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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Fuzzy models for predicting the technical state of objects</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yuliya Kuvayskova</string-name>
          <email>u.kuvaiskova@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vladimir Klyachkin</string-name>
          <email>v_kl@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Victor Krasheninnikov</string-name>
          <email>kvrulstu@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anastasia Alekseeva</string-name>
          <email>age-89@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Applied mathematics and computer science, Ulyanovsk State Technical University</institution>
          ,
          <addr-line>Ulyanovsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>215</fpage>
      <lpage>218</lpage>
      <abstract>
        <p>-To ensure the reliable operation of an object, it is advisable to perform its technical state predicting and assessment. It is often difficult to obtain the information about the state of an object. The article suggests the using of fuzzy logic models to recognize and predict the technical state of an object under the conditions of limited information availability. To assess the predicting results quality with fuzzy models, such criteria as percentage of true predictions, AUC and F-measure criteria are used. The proposed models, algorithms and criteria are software implemented in the form of an information and mathematical system, which may be used in production and science activity to increase different technical objects functioning. The real experiment researches were conducted at some technical facilities, aimed at practical evaluation and analysis of the efficiency of the offered models, algorithms, information and mathematical system (e.g. potable water purifying system, hydro unit control system).</p>
      </abstract>
      <kwd-group>
        <kwd>fuzzy model</kwd>
        <kwd>predicting</kwd>
        <kwd>technical object</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>INTRODUCTION</p>
      <p>To support the taken decision to control the object, it is
reasonable to perform its technical state assessment and
reliability predicting.</p>
      <p>The article deals with the objects, whose technical state
significantly depends on a set of monitored parameters.
During monitoring, the values of certain parameters are
recorded at definite intervals as discrete signals and the
signals are applied to the data collection server and object
control stand, which changes or cuts off the load.</p>
      <p>For example, in order to assess the hydro unit state, its
stator parts, rotor parts and shaft vibration, air gap and other
parameters are constantly monitored; in the potable water
purifying control system physical-chemical parameters are
constantly monitored at definite interval along with its
chromaticity, turbidity, etc.</p>
      <p>It is assumed, that there are object technical state solid
benchmarks, whose value help to assess object serviceable
operation and its functioning breakdown. As a rule, this solid
benchmarking is represented by the system of time series. It
is necessary to construct a model based on these data, by
means of which, in case of object parameters new values
arrival, one can predict the technical state of the object.</p>
      <p>
        One of the practical approaches to the object technical
state prediction is adaptive dynamic regression modeling
[
        <xref ref-type="bibr" rid="ref1 ref2">1-2</xref>
        ], the idea of which is to check the basic premises of
regression analysis at each stage of forecast model
construction and appropriate adaptive method use (fractal
      </p>
      <p>
        At present the fuzzy logic methods are used both in
industry and homes. In Japan the fuzzy logic based control
systems are widely used in fully automatic washing
machines and vacuum cleaners production [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. Also the
fuzzy control is used for electro power stations [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. Besides
the industry the control methods based on fuzzy logic started
to be applied in finance and business [
        <xref ref-type="bibr" rid="ref15 ref16">15-16</xref>
        ].
      </p>
      <p>
        Nowadays the fuzzy logic inference methods are applied
in function approximation [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], patterns recognition and
classification [
        <xref ref-type="bibr" rid="ref18 ref19 ref20">18-20</xref>
        ], non-linear objects modelling and
control [
        <xref ref-type="bibr" rid="ref21 ref22 ref23">21-23</xref>
        ], decision taking under the conditions of
uncertainty [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ], technical diagnostics for predicting and
simulating different objects states [
        <xref ref-type="bibr" rid="ref24 ref25 ref26">24-26</xref>
        ].
      </p>
      <p>
        At present the fuzzy logic is considered to be a standard
method of modelling and design. The practical experience of
fuzzy logic based models development testifies to the fact
that the time period and the costs of their design is much
shorter and lower (than of the one with applied traditional
mathematical tool), ensuring the required quality criteria
[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
      </p>
      <p>The obvious advantage of fuzzy logic systems is the
possibility to use them even in the cases of labour intensivity
or impossibility to conduct accurate mathematical
calculations.</p>
      <p>That is why for technical state prediction and diagnostics
the authors of the article present the developed algorithm,
based on fuzzy models, enabling to analyze an object
operation stability and predict the object technical state in the
form of fuzzy statements with truth degree for the obtained
result.</p>
      <p>II.</p>
      <p>ALGORITHM OF OBJECT TECHNICAL STATE</p>
      <p>PREDICTION AND DIAGNOSTICS</p>
      <p>The object technical state prediction and diagnostics
algorithm, developed by the authors of this article on the
basis of fuzzy models, comprises the following stages: fuzzy
terms introduction, rule base description, fuzzy models
construction, prediction quality assessment, best model
selection, object technical state prediction.</p>
      <p>A. Fuzzy terms introduction and rule base description</p>
      <p>At initial stage of fuzzy models construction the critical
areas limits of object monitored parameters are determined
experimentally.</p>
      <p>Then it is necessary to define the fuzzy terms, describing
input and output variables. In this algorithm, we will use two
terms for the monitored object parameters (input variables):
“excellent”, when the parameter value is not beyond the
critical limit, and “bad” – in the opposite case.</p>
      <p>The object technical state output variable will be
described with two fuzzy statements: “serviceable state” and
“unserviceable state”.</p>
      <p>Then we construct a rule base, i.e. a linguistic model,
which is in fact a set of fuzzy rules. To solve the problem we
will use the following rule base: “If at least three parameters
of the object are beyond the critical limit and the term “bad”
can be applied, the object unserviceable state is predicted”.</p>
      <p>
        Further on in order to describe the fuzzy terms we will
select the membership functions [
        <xref ref-type="bibr" rid="ref25 ref26">25-26</xref>
        ].
      </p>
      <p>For the term “excellent” we will use z-like function:

