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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Conceptual framework for process-oriented feedback through Learning Analytics Dashboards</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Iñigo Arri</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Mondragon Unibertsitatea</institution>
          ,
          <country>España</country>
        </aff>
      </contrib-group>
      <fpage>73</fpage>
      <lpage>80</lpage>
      <abstract>
        <p>The number of students enrolled in online higher education courses is increasing, and as a result, more data on their learning process is being generated. By exploring this student behavior data through learning analytics, both student and teacher can be provided with process-oriented feedback in the form of dashboards. However, little is known about the typology of relevant feedback in the dashboard to different learning objectives, students and teachers. Although most dashboards and the feedback they provide are based solely on student performance indicators, research shows that such feedback is not sufficient. This article attempts to define a conceptual model that visualizes the relationships between the design of a Learning Analytics Dashboard (LAD) and the concepts of learning science in order to provide process-oriented feedback that supports the regulation of learning. The aim of the work is not to propose a specific design of the LAD to provide feedback, but rather a conceptual framework for the choice of concepts for that design, and therefore to help understand future data needs as a basis for the educational feedback of the dashboards. As a conclusion of our research, we can say that having LADs adapted to any profile (student, teacher, etc.) can improve decision-making processes by showing each user the information that interests them most in the way that best enables them to understand it.</p>
      </abstract>
      <kwd-group>
        <kwd>learning analytics dashboards</kwd>
        <kwd>process-oriented feedback</kwd>
        <kwd>learning sciences</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The number of students in online courses has increased in the last decade [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Therefore,
the data generated in their learning process within the online learning spaces are also
growing [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Learning Analytics (LA) emerges with the goal of using data on learner
activity in Learning Management Systems (LMS) to increase understanding of the
learning experience and better support learners [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        The rapid advancement of educational technologies and online courses has generated
greater interest in exploring data on student behavior to provide learning
process1 Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License
Attribution 4.0 International (CC BY 4.0).
oriented feedback mechanisms [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Examining how students interact within LMSs (i.e.
with each other, with teachers, with the environment...) provides opportunities to reveal
where things are progressing well and where problems may arise. Using this
information, process-oriented feedback can be generated that can help teachers and
students improve engagement and achievement [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. This feedback can be presented in
the form of visualizations on various teacher- and student-oriented dashboards [
        <xref ref-type="bibr" rid="ref6 ref7 ref8">6, 7, 8</xref>
        ].
      </p>
      <p>
        Dashboards are seen as tools that aim to improve decision-making by directing
cognition and capitalizing on human perceptual capacities [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. However, despite the
popularity of dashboards, little is known about their effectiveness, for example, the
typology of feedback needed for different learning objectives, different students and a
teacher [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        According to [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], most research on educational dashboards lacks both the
theoretical support of recent advances in the learning sciences and an evidence base for
choosing data that can help observe and evaluate learning processes to identify the
feedback needs of students and/or teachers. As a result, the information provided by the
dashboards regarding the learning process, instead of being useful, may be non-existent
and even negative [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Furthermore, current dashboard solutions are mainly based on
student performance indicators, which do not seem to contribute to student motivation
and engagement [
        <xref ref-type="bibr" rid="ref13 ref14">13, 14</xref>
        ]. Recent research reveals that when performance-oriented
dashboards are used, the orientation of student mastery decreases [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. This suggests
that such goal orientations must be carefully considered in the design of any
intervention, as the resulting instruments may affect students' interpretations of their
data and consequent academic success [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ].
      </p>
      <p>
        These goals may be mastery or performance oriented. While students with mastery
goals are usually interested in learning as an end in itself, students with
performanceoriented goals are usually interested in learning as a means of demonstrating their
ability or competence in the subject [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. In this regard, it is important to note the
importance of these guidelines in enabling students to define their learning objectives.
      </p>
      <p>
        All of the LADs for providing feedback that exist in the literature have in common
the lack of theoretical support based on the learning sciences and research on feedback
and the mechanisms underlying learning processes [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ].
      </p>
      <p>This article attempts to define a conceptual model that visualizes the relationships
between the design of an LAD and the concepts of learning science in order to provide
process-oriented feedback that supports the regulation of learning. The aim of the work
is not to propose a specific design of the LAD to provide feedback, but rather a
conceptual framework for the choice of concepts for that design, and therefore to help
understand future data needs as a basis for the educational feedback of the dashboards.</p>
      <p>In section 2, a brief analysis has been made of the different approaches that exist in
the current literature on LADs, and of the importance of personalizing them when
designing them and defining the visualizations that are made of them. Afterwards, the
concept of process-oriented feedback has been introduced as a differentiating and very
important element in the design of an LAD for the student and specifically for the
student's self-regulation process. To finish with the section of conclusions and future
research to be carried out as a continuation of this research work.</p>
    </sec>
    <sec id="sec-2">
      <title>Learning Analytics Dashboards (LAD)</title>
      <p>
        In recent years, many LADs have been implemented to facilitate the understanding of
student learning data. The objectives of these dashboards should include providing
feedback on learning activities, encouraging reflection and decision-making, increasing
engagement and motivation, and supporting learning regulation [
        <xref ref-type="bibr" rid="ref18 ref19 ref21 ref4 ref6 ref7 ref8">4, 6, 7, 8, 18, 19, 21</xref>
        ].
