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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>User Feedback in Controllable and Explainable Social Recommender Systems: a Linguistic Analysis</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Chun-Hua Tsai</string-name>
          <email>ctsai@psu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Peter Brusilovsky</string-name>
          <email>peterb@pitt.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Penn State University</institution>
          ,
          <addr-line>University Park, PA</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Pittsburgh</institution>
          ,
          <addr-line>Pittsburgh, PA</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Controllable and explainable intelligent user interfaces have been used to provide transparent recommendations. Many researchers have explored interfaces that support user control and provide explanations of the recommendation process and models. To extend the works to real-world decision-making scenarios, we need to understand further the users' mental models of the enhanced system components. In this paper, we make a step in this direction by investigating a free form feedback left by users of social recommender systems to specify the reasons of selecting prompted social recommendations. With a user study involving 50 subjects (N=50), we present the linguistic changes in using controllable and explainable interfaces for a social information-seeking task. Based on our findings, we discuss design implications for controllable and explainable recommender systems.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        CCS Concepts
•Information systems ! Social recommendation;
Recommender systems; •Human-centered computing ! User
interface design;
INTRODUCTION
Recommender systems have been widely adopted to many
different real-world applications to facilitate the
decisionmaking process, from daily entertainment purposes [
        <xref ref-type="bibr" rid="ref28">28</xref>
        ] to
life-threatening situations [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]. With the abundance of data
and AI-driven techniques, the recommender systems have
become more powerful in providing algorithmically accurate
predictions of user preference. However, the user information
needs are varied in a different time and situation [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The
“one-size-fit-all” solution is less useful and also not realistic
in real-world situations [
        <xref ref-type="bibr" rid="ref52">52</xref>
        ]. Moreover, the recommendation
models are usually not transparent or understandable to lay
users. It has been shown that if the provided recommendations
are opaque or are lack of transparency, the users tend to trust
the recommendations less [
        <xref ref-type="bibr" rid="ref40">40</xref>
        ].
      </p>
      <p>
        The lack-of-transparency problems have been addressed in
the research of explainable AI (XAI) [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], which focuses on
      </p>
      <p>
        The user experiments, like online, lab-controlled, or field
studies, were commonly adopted to evaluate the proposed
intelligent user interfaces. The typical approach is to let the users
interact with the system and measure their subjective feedback
by survey or interview [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ], which was effective in collecting
the explicit feedback from the users or subjects. However, the
rationale, for example, why does a user select the
recommendations, play music [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] or purchase the recommended item,
was seldom measured and discussed in the user experiments
[
        <xref ref-type="bibr" rid="ref31">31</xref>
        ]. However, the human decision process is a complex
multifaceted construct that consists of user psychological states [
        <xref ref-type="bibr" rid="ref16 ref23 ref45">16,
23, 45</xref>
        ]. The rationale is important user feedback to uncover
user’s mental models of understanding the way the system
works and the experience of using the system [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. It is also a
crucial indicator to determine if the systems and user interfaces
are “good” enough for the users [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ]. It is an under-explored
area of understanding how the users can adopt controllable and
explainable recommender interfaces in their decision-making
process [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>In this paper, we aim to understand the user feedback in the
controllable and explainable social recommender systems.
That is, we would like to answer the research question of
“How do controllable and explainable interfaces affect the
user feedback in the social decision process?” We formulated
the user feedback by user-generated text, i.e., the reasons of
selecting prompted social recommendations. We conducted a
lab-controlled user study and then applied linguistic analysis
to the collected data. A total of 50 subjects (N=50) were
interacting with four different social recommender interfaces in a
lab-controlled study. We compared the 25 categories across
three linguistic dimensions, include grammar, summary
language and psychological processes. The comparison allows us
to observe the user feedback changes across different interface
components. We found the users may have different
decisionmaking mental models when the recommender interface is
controllable or explainable.</p>
      <p>Our works contribute to the literature of recommender systems
is three-fold. First, we introduce an empirical dataset. It is
our attempt to measure the user feedback changes between
controllable and explainable interfaces. Second, we present
a linguistic approach to measure the user feedback of social
decisions. Third, we discuss the design implications for future
recommender research based on our findings.</p>
      <p>
        RELATED WORKS
Controllable recommender systems allow users to interact
with the system [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], i.e., the users can rank or re-sort the
recommendation based on their preference or information need.