for the term “bad” we will use s-like function:
1, x  a
  x  a  2
1  2   , a  x 
  b  a 
 z    b  x  2 a  b
 2   ,
  b  a  2
 0 , b  x
 x  b
a  b
2
The membership functions parameters a and b
characterize the critical limits of the object monitored
parameters.</p>
      <p>B. Fuzzy models construction</p>
      <p>
        To obtain the forecast of an object technical state we will
use three fuzzy models: Mamdani [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], Larsena and
Tsukamoto, the construction of which assumes four stages:
fuzzification, reasoning, composition and determination of
the final result.
      </p>
      <p>At the stage of fuzzification there is a compatibility
between input variable numerical value and membership
function value of its corresponding odd term:
d i   ( ci ), i  1, n ,

where n is the number of observations done, ci is a numeric
value of input variable, µ(ci) is a membership function value.</p>
      <p>The membership function describes numerically the
membership degree of the variables’ values to fuzzy sets
ratio, and defines the degree of the fuzzy term. If the value of
membership function is equal to 0, consequently the unit
does not belong to a fuzzy set, if the value is equal to 1, the
unit is fully included into a fuzzy set, if the value is between
0 and 1, the unit is fuzzily included into a fuzzy set.</p>
      <p>At the reasoning stage, using the found fuzzy values of
input variables, through the rule base, output variable fuzzy
values are determined.</p>
      <p>Output variables fuzzy values truth degree Mamdani and
Larsena models are estimated as logical maximum out of all
input variables truth degree values:
in Tsukamoto model it is a logical minimum:





</p>
      <p>At the composition stage the found output variable fuzzy
values unite into a resulting subset: in Mamdani model –
with the use of truth degrees’ logical maximum operation:
in the Larsena model – with the use of logical multiplication
operation, in Tsukamoto model – with weighted average:
Pi  max d i , i  1, n , </p>
      <p>i
Pi  min d i , i  1, n . </p>
      <p>i
K i  max Pi , i  1, n </p>
      <p>i
K i  w i  Pi , i  1, n 
 w i



</p>
      <p>Then, using the fuzzy set of variable output values we
find the final predicted technical state of the object: fuzzy
term “serviceable state” or “unserviceable state”, following
the method of truth degree centroid.</p>
      <p>C. Prediction quality assessment and the best model
selection</p>
      <p>To assess the quality of object technical state prediction,
using the fuzzy models, the benchmarks set is divided into
two samples: learning sample and test sample. Using the
learning sample, the object state prediction algorithm is built,
i.e. models and parameters are defined. Then, using the
model constructed as per learning sample, object state is
predicted. The obtained results are checked as per the test
sample.</p>
      <p>For that we will use such quality criteria as the
percentage of true predictions, criteria AUC, F-measure.</p>
      <p>The percentage of object state true predictions is
estimated as per this formula:
s
k
D 
 100 % 




where s is the number of successful results, k is the number
of observations done in a pilot sample.</p>
      <p>AUC characterises the area, restricted by ROC-curve and
the axis of fraction of false predictions of object serviceable
states:</p>
      <p>AUC 
1  TPR  FPR
2
, 
where FPR is the fraction of false predictions of object
serviceable state, TPR is the fraction of true predictions of
object serviceable state.</p>
      <p>The higher is AUC value, the better are the prediction
results. If AUC is equal to 0,5, then model result is the
equivalent of random drawing. If AUC &lt; 0,5 the values
obtained from the model are replaced by the converse.</p>
      <p>If in the learning sample the number of serviceable states
significantly exceeds the number of unserviceable states,
such characteristics as precision P and range (or
completeness) R are applied:</p>
      <p>P </p>
      <p>TP
TP  FP
, R </p>
      <p>TP
TP  FN
, 