These LADs apply information visualization techniques to help teachers and students
explore and understand relevant user traces collected in various LMSs. The overall goal
is to enhance the learning process [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ].
      </p>
      <p>
        As for the objectives observed in the dashboards, in most of the studies carried out
so far, these are limited to the results of student performance [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], positioning students
in comparison with the performance specified by the teacher and/or peers. As noted
above, this data is collected through records of the LMSs used by students [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ].
      </p>
      <p>
        Representations of such results are generally limited to graphs, tables or other
diagrams without providing supporting mechanisms to facilitate interpretation [
        <xref ref-type="bibr" rid="ref24 ref6">6, 24</xref>
        ].
On the other hand, several studies show that a change in behavior and an improvement
in performance were observed when the student was supported in the interpretation of
the visualizations [
        <xref ref-type="bibr" rid="ref25 ref26 ref4">4, 25, 26</xref>
        ].
      </p>
      <p>
        We cannot claim to have a single approach for all types of users [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ]. In the
educational context, LADs not only seek to inform teachers about student performance,
but can also become tools to motivate students [
        <xref ref-type="bibr" rid="ref28">28</xref>
        ]. They can even serve as tools for
students to self-regulate and compare their own results. However, not all students may
respond in the same way to the information shown in an LAD about their performance
[
        <xref ref-type="bibr" rid="ref27 ref29">27, 29</xref>
        ].
      </p>
      <p>
        LADs should be personalized to provide the most effective information needed. In
fact, a study by [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ] confirmed the widespread desire of students for LADs that can be
personalized to their liking, giving them the option of configuring them to display the
information they are most interested in or see as most useful [
        <xref ref-type="bibr" rid="ref31 ref32 ref33 ref34">31, 32, 33, 34</xref>
        ].
      </p>
      <p>
        Finally, and as far as LADs are concerned, another question that arises is that of
evaluating the instrument or tool in a constant manner. This validation could review
whether the instruments are fulfilling their intended purpose, whether they are actually
having a positive effect on learning, or whether they are helping more efficient and/or
effective learning [
        <xref ref-type="bibr" rid="ref35">35</xref>
        ]. The evaluation of information visualization systems is essential.
      </p>
      <p>
        Thus, common to all of these feedback LADs is the lack of theoretical support
grounded in the learning sciences [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. Therefore, we see the need to analyze what
concepts are needed to design a LAD that provides feedback so that it is possible to
observe the learning processes with regard to possible feedback needs (e.g. learning
regulation) of different students for different learning objectives.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Process-oriented feedback</title>
      <p>
        Learning regulation and performance regulation is central to research on feedback [
        <xref ref-type="bibr" rid="ref36">36</xref>
        ].
Learning regulation is defined as an intentional and goal-directed metacognitive
activity in which students take strategic control of their actions (behavior), thinking
(cognitive), and beliefs (motivation, emotions) to complete a task [
        <xref ref-type="bibr" rid="ref37">37</xref>
        ].
      </p>
      <p>
        In practice, self-regulated learning represents experimenting and learning about
effective strategies for regulating one's own aspects such as planning, goal setting,
organization, monitoring and adaptation [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ].
      </p>
      <p>
        In summary, following regulation guidelines during a learning process can be useful
to determine possible feedback needs during a learning process [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ].
      </p>
      <p>
        As already indicated in the introduction to this research paper, research on
dashboards lacks theoretical support from recent developments in the field of learning
sciences and feedback research [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. Furthermore, current LADs are mainly based on
student performance indicators, leading to a lesser orientation of the domain [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. The
conceptual model to be defined in this paper aims to address this gap and therefore the
concept of learning process-oriented feedback needs to be further analyzed [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        Feedback can be defined as an interactive process in which the result or effect of an
action is returned ("feedback") to modify the next action towards achieving a goal. In
order to link students' past and future work and help them create a path of progressive
development, "timeliness" must be central to any action or discussion about feedback
[
        <xref ref-type="bibr" rid="ref40">40</xref>
        ].
      </p>
      <p>
        Research on feedback shows that the earlier students receive information about what
they have done, the more effective it is for their learning [
        <xref ref-type="bibr" rid="ref41">41</xref>
        ]. When we raise the idea
that LADs can provide feedback on learning regulation, we intend to inform students
about the needs for regulation during the learning process, and more specifically about
the phases of planning (definition of objectives), monitoring and adaptation
(readaptation of objectives in real time or during the itself process) [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ].
