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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A data array generating algorithm for diagnosing a hydraulic system using machine learning methods based on a virtual model</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Albert Gareev</string-name>
          <email>gareyev@ssau.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pavel Greshnyakov</string-name>
          <email>pavel.ssau@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Asgat Gimadiev</string-name>
          <email>gimadiev_ag@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dmitry Stadnik</string-name>
          <email>sdm-63@bk.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Artem Nikonorov</string-name>
          <email>artniko@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Samara National Research University</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>264</fpage>
      <lpage>268</lpage>
      <abstract>
        <p>-The existing systems for diagnosing and monitoring complex technical systems are based on machine learning methods which require acquisition and processing of large amounts of information. Generating data based on virtual simulation is preferable in comparison with the experiment since it not only takes less time, but also allows you to model faults that are difficult or impossible to implement with the test bench. However, this requires the development of a model of the diagnostic object adequate to real processes, as well as the processing and classification of the received information. Based on the dynamic processes modeling in the power supply subsystem of the fluid power system of an engineering complex in a fault-tree and faulty states, we have developed an algorithm for generating a data array used in machine learning for diagnosing faults. As a result of virtual modeling in SimulationX, we have calculated transients according to the main parameters of the power supply subsystem adequate to the experimental data. The developed algorithm for the processing and classification of transients allows the formation of training samples under various technical conditions of the system. The published material may be useful for specialists engaged in developing methods for monitoring and diagnosing fluid power systems of energy and engineering complexes based on machine learning methods.</p>
      </abstract>
      <kwd-group>
        <kwd>diagnosing</kwd>
        <kwd>fluid power simulation</kwd>
        <kwd>data</kwd>
        <kwd>verification</kwd>
        <kwd>machine learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>virtual
I.</p>
      <p>INTRODUCTION</p>
      <p>
        Fluid power systems (FPS) are widely used in various
industries due to their advantages: high speed, high specific
power, high efficiency and gain, a possibility of continuous
stepless control [
        <xref ref-type="bibr" rid="ref1 ref4">1</xref>
        ]. FPS often perform key functions as a
part of complex engineering units which makes ensuring
their reliability a highly relevant task. In these conditions, on
the one hand, an integrated approach is needed to ensure a
high level of reliability of the FPS at the design and
production stage, while on the other hand, one will require
strict observance of the rules and norms of their maintenance
and repair. It is the operational reliability that plays a key
role in ensuring the reliability of the FPS, the high level of
which is achieved, first of all, by applying modern
approaches based on machine learning methods [
        <xref ref-type="bibr" rid="ref10">2-10</xref>
        ].
These methods make it possible to implement a proactive
approach enabling us to detect a possible failure in advance
at the stage of their initiation, as well as to predict the
dynamic pattern of changes in the technical condition of the
system.
      </p>
      <p>For implementing machine learning methods, it is
necessary to have appropriate data arrays - training samples,
compiled on the basis of the simulation of dynamic processes
in hydraulic systems or their experimental studies in
faultfree and faulty states under control and disturbing input. The
first method based on modeling the processes in systems is
preferable, especially when practising machine learning
methods, as it allows to quickly change the data arrays taking
into account the type, number and installation locations of
the sensors of the measured parameters in them and to
optimize the accuracy of recognition of existing faults.
Another advantage of this method is the possibility of
simulating almost any faults in the system under study, e.g.,
friction or the spool valves characteristics inside the units
which are difficult to be simulated experimentally. However,
it should also be borne in mind that the virtual model of the
FPS must correspond to the real system and the more
accurately it is made, the higher the accuracy of the diagnosis
result. To do this, it is necessary to carry out experimental
studies to verify the adequacy of the mathematical model of
the FPS. Studies on the formation of training samples for
diagnosing by machine learning methods are rather
insufficiently presented in the technical literature which,
apparently, is associated with the multidisciplinary nature of
the problem of electro-hydromechanical units of the fluid
power system. The aim of this work is to present an
algorithm for generating training samples of FPS which can
be used to create systems for diagnosing them using machine
learning.</p>
      <p>II. DEVELOPING A SIMULATION MODEL OF THE
FPS POWER SUPPLY SUBSYSTEM TAKING INTO</p>
      <p>ACCOUNT THE TYPICAL FAULTS</p>
    </sec>
    <sec id="sec-2">
      <title>A. Description of the circuit diagram</title>
      <p>
        Fig. 1 shows a schematic diagram of a typical power
supply subsystem of an engineering unit [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The task of the
power supply subsystem is to ensure the supply of the
working fluid with the required parameters to the executive
subsystem. To simulate the operation of the executive
subsystem, a proportional distribution valve 2/2 is used. The
power supply subsystem under consideration takes into
account the typical faults in the form of a violation of the
tightness of the gas cavity of the hydro-pneumatic
accumulator (HPA), leakage of the working fluid in the
pressure line at the pump outlet, and pressure relief valve
wrong settings that are represented by the corresponding
simulators.