</p>
      <p>III.</p>
      <p>INFORMATION AND MATHEMATICAL SYSTEM OF</p>
      <p>OBJECTS STATE PREDICTION</p>
      <p>The described object technical state prediction and
diagnostics algorithm based on fuzzy models was
softwareimplemented in Visual Studio 2017 Community environment
in object-oriented language С#.</p>
      <p>The software may be used on PC with operation system
Windows 7 and higher.</p>
      <p>Information and mathematical system enables to enter the
given data from the key pad, and also from different
spreadsheets. The program realizes the opportunity to
introduce the object monitored parameters critical limits,
which are defined by expert means for each object
separately.</p>
      <p>On reading the data from the file, the program gives the
result in the form of three spreadsheets. The first one shows
the given data, the second one shows the constructed fuzzy
models of Mamdani, Larsena and Tsukamoto, the third one
shows the assessment of prediction quality criteria, through
which the program reveals the degree of adequacy of models
and compares the built models with each other.</p>
      <p>After fuzzy models construction and best predictive
model selection, there is a chance to make the prediction of
the object state, using the selected model. The prediction
results are fuzzy statements, characterizing an object
technical state, assisted by the truth degree of the obtained
object state. These results are displayed on the screen, and
saved in a file to be used and analyzed afterwards.</p>
      <p>IV.</p>
      <p>FUZZY MODELS APPLICATION FOR OBJECTS</p>
      <p>TECHNICAL STATE</p>
      <p>To investigate the efficiency of fuzzy models application
to predict objects technical state, two objects were used as
bench marks: hydro unit, whose technical state is
characterized by the values of relative and absolute vibration,
and water purifying system, whose state is described by the
physical-chemical indexes of the water source.</p>
      <p>The process of vibration monitoring was determined by
ten indexes: vibrations of the lower Х1 and upper Х3
generator bearing of the upper pool and on the right shore Х2,
Х4, hydro unit shaft shaking on the lower pool Х5 and on the
right shore Х6, hydro generating set shaft shaking Х7, Х8 and
hydro unit cover vibrations Х9, Х10 as well. The available
original sample consisted of 1500 observations, of which
there were 966 operable states.</p>
      <p>Good condition of the water purifying system (object
state at the output) Y was evaluated basing on drinking water
quality physical-chemical indexes (input data): temperature
X1, chromaticity X2, turbidity X3, рН value X4, alkalinity X5,
oxidizability X6, and doses of reactants to be added:
coagulant X7 and floсculant X8. We have the results of 348
observations for 8 operation indexes. In 47 cases, the system
state was found faulty (at least one of the quality indexes of
purified drinking water was beyond the allowable limits or
values of two indexes approached these limits).</p>
      <p>To evaluate the prediction results, the sampling given
data were divided into two samples: learning sample
(90% observations) and test sample (10% of given). Then the
fuzzy models of Mamdani, Larsena and Tsukamoto were
constructed and their quality was assessed by means of the
criteria mentioned above (Table 1).
where TP is the number of true predictions of serviceable
states, FP is the number of false predictions of serviceable
states.</p>
      <p>Now let us determine F-measure:</p>
      <p>F 
2 PR
P  R
</p>
      <p>When F value is close to one, it is assumed that the
quality of prediction is better.</p>
      <p>For further prediction of the object technical state, based
on the described quality criteria, the best model is selected.</p>
      <p>Then the selected fuzzy model is used to make a
prediction of the object technical state.</p>
      <p>Model</p>
      <p>This table shows that Mamdani is the best for hydro unit,
as the percent of true predictions is higher here than the rest,
and F-measure and AUC for this model are close to one. For
the water purifying system Tsukamoto is the best model,
judging by all the criteria.</p>
      <p>Then on the basis of the selected model the forecast for
each object was constructed for its next period of operation.
It turned out to be that serviceable state of the object is
predicted with 100% probability, i.e. without any mistakes.</p>
      <p>V.</p>
      <p>CONCLUSION</p>
      <p>To recognize and predict the technical state of the object
under the conditions of limited information availability,
fuzzy models algorithm was developed. Based on this
algorithm in Microsoft Visual Studio 2017 Community in C#
language information and mathematical system was made,
which can be used in production and science activities
companies and facilities to increase the efficiency of
different technical objects operation.</p>
      <p>The use of fuzzy control systems is especially effective
where the technical object is quite complex and there is not
enough a priori information to describe it.</p>
      <p>The fuzzy models were investigated to obtain the best
prediction. It was revealed that Mamdani model is the best
for hydro unit state prediction, and Tsukamoto model is the
best for water purifying system. So, there is no one universal
fuzzy model, capable to give true predictions for different
technical objects’ states. Each object has its own optimum
fuzzy model, because the fuzzy model prediction result
depends on the object monitored parameters critical limits,
which are defined by an expert.</p>
      <p>The main advantages of the fuzzy models are: the
possibility to reject the complicated control systems, where
the required accuracy of estimation makes it practical; the
description of decision making in natural language, with
quality evaluations terms familiar for humans, and
association of these evaluations with stringent mathematical
methods.</p>
      <p>ACKNOWLEDGMENT</p>
      <p>The reported study was funded by RFBR and region’s
Ulyanovsk, project number 18-48-730001.</p>
    </sec>
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