be “trained” by dividing the
original sets of variables into subsets based on testing
attribute values. This is a process that repeats on each of the
resulting subsets. Recursion is completed when the subset in
the node has the same values of the target variable, so it does
not add value to the predictions.</p>
      <p>
        ResNet50 [
        <xref ref-type="bibr" rid="ref28">27</xref>
        ] is a convolutional neural network of great
depth. One of the fundamental problems of deep learning is
the fading gradient. To solve this problem, the ResNet50
architecture employs a residual function in the form of a
residual block, shown in Fig. 3.
      </p>
      <p>Deep convolutional neural networks have surpassed the
human level of image classification. They extract low-,
medium-, and high-level features in an end-to-end multilayer
manner. The architecture of convolutional neural networks
with residual connections is very interesting and has a
number of features described above, in connection with
which it was decided to use the architecture of this neural
network to solve the problem of automatically determining
the age of a person.</p>
      <p>In the framework of this work, the classification problem
is solved, where the person’s face is the initial object for
classification. The data for training classifiers are taken from
the public and currently available data set of images of a
person’s face, which are labeled based on gender and age —
IMDB-WIKI [33]. Some examples from this set are
presented in Fig. 4.</p>
      <p>It should be noted that in the presented data set there may
be inaccuracies due to the specifics of the formation of the
data set itself. In the process of research, the problem of
eliminating the influence of imbalance in the set was solved,
which was expressed in the fact that, with a direct prediction
of age, the response of the classifier belonged to the group of
ages that dominated the total data set.</p>
      <p>
        To solve this problem, the following was done: first of
all, attention was paid to age groups with the least or even
zero number of examples. In this regard, it was decided to
combine the initial data set with another, which contained
examples in those age groups that received the least
attention. To enrich the initial data set, the UTKFace data set
[
        <xref ref-type="bibr" rid="ref34">34</xref>
        ] was selected, the feature of which is a long age line,
namely a set for ages from 0 to 116 years. Also, this data set,
unlike the original one, has a wide variety of people who
belong to different races, which allowed taking into account
the person’s race when determining their age, thereby
improving the accuracy of determining the person’s age. In
addition, the number of copies per class was artificially
increased, the number of which is much less than the average
number for all classes by copying examples; reduced the
number of examples of the dominant class to the average.
III. THE USE OF CONVOLUTIONAL NEURAL NETWORKS TO
      </p>
    </sec>
    <sec id="sec-3">
      <title>DETERMINE THE BIOLOGICAL AGE</title>
      <p>In order to increase the accuracy of classifiers, as well as
reduce the immediate time of their training, it was decided to
divide the age line from 0 to 100 years into 8 groups: (0, 2),
(4, 6), (8, 12), (15, 20 ), (25, 32), (38, 43), (48, 53), (60, 100).</p>
      <p />
      <p>To assess the accuracy of the classifiers, the following
formula was used:  × 100 , where R corresponds to the
number of classifier predictions that match the correct value,
and T corresponds to the total amount of data in the test
sample.</p>
      <p>To solve the initial problem, the ResNet50 architecture
was used, with some changes in the configuration, which, in
particular, include the addition of a soft maximum layer at
the end of the convolutional neural network, the parameters
of which correspond to the number of age groups.</p>
      <p>To test the architecture of the convolutional neural
network, additional training and testing were performed on
the Unfiltered faces for gender and age classification [35]
(UFFGAAC) dataset containing 26,580 photographs. For
some images, age and gender labels are
missing. Some
examples from this set are presented in Fig. 5.
dominates in the data set, and the classes (0, 2), (48, 53), (60,
100) are in excess. In this regard, it was decided to trim the
prevailing class, and expand the
missing ones from the
UTKFace dataset. The final histogram of the distribution of
age groups in the dataset is shown in Fig. 7.</p>
      <p>It should be noted that the results obtained during testing
are comparable with the expected ones. Table 1 presents
the results of testing
classifiers.
examples of age recognition using a convolutional neural
network.
[33] IMDB-WIKI – 500k+ face images with age and gender labels
[Online]. URL: https://data.vision.ee.ethz.ch/cvl/rrothe/imdb-wiki.
[35] Unfiltered faces for gender and age classification, [Online]. URL:
https://talhassner.github.io/home/projects/Adience/Adience-data.html.</p>
    </sec>
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