The interaction was usually powered by user interfaces with
visualization techniques [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. Previous works had made many
attempts to enhance the system controllability. For
example, 1) the controllable meta-recommendation interface that
allowed the user to adjust the recommendation models [
        <xref ref-type="bibr" rid="ref43">43</xref>
        ];
2) the slider-based social recommender interface that allowed
users to fusion multiple recommendation sources [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] as well
as inspired to support user-driven fusion [
        <xref ref-type="bibr" rid="ref35">35</xref>
        ] and exploratory
search [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]; 3) a cluster interface enabled users to explore
conference papers and talks through an overview map [
        <xref ref-type="bibr" rid="ref55">55</xref>
        ]; 4) a
two-dimensional scatter-lot for a social recommender system
that helped the users to find a suitable social connection in
two-dimension visualized space [
        <xref ref-type="bibr" rid="ref52">52</xref>
        ].
      </p>
      <p>
        Explainable recommender systems can achieve different
explanatory goals by single-style or hybrid explanations [
        <xref ref-type="bibr" rid="ref26 ref44">44,
26</xref>
        ]. Providing explanations had been studied to improve user
satisfaction, user perception, and user experience [
        <xref ref-type="bibr" rid="ref26 ref33 ref48">48, 33, 26</xref>
        ].
Previous works had made many attempts in enhancing the
system explainability. For example, 1) rule-based
personalized explanations for hybrid recommender systems that using
visualization or text [
        <xref ref-type="bibr" rid="ref26 ref27">26, 27</xref>
        ]; 2) feature-based personalized
explanations for the product recommendation based on personal
characteristics [
        <xref ref-type="bibr" rid="ref28">28</xref>
        ]; 3) algorithmic explanations on visual
recommender systems [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]; 4) post-hoc explanation for a social
recommender that adopts visualizations [
        <xref ref-type="bibr" rid="ref53">53</xref>
        ].
      </p>
      <p>
        The user-centric evaluation framework was adopted for the
controllable or explainable recommender systems in
explaining the user experience [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]. The framework contains both
explicit (questionnaire, rating, like, etc.) and implicit (click,
time, system log, etc.) user feedback. It was common to see
the experiment adopted the established assessment tools, e.g.,
NASA-TLX [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] and ResQue [
        <xref ref-type="bibr" rid="ref40">40</xref>
        ], to measure the user
subjective feedback, e.g., satisfaction, trust and workload. However,
the post-experiment survey may not fully reflect the
psychological states while interacting with the system. A few implicit
user feedback was adopted in previous studies. For example,
[
        <xref ref-type="bibr" rid="ref25 ref50 ref52">25, 52, 50</xref>
        ] proposed the behavior interaction factors that
measured the variables of number of clicks, use time, follow/like,
etc. The behavior factors and variables were very
interfaceoriented that measured the interaction between the interfaces
and users, which may not fully reflect the users’ psychological
states, e.g., emotion or feeling.