      </p>
      <p>
        As regards the typology of feedback, the different approaches described in the
research analyzed translate into two main forms: explanations aimed at improving the
cognitive dimensions of knowledge and orientations to influence student behavior [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        Cognitive feedback provides information to students about the success or failure of
a particular task through pointers, comments and/or questions, which help students
reflect on the quality of work done on a particular task [
        <xref ref-type="bibr" rid="ref42">42</xref>
        ].
      </p>
      <p>
        Unlike cognitive feedback, behavioral feedback aims at changing behavior. This
type of feedback relates to the student's learning objectives and goals, improving
awareness of learning progress and potential regulation needs during the learning
process [
        <xref ref-type="bibr" rid="ref40">40</xref>
        ].
      </p>
      <p>
        As we have seen in the section on regulation of learning, planning is the first phase
within the regulation process, and the setting of objectives is a very important part of
that phase [
        <xref ref-type="bibr" rid="ref43">43</xref>
        ]. Depending on the types of objectives set by the teacher or planned by
the students, learning outcomes will be directed at different levels of knowledge
(competences), or simply at the completion of tasks [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ]. When teachers set explicit
learning goals, students have a clear idea of course expectations and focus efficiently
on achieving those goals [
        <xref ref-type="bibr" rid="ref44">44</xref>
        ]. However, if students set or plan their own learning goals,
it can improve learning and students' own motivation [
        <xref ref-type="bibr" rid="ref45">45</xref>
        ]. It is in this case, where
students have clear objectives, that they are most likely to seek or need feedback to
close the gap between their knowledge or skills and the desired goal [
        <xref ref-type="bibr" rid="ref46">46</xref>
        ].
      </p>
      <p>
        Knowing the learning objectives and how much effort (regulatory) the learner has
put into achieving the objectives is not enough to determine the possible time when the
feedback will be most relevant to an end user [
        <xref ref-type="bibr" rid="ref47">47</xref>
        ]. LADs should on the one hand enable
the student to monitor his/her learning progress, and on the other hand assist in the
objectives planned by the student and/or teacher [
        <xref ref-type="bibr" rid="ref48">48</xref>
        ].
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions and Further Research</title>
      <p>This research paper discusses the design implications for an LAD that can provide
feedback and preliminary answers on how such feedback can be based on the learning
sciences. The research contributes to the learning sciences with respect to the lack of
methodologies for designing and building LADs, the lack of experience in
processoriented early feedback or learning goals, and data and information sciences with
respect to the type of data concepts needed to store and track learning processes in
relation to feedback.</p>
      <p>
        In summary, from the perspective of the learning sciences, the learning process can
be positively influenced by the feedback provided by LADs if the regulatory
mechanisms underlying the learning processes are taken into account [
        <xref ref-type="bibr" rid="ref46">46</xref>
        ]. This
feedback can be built on the basis of the phases of the learning regulation process that
encompass planning, monitoring and adaptation activities, which allows for the
detection of inefficient learning processes and/or objectives. Furthermore, LMSs
should consider student learning objectives to broaden the scope of LAD feedback to
support mastery orientation, in addition to performance orientation, which is the main
goal of existing solutions. By complementing feedback with the concepts of
effectiveness and efficiency of learning processes, it is also possible to track learning
progress and refine detection mechanisms for potential intervention time by allowing
for the detection of ineffective or inefficient processes during learning [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. However,
detailed mechanisms for user intervention in feedback remain a challenge.
      </p>
      <p>
        The conceptual design proposed in the paper will make it possible to provide
students with personalized process-oriented feedback through LAD, as opposed to the
traditional outcome and performance-oriented feedback of the student, which usually
occurs during learning after a learning task has been completed, indicating whether the
results are correct or not [
        <xref ref-type="bibr" rid="ref36">36</xref>
        ].
      </p>
      <p>
        Another thing to keep in mind is that IAD feedback should be bi-directional,
allowing the student to observe and improve his or her learning with respect to his or
her own need for regulation (self-regulation), on the one hand, and allowing the teacher
to observe the individual needs of the students to obtain specific feedback, on the other
hand [
        <xref ref-type="bibr" rid="ref49">49</xref>
        ].
      </p>
      <p>The future research direction thus includes these challenges:
a)</p>
      <p>Explore mechanisms of analysis that take into account the personal
characteristics of students, different personality patterns and the emotional
experience lived by the student during the learning process, when designing
the corresponding feedback model within the LAD.</p>
      <p>Analyze the possibilities of feedback by integrating the socio-emotional
context of learning based on multimodal data that can be collected, for
example, from wearable sensors, audio/video flow analysis, etc.</p>
      <p>To review other research, with the aim of obtaining new techniques of data
visualization and analysis, through which one can work better in supporting
the feedback ideas presented in this paper.</p>
    </sec>
  </body>
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