      </p>
      <p>1 - tank; 2 - gear pump; 3 - electric motor; 4 - proportional directional
control valve 2/2 - simulator of the executive subsystem (disturbing effect);
5 - hydraulic filters; 6 - heat exchanger; CA - a signal for controlling the
frequency of the pump drive rotation (control action on the FPS subsystem)</p>
      <p>The system in good condition operates as follows. The
working fluid from the tank forcibly or by gravity enters the
pump inlet while the pump driven by rotation from the
electric motor pumps the working fluid into the pressure line
and then into the system. The HPA reduces pressure
pulsations from the pump and increases the compliance
capacity of the system. The pressure relief valve protects the
pump from excess pressure above the permissible value due
to the working fluid bypass to drain acting as an overflow
valve. Ensuring the purity of the working fluid and
maintaining the temperature is carried out respectively by
hydraulic filters and heat exchangers. The 2/2 proportional
distribution valve provides an imitation of the “loading” of
the power supply subsystem by changing the area of the
passage section. For example, with a reduction in the flow
area, an increase in the pressure of the working fluid takes
place in the pressure line and a decrease in the pump
performance due to an increase in internal leaks in it also
takes place. A further decrease in the cross-sectional area of
the proportional distributor leads to a further increase in
pressure in the system and the opening of the pressure relief
valve to bypass a part of the liquid flow to the drain. An
increase in the power lost in the throttling sections of the
subsystem of the FPS is accompanied by an increase in the
temperature of the working fluid and, as a result, a change in
its viscosity and density. Using a heat exchanger allows you
to maintain the temperature of the working fluid in the
required range. The pre-charge pressure of the HPA provides
a quick transfer to the operating pressure in the FPS. At a
sudden actuation of the proportional directional control valve
2/2, the dynamic processes in the FPS change smoothly
when the pressure in the system is higher than the HPA
charging pressure due to the flexibility of its gas cavity.</p>
      <p>Methods of mathematical and physical modeling can be
used to conduct analysis of processes in order to identify
defects and faults in the system. To diagnose the system
requires the accumulation and processing of a large amount
of information, so the use of physical modeling of the object
in this case becomes difficult. Mathematical modeling of
dynamic processes in a system based on the equations of the
laws of mechanics, hydrodynamics, electromagnetism, etc. in
high-level software will allow to obtain the necessary
amounts of data which can be further used to train neural
network models and create systems for diagnosing and
monitoring the state of the FPS on their basis.</p>
    </sec>
    <sec id="sec-3">
      <title>B. Developing a simulation model in SimulationX</title>
      <p>
        Simulation of dynamic processes in the FPS power
supply subsystem taking into account characteristic faults is
performed in SimulationX. This software is an
interdisciplinary software package for modeling, simulation,
analysis and virtual testing of complex mechatronic systems
[
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. The development of a simulation model in SimulationX
takes place by connecting and combining finished blocks
(models of devices and units) into a network. Models of
various devices in SimulationX depending on their
functional purpose and application are combined into
libraries (hydraulics, pneumatics, mechanics, physical
signals, electrics, electronics, magnetism, vehicles, internal
combustion engines, vibration analysis, acoustics, thermal
processes, system reliability analysis, etc.). As a result of
using these ready-made elements and models of devices, the
development of an entire system takes place much faster in
comparison with the compilation of models of elements and
units of systems and calculations by algebraic and
differential equations, especially when it comes to complex
multicomponent and interdisciplinary systems.
      </p>
      <p>
        When developing a simulation model of the power
supply subsystem under consideration, we used elements of
the hydraulics, pneumatics, mechanics, and electrics
libraries. The appearance of the obtained simulation model is
presented in Fig. 2 [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
      </p>
    </sec>
    <sec id="sec-4">
      <title>C. Faults simulations</title>
      <p>
        Two methods can be used when simulating faults. The
first is to change the parameter or characteristics of the
element during the integration process. In this case, the
required law of the change is recorded in the window with its
parameter value. For example, to simulate a fault of a
pressure relief valve based on the "Pressure Relief Valve"
model in order to change the elastic properties of a spring in
the field of the "Static Pressure Behavior" parameter
characterizing the slope of the flow-differential characteristic
of the pressure relief valve in the control mode, a function of
the following form can be recorded [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]:

 =  0(1 −  0 ⋅  ) ⋅scale
      </p>
      <p>
where  0 is the initial value of the parameter;  0 is the
prefactor defining maximal reduction;  is the error rate;
scale is the scale ratio.</p>
      <p>The second method is to create a faults simulator from
blocks, e.g., it can be used to simulate a HPA faults. When
creating a simulator of a HPA faults in the form of a gas
leak, the "Piston Accumulator" model is used as the base
element. In this case, the gas cavity of the element is
connected to the atmosphere through a pneumatic distributor
and an adjustable throttle, the passage section of which
determines the rate of the gas leakage. When modeling a
HPA fault which manifests itself in the form of an error of its
pre-charging, one can use the standard "Accumulator" model
as the basic element. Moreover, to simulate this fault, it is
sufficient to change the initial value of the precharge at the
initial moment of integration time. However, it should be
noted the differences between the considered faults in the
HPA. When simulating a HPA faults in the form of a HPA
pre-charging error based on the "Accumulator" model, the
gas cavity is not connected to the atmosphere but remains
airtight. However, while modeling a fault in the form of a gas
leak, e.g., as a result of wear of the seals, the cavity is
depressurized, and in this case the standard "Accumulator"
model can no longer be applied.
1 - pump with drive; 2 - proportional 2/2 distributor; 3 - hydraulic filters; 4 - heat exchanger; 5 - the proportional distributor control unit; 6 - KP settings
error simulating block; 7 - HPA gas leakage simulating block; 8 - working fluid leakage from the pressure line simulating block</p>
      <p>III. THEORETICAL STUDIES OF THE DYNAMIC PROCESSES IN
THE FPS POWER SUPPLY SUBSYSTEM TAKING INTO ACCOUNT</p>
      <p>TYPICAL FAULTS</p>
      <p>One of the typical faults of the system under
consideration is an inadequate functioning of the HPA. Fig. 4
and 5 show fragments of transients in pressure and flow rate
of the working fluid in the power supply subsystem in good
condition and with a fully discharged HPA. To simulate this
fault, before starting to calculate the model, we set the
precharge pressure of the HPA to zero. The calculation results
are obtained by changing the flow area of the proportional
directional control valve according to a random law with a
uniform distribution (Fig. 3).</p>
      <p>Analysis of the graph in Fig. 4 shows that when the valve
is opened by more than 50%, there is a decrease in the flow
rate of the working fluid in a system with a discharged HPA
in relation to a fault-free working system due to the lack of
an additional fluid flow from the HPA.</p>
      <p>In a power supply subsystem with a discharged HPA,
more abrupt (spasmodic) changes in pressure occur as a
result of the change in the flow area of the distributor
compared to a fault-free state which is explained by a
decrease in the system compliance capacity (Fig. 5). In
addition, an increase in pressure pulsations when opening the
pressure relief valve can be noted, which is associated with
fluctuations in its shut-off and control element.</p>
      <p>The analysis of the results presented above shows that the
considered fault has a significant effect on the characteristics
of the heterostructure: the amplitude of the pulsations of the
parameters grows and their gradients increase. The
preparation of the training samples consists of the formation
of arrays of relative deviations of the parameters of the FPS
power supply subsystem in a fault-free and faulty states in a
wide range of changes in the control and disturbing input.</p>
      <p>IV. VERIFICATION OF THE MATHEMATICAL MODEL OF THE
FPS POWER SUPPLY SUBSYSTEM TAKING INTO ACCOUNT THE</p>
      <p>TYPICAL FAULTS</p>
      <p>Verification of the simulation model is carried out by
comparing the calculated and experimental data obtained
under identical conditions for the power supply subsystem in
a fault-free and faulty conditions: temperature of the working
fluid is 50 C; electric motor rotation frequency is 2500 rpm
[13]. To simulate the operation of the executive subsystem, a
proportional valve distributes a signal in the form of random
numbers in the range from 2 to 4 V with a uniform
distribution. The period of a stepwise changing signal is 1.5
s. Parameters are measured with a sampling frequency of 5
kHz which allows to record pressure pulsations as a result of
the gear pump operation. The constraint when setting the
sampling frequency in this case is the hardware capability in
terms of memory storage and the speed of the information
transfer.</p>
      <p>The main source of experimental data generation is the
measuring and control part which includes sensors, actuators,
valves, I/O modules, National Instruments cRIO 9023
realtime controller. It preprocesses the experimental data:
analog-to-digital conversion, filtering, high-speed record. It
also provides data visualization and control of actuators,
valves and distribution valves. Based on the results of the
data processing, time series arrays are generated in a digital
form, they are transmitted in real time for state analysis and
are additionally recorded and used to verify the model. Fig. 6
shows the graphs of transient changes in pressure at the
pump outlet obtained for the power supply subsystem with
an operable and discharged HPA.</p>
      <p>From the analysis of the results it follows that the
difference between the calculated and experimental data
obtained for the case under consideration does not exceed
5%.</p>
      <sec id="sec-4-1">
        <title>V. TRAINING SAMPLES ALGORITHM</title>
        <p>Generating training samples in the form of arrays of the
parameters values of the power supply subsystem obtained in
its various states is an important step in the development of
diagnostic systems since it directly affects the accuracy of
classification. The formation of training samples can be
represented in the form of an algorithm, the main stages of
which are: virtual modeling, storage, processing and
transmission of the received data to the hardware and
software complex of the diagnostic system for the purpose of
machine learning. An important component of the presented
algorithm is the need to correct modeling conditions in order
to improve the classification accuracy (Fig. 7).</p>
        <p>To obtain the training samples as a result of calculation,
arrays of pressure and flow rate values from time are written
into a text file. The number of arrays depends on the number
of faults intensity levels. In order to increase the efficiency of
the training the neural network models, additional
manipulations with the obtained data may be included, as
well as filtering or superimposing the noise.</p>
      </sec>
      <sec id="sec-4-2">
        <title>VI. CONCLUSION</title>
        <p>Diagnosing the technical condition of the fluid power
systems using machine learning methods is impossible
without generating training samples which can be obtained
by simulating electro-hydromechanical processes or
conducting experimental studies in high level software. The
first method is preferable, especially when practising
machine learning methods, because it is less time- and
labour-consuming and you can quickly classify the data
obtained by type, installation location and number of sensors,
sampling frequency of temporary implementations, their
sample sizes and other parameters. However, it is necessary
to be confident of the adequacy of the hydraulic system
model to real processes. The experimental method of
generating training samples for practising machine learning
methods is more time- and labour-consuming and it is
advisable to apply it even during operation of the FPS.</p>
        <p>The proposed algorithm for generating and correction of
training samples based on the simulating
electrohydromechanical processes in SimulationX, as further
studies have shown, provides recognition of the system faults
using machine learning methods.</p>
      </sec>
      <sec id="sec-4-3">
        <title>ACKNOWLEDGMENT</title>
        <p>This research was financially supported by the
Department of Science and Education of the Samara Region
as part of the subprogram “Development of the Innovative
Territorial Aerospace Cluster of the Samara Region” for
2015–2030 of the state program of the Samara Region
“Creating favorable conditions for investment and innovation
in the Samara Region” for 2014–2030 (Contract No. 62-2 of
September 10, 2019). With the partial support of the RFBR
The Russian Foundation for Basic Research (project No.
1929-01235-mk).
[Online].</p>
        <p>URL:
[13] A.M. Gareev, P.I. Greshnyakov, A.V. Nikonorov, A.G. Gimadiev and
D.M. Stadnik, “Experimental study of the effectiveness of the method
for diagnosing electro- hydromechanical systems with consideration
for the dynamics of processes based on a neural network basis,”
Collection of abstracts of ITNT, 2020.</p>
      </sec>
    </sec>
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