      </p>
      <p>
        Measuring the users’ mental model in recommender systems
have been discussed in previous works, e.g., using
recommender interfaces to change the user saving energy behavior
[
        <xref ref-type="bibr" rid="ref23 ref45">23, 45</xref>
        ]. [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ] argued that explainable AI, such as
explainable recommender interface, should further consider the
multidiscipline knowledge, not just from the researcher’s intuition
[
        <xref ref-type="bibr" rid="ref29">29</xref>
        ]. The user experience is a complex multifaceted contact
that required further understanding of the user’s mental model
[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. A more complex user experience (e.g., emotions and
cognitive processes) can be measured by users’ writing text
[
        <xref ref-type="bibr" rid="ref37">37</xref>
        ]. The word choice in writing has been shown related to
the writer’s psychological states, e.g., personality, emotion,
and social fluctuations [
        <xref ref-type="bibr" rid="ref37">37</xref>
        ]. For controllable and
explainable recommender systems, the recent work of [
        <xref ref-type="bibr" rid="ref42">42</xref>
        ] argued
that user-centered design should consider the user’s mental
models. [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ] explored the mental model in a transparent and
controllable recommender system through a qualitative study,
the findings uncovered diverse mental models of perceiving
the recommender system. However, the user’s mental model
in social decision-making is still under-explored. In this
paper, we plan to explore the reasons of selecting the social
recommendations, measured by user feedback in a free-form
text.
      </p>
      <p>APPROACH
Our goal in this paper is to apply linguistic analysis to
freeform user feedback of social recommender systems, which
specify the reasons for selecting prompted social
recommendations. The free-form user feedback was a couple of sentences
that collected through a text input box every-time the user
made the selection. We used the user-generated text as a
window to the user’s mental model that the user build while
interacting with the system.</p>
      <p>
        Linguistic Analysis
The word choice in writing has been shown related to the
writer’s psychological states, e.g., personality, emotion, and
social fluctuations [
        <xref ref-type="bibr" rid="ref37">37</xref>
        ]. Linguistic Inquiry and Word Count
(LIWC) is a linguistic analysis tool that categorized words
in psychological meaningful categories [
        <xref ref-type="bibr" rid="ref46">46</xref>
        ], which helps to
detect the sentiment and psychological process using users’
writing text. Table 1 presented the dimensions that adopted in
this paper, including Summary Language Variables, Grammar
Variables and Psychological Processes Variables dimensions.
The Grammar Variables dimension included seven categories
to present the common linguistic variables: the percentage
of “word counts”, “words &gt; 6 letters”, “verbs”, “adjective”,
“comparisons”, “interrogatives”, “numbers” and “quantifiers”.
These categories depict the basic structure of the writing as
well as indicators that we can compare the difference between
articles or sentences. The “words &gt; 6 letters” (big words)
category indicates the percentage of the words with more than
six letters. A high score on this category means using words
is more complicated and usually less emotional [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ].
The Summary Language Variables dimension included four
categories: 1) “Analytic”: this category captures the degree
of writing text that “suggest formal, logical, and hierarchical
thinking patterns” [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ]. A high score on “Analytic” category
means the writing text is more narrative based on personal
      </p>
    </sec>
    <sec id="sec-2">
      <title>Category Abbrev Examples</title>
      <p>Grammar Variables</p>
      <p>Word Counts WC
Words &gt; 6 letters sixltr advance, combination
Common verbs verb eat, come, carry
Common adjectives adj free, happy, long
Comparisons compare greater, best, after
Interrogatives interrog how, when, what
Numbers number second, thousand
Quantifiers quant few, many, much</p>
      <p>Summary Language Variables
Analytical thinking analytic</p>
      <p>Clout clout</p>
      <p>Authentic authentic
Emotional tone tone</p>
    </sec>
    <sec id="sec-3">
      <title>Category Abbrev Examples</title>
      <p>Psychological Processes Variables
Affective processes affect happy, cried
Positive emotion posemo love, nice, sweet
Negative emotion negemo hurt, ugly, nasty
Social processes social mate, talk, they
Female references female girl, her, mom
Male references male boy, his, dad
Perceptual Processes percept look, heard, feeling</p>
      <p>See see view, saw, seen</p>
      <p>
        Past focus focuspast ago, did, talked
Present focus focuspresent today, is, now
Future focus focusfuture may, will, soon
Motion motion arrive, car, go
Time time end, until, season
experience [
        <xref ref-type="bibr" rid="ref36">36</xref>
        ]. 2) “Clout”: this category captures the degree
of social status, which indicates “the confidence, or leadership
that people display through their writing” [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ]. A high score
on “Clout” implies the writer is in a higher social status or the
role in control [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. 3) “Authenticity”: this category captures
the degree of revealing in a honest way that are more “personal,
humble, and vulnerable” [
        <xref ref-type="bibr" rid="ref38">38</xref>
        ]. A high score on “Authenticity”
implies the writing is reflecting the real thought of the writer
[
        <xref ref-type="bibr" rid="ref30">30</xref>
        ]. 4) “Emotional tone”: this category captures the degree
of emotions. A high score (more than 50) on “Emotional tone”
supports the writing is carrying positive emotion [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
The Psychological Processes Variables is the most notable
linguistic dimension provided by the LIWC program, which
provides more than 50 different categories. In this paper, we
filtered a total of 12 categories in five groups that are most
relevant to this analysis. 1) “Affective processes”: it refers
to the affective experience of feeling, emotion, or mood. A
higher “Affective processes” score means the writings contain
more emotion words. In particular, the “Positive emotion” and
“Negative emotion” categories were chosen to distinguish the
effects of positive and negative sentiment terms. 2) “Social
process”: refers to the personal social experience of interact,
adjust, and establish relationships. A higher “Social process”
score means the writing contains more social terms. We are
particularly interested in the gender difference in our analysis.
The categories of “Female references” and “Male reference”
are also included. 3) “Perceptual processes”: it refers to the
human perceptual experience with the environment, e.g., see,
hear, or feel. A higher “Perceptual processes” score means
there are more terms related to perceptions. We have
highlighted the “See” category in this analysis. 4) “Time
orientations”: it refers to how the time perception, e.g., “Past focus”,
“Present focus” and “Future focus”, i.e., the duration of the
events. 5) “Relativity”: “Motion” and “Time” categories were
included in this analysis, to capture the percentage of motion
and time related terms in the submitted statements.
Experimental Platform
In this paper, we explored the user feedback model of using
an experimental platform: Relevance Tuner+, a controllable
and explainable social recommender user interface [
        <xref ref-type="bibr" rid="ref53">53</xref>
        ] of
the Conference Navigator (CN). CN is a conference support
system [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], which has been used at more than 30+ research
conferences. The Relevance Tuner+ was adapted to provide
social recommendations to the conference attendees. Figure
1 presents the interface of the Relevance Tuner+. The
relevance sliders (section A) provide user controllability to tune
(re-rank) the order of social recommendations based on the
user assigned weightings. The users can tune the relevance
sliders based on their information needs or personal
preference. Section D provided the scholars’ profile data; the users
can inspect the publication list by clicking the name link. The
colored stackable bar visualization (section B) shows how the
total relevance score is calculated. The explainability was
enabled by the explanation icon (section C).
      </p>
      <p>
        Each relevance sliders (section A) controls the importance
(weighting) of one of the four recommendation models of the
hybrid recommender engine. 1) Publication Similarity: this
similarity was determined by the degree of cosine similarity
between two scholars’ publications; 2) Topic Similarity: this
similarity was determined by matching research interests
using topic modeling (LDA) approach [
        <xref ref-type="bibr" rid="ref56">56</xref>
        ]; 3) Co-Authorship
Similarity: this similarity approximated the co-authorship
network distance between the user and recommended scholars; 4)
Interest Similarity: this similarity was determined by the
number of co-bookmarked conference papers and co-connected
authors in the conference support social system Conference
Navigator (CN3).
      </p>
      <p>
        The explanation icon (section C) opens an explanation window
so the users can inspect the rationale behind each
recommendation model. The examples of explaining the four
recommendation models are presented in Figure 2. The publication
similarity was explained by a Two-Way Bar Chart, the
textlevel similarity between the publication of the user and the
attendee. The topic similarity was explained by Topical Radar,
showing the research topics in a radar chart and the topical
words of each research topic in the table. The co-authorship
similarity was explained by a strength graph, which shown
the co-authorship network in a path graph. The CN3 interest
similarity was explained by Venn Tags interface, to present the
bookmarked item in the Venn diagram. The effectiveness of
the explanation interfaces was evaluated by previous studies.
The detailed designs and evaluations of each component can
be found in [
        <xref ref-type="bibr" rid="ref53 ref54">54, 53</xref>
        ].
      </p>
      <p>Experimental Procedure
The controlled lab user study was conducted in May/June 2019
at the campus of the University of Pittsburgh with a group of
50 graduate students. The study followed a within-subject
design for testing four social recommender interfaces using
Relevance Tuner+: baseline (BASE), controllable (CONT),
explainable (EXPL) and controllable+explainable (FULL)
conditions. Section B and D was enabled in all conditions, but
different rules applied to section A and C. The FULL interface
(shown in Figure 1) had both section A and C enabled. Section
A or C was enabled in CONT and EXPL interfaces,
respectively (i.e., has only one section enabled in the interface). Both
sections A and C were disabled in the BASE interface. To
minimize the learning effect and bias, we followed a Latin square
design to balance the conditions appeared to each participant.
In the study, the subjects were told to act as a researcher who is
attending the conference. The experiment subjects were asked
to select suitable candidates to meet at an academic conference
based on the scenario shown below (the same scenario was
used in each interface), based on their best judgment.
Participants were given one training session and one information
search tasks for each interface. In the training session, we
urged the user study participants to follow a few steps, so they
have a chance to familiarize the system. The subjects were
then to be asked to complete an information search task by
a scenario of finding advisors or mentors for their graduate
school admission.</p>
      <p>Scenario of Finding Advisor/Mentor:
1. If you plan to pursue a doctoral degree after your
current degree program, it is an excellent
opportunity to find your prospective advisor or mentor at
the conference. For this task, you will select
scholars to follow as potential advisors/mentors. Please
follow four scholars whose work is more relevant
to your research interest(s). The ideal candidates
will be scholars who the system identified as ’more’
connected to your chosen SCI professors, so they
can provide you a strong recommendation letter;
2. Please “follow” four scholars whose work in more
relevant to your research interest(s). The ideal
candidates will be scholars who the system identified
as more connected to your chosen SCI professors
(so they can provide you a strong recommendation
letter, etc.</p>
      <sec id="sec-3-1">
        <title>3. You are also expected to justify your selections (for example, to the Ph.D. admission committee), so it is important to pay attention to why do you make the selection.</title>
        <p>
          It is a typical similarity-based scenario that prompts the
participants to select scholars (in an academic conference) who have
similar research interests as well as have a close connection
with the subject’s social (co-authorship) network. In the
design of Relevance Tuner+, the users can tune the publication
similarity and co-authorship similarity sliders for re-ordering
the recommendation to better-fit their information needs. For
each selected scholar, the subjects were asked to justify their
selections using a free-form text. The user input text was
collected by a pop-up box when the user clicked on “follow”
button (shown in Figure 1, section D). It provides an insight to
observe the implicit user feedback of social decision-making
through writing text, which implied the users’ psychological
states while interacting with a user-controllable and
explainable social recommender interface [
          <xref ref-type="bibr" rid="ref37">37</xref>
          ].
        </p>
        <p>To control the data sparsity, the participants were asked to
fill-up a pre-study questionnaire for user preference elicitation.
The questionnaire required the participants to pick 10 (out of
100) research keywords (As the participant’s research topics,
e.g., data mining, HCI, etc.), 5 professor (from 18 professor
at the University of Pittsburgh whose works related to UMAP
conferences, as the participant’s co-author) and 12 preferred
UMAP papers that were bookmarked in the CN system (as
the publication text and interest), so we can generate
personalized social recommendations using the four recommendation
models. The conference data (papers, authors and conference
attendees, bookmarks, etc.) was gathered from the UMAP
conference proceeding from the year 2015 to 2018, the meta-data
can be found in Table 2. The conference data can be accessed
through the Conference Navigator (CN) system1.</p>
        <p>Data Description
A total of 50 participants (N=50) were recruited for the
labcontrolled user study. There were 28 males and 22 females
whose ages ranged from 22 to 44 (M=28.82, SD=4.83). A
total of 22 masters’ students joined the study, including 21 IS
and 1 MST majors. There were 28 doctoral students, including
18 IS, 3 LIS, 2 CS, and 5 ISP majors. All doctoral students
had at least one publication and one conference attending
experience, but no Masters’ students had any publication or
any conference attendance. Subjects took between 52 and
192 minutes (M=106.05, SD=28.80) to complete the study.
Each subject was asked to select at least four scholars in each
interface, based on the Scenario of Finding Advisor/Mentor.
The dataset contains 829 user choice statements (included 29
extra). The word count of each statement ranges from 1 to 51
words (M=10.23, SD=7.44). One example statement of the
participant who using BASE interface is shown below.
“We have the highest publication similari[ti]es. His
research is on cognitive science which is also my interest.”
(Subject 3; Female Master Student).</p>
        <p>The subjects were expected (but not required) to use all
interface components to help them make the selections. In the
1http://halley.exp.sis.pitt.edu/cn3/portalindex.php
statement above, the decision was made by the highest
publication similarity score, which the subjects can explore from
the colored stackable bar (Figure 1, section B). However, the
research interest information can only be determined by
inspecting the publication list (Figure 1, section D). Another
statement submitted by the participant who of using the CONT
interface, the subject’s response indicates the usage of both
countable components, shown below.</p>
        <p>“Second highest relevance when co-auth[o]rship
similarity is set to 10” (Subject 36; Male Master Student)
The participant adopted the slider component (Figure 1,
section A) and made his decision based on the ranking of
relevance score. A further example from the participant who
was using the EXPL interface may show the adaption of the
explanation component.</p>
        <p>“His work in social media text analysis and
recomm[e]ndation system attracts me. And he
has a closed con[n]ection with my advisors.” (Subject
22; Male PhD Student)
The co-authorship information (“close connection with
advisor”) was accessed from the explanation of the co-authorship
similarity, i.e., to inspect the visualization (Figure 2c) after
clicking the explanation icon (Figure 1, section C). The
usergenerated data provides us an opportunity to reveal the inner
psychological states changes while using different controllable
or explainable interface components.</p>
        <p>
          To compute the linguistic changes between interfaces, we first
group the submitted statements by the participants and
interfaces. We combined multiple statements into a text string, so
each interface has an equal number of combined statements
(a total of 50). The statements were analyzed for measuring
the change of users’ psychological states of using the
controllable and explainable social recommender interfaces. We ran
the normality test and found our data were not normally
distributed. Hence, we applied a nonparametric paired Wilcoxon
signed-rank test [
          <xref ref-type="bibr" rid="ref34">34</xref>
          ] to assess the population mean rank
difference. The pairwise comparison of 4 recommender interfaces
raises the need to control for the Type I errors (i.e., false
positives). We applied the false discovery rate procedure by the
Benjamini and Hochberg (BH) method to adjust the P values
in our analysis [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ].
        </p>
        <p>RESULTS
The Grammar Variables
We reported the linguistic analysis results of the grammar
variables in Table 3. We observed the participants submitted
less words in the EXPL interface. The Wilcoxon signed-rank
test supported the word counts of EXPL interface was
significantly less than the CONT (V = 835:5; P_Ad j = 0:10) 2
and FULL (V = 431:5; P_Ad j = 0:10) interfaces. The
percentage of using more than 6 letters words (sixltr, the “big
words”) was lower in the CONT interface, compared to the
BASE with the most big words, e.g., “similarity”, “authorship”,
“interest”, and “publication”3. The Wilcoxon signed-rank test
indicated the number of big words in the CONT interface was
significantly lower than the BASE (V = 807; P_Ad j = 0:06)
and EXPL (V = 388; P_Ad j = 0:07) interfaces. We did not
find significance in the categories of verb, adj, and compare,
however, the usage of adjectives and comparison words were
higher in the EXPL and FULL interfaces. The adjective words
(adj) in our data included: “high”, “similar”, “good”, and
“interesting”. The comparison words (compare) in our data
included: “similar”, “highest”, “more”, and “very”.
It was interesting to see there were more interrogative words
in the CONT interface that outperformed the other three
interfaces, especially the EXPL interface which has the least
interrogative words. The interrogative words (interorg) in
our data included: “which”, “when”, “how”, and “what”. The
Wilcoxon signed-rank test indicated the percentage of
interrogative words in the BASE (V = 58; P_Ad j = 0:008) and CONT
(V = 132; P_Ad j = 0:006) interface were both significantly
higher than the EXPL interfaces. We did not find significance
in the category of number, but we observed the difference
in the quantifier category. The common quantifier words
included: “very”, “many”, “few”, and “much”. The Wilcoxon
signed-rank test indicated the percentage of quantifier words
in the BASE interface was significantly lower than the FULL
(V = 124; P_Ad j = 0:031) interface.</p>
        <p>The Summary Language Variables
We reported the linguistic analysis results of the summary
language variables in Table 4. We observed the score of Analytic
dropped in the CONT interface versus the other three
interfaces. The score of Analytic variable of CONT interface was
lower than the FULL interface, but we did not find significance
after the BH adjustment. The analysis result implied the
participants used less logical and hierarchical word structure in
their statements when interacting with a controllable interface.
A low Analytic score (=9.72) statement example, using CONT
interface, was shown as below.</p>
        <p>“His topic is social community; this topic is social
community; his topic is about city and urban area; her topic
is social network.” (Subject 13; Male PhD student)
As we can see, Subject 13 only pointed out the topic relevance
and used less logical and hierarchical words to explain or
justify in his statement. We can compare it to a high Analytic
score (=99) statement example, using FULL interface, was
shown as below.</p>
        <p>“He has the highest score with the highest CN3
interest similarity score. Good network shown in the
Coauthorship similarity. The most relevant publications to
my interest among all. The second-highest CN3 interest
similarity.” (Subject 8; Male PhD student)
We can see the Subject 8 adopted the interface components
and provide a thoughtful reason to justify his decision. The
sentences adopted the information from the relevance score,
2“P_Adj” (Adjusted P-Value): adjusting the false discovery rate
using the Benjamini and Hochberg (BH) method.
3The sample words was ordered by the term frequency in our dataset,
applied to all examples below.
ranking, explanation of co-authorship similarity and
publication similarity. It is interesting to mention the score was
even lower (although not significantly) than the BASE
interface, which implied the controllable interface might facilitate
a quick but less thoughtful decision process. A high Analytic
score (=99) text example, using BASE interface, was shown as
below.</p>
        <p>“because of similar interest publications like facial
recognition following; because of interest in recommender
system and connections following; be[ca]use of
publications in domain of visualiz[a]tion and computer vision;
because of interest in data mining” (Subject 34; Male
Master Student)
The statement from Subject 34 showed the participant could
leverage different components for making the decision. In the
BASE interface, the participant had no supports on controllable
and explainable components. The subject needed to inspect
the candidate’s publication list and made the selection based
on the shared research interests. It is doable, but it was not
surprising to find out the subject needs extra effort (more time
and clicks) in searching and organizing this information.
We observed the score of Clout in the CONT interface was the
highest versus the other three interfaces. The Clout variable
score of CONT interface was higher than the EXPL interface,
but we did not find significance after the BH adjustment. The
result implied the controllable interface grants the “power” to
the users that letting them feel in control, which may be less
support when only the explanations were provided. A high
Clout score (=99) text example, using CONT interface, was
shown as below.</p>
        <p>“She has a highest score of adding four scores up. She
is the most similar scholars with me. We have high
publication similarity and co authorship similar[i]ty. We
can share opinions of our publications. We have a high
topic similarity. We care about same topics, maybe we
can col[l]ab[o]rate in the future. We have a high CN3
interest similarity and co authorship similarity. We have
similar interest.” (Subject 45; Female Master student)</p>
      </sec>
      <sec id="sec-3-2">
        <title>CONT &amp; FULL</title>
      </sec>
      <sec id="sec-3-3">
        <title>EXPL &amp;</title>
        <p>FULL
We can find the confidence and assurance in the submitted text,
from the statement of Subject 45. The subject used more we
have and we can in the statement, which indicates an equal
social status to the scholars she has chosen, even when she
was a Master student with limited research experience.
We did not find a significant difference in the score of
Authentic. In general, the scores are lower than 50, which represents
the degree of the writing, reflecting the subjects’ real thought
was small. The issue was due to the Authentic category was
trained by the text, which reflects more “personal, humble,
and vulnerable”, which may not apply to the experimental
dataset. In the lab-controlled user study, the subjects were
asked to provide feedback based on the selecting decision
rather than the personal life experiences. It is not surprising
that the scores are below the average. An example of high
Authentic score (=92), using CONT interface, was provided
below.</p>
        <p>“related work in viz and interactive systems interested in
visual decision making no publications listed, but I am
familiar with [Scholar J] interests health related interests
in UMAP.” (Subject 2; Male PhD student)
The text of Subject 2 mentioned the personal research interests
and personal connection with a scholar listed in the social
recommendation list. It is evident that the text revealing the
real thoughts.</p>
        <p>We did not find a significant difference in the score of Emotion
Tone, but we observed all submitted text were more align with
positive emotions. The average score was 79 to 85, which
was higher the cut-off line 50, in between the positive and
negative emotions texts. The FULL interface had the highest
score that showed high positive feedback in the submissions.
An example of high Emotion Tone score (=99), using FULL
interface, was provided below.</p>
        <p>“Big figure in recommendation domain. Have many good
papers Using deep learning models on the
recommendation. many good papers Very interesting work in video
engagement prediction Interesting MOOC research, can
be combined with concept/knowledge learning.” (Subject
25; Male PhD student)
Many positive words were mentioned in the statement
submitted by Subject 25, for example, “good paper” and “interesting
work”, which indicates a more positive emotion tone.
The Psychological Processes Variables
We reported the linguistic analysis results of the psychological
processes variables in Table 5. We did not find a significant
difference in the categories of affect, posemo and negemo.
However, we found the FULL interface has more affective and
positive emotion words, i.e., feeling and emotions words, the
common words in our dataset included: “strong”, “interest”,
“interesting”, and “nice”. We observed very few negative
emotion words in our experimental dataset, and only a few
subjects used the word “low” in their statement, which usually
indicated the lower bar in the relevance slider. The result is
not surprising since we asked the participants to select a set of
academic advisors, which is not commonplace for receiving
negative user feedback.</p>
        <p>We observed the CONT interface has more social words
(social) than the other interfaces. The common social word in our
dataset included: social, related, they, their, etc. The Wilcoxon
signed-rank test indicated the percentage of social word in
CONT interface was significantly higher than the BASE (V =
225:5; P_Ad j = 0:05) and EXPL (V = 559; P_Ad j = 0:05)
interfaces. We did not find a significant difference in the male
category, however, we observed the female category was
dynamic across interfaces. Surprisingly, we found the female
related words (e.g., “she” and “her”) was used more in
nonexplainable interfaces, i.e., the BASE and CONT interfaces.
The Wilcoxon signed-rank test indicated the percentage of
female word in BASE interface was significantly more than
FULL (V = 106; P = 0:019) interfaces. The same pattern
repeated in CONT interface that outperformed both EXPL
(V = 120; P = 0:019) and FULL (V = 134:5; P = 0:019)
interfaces. The female words were mentioned less in the
statements when the extra explanations were given. Interestingly,
the usage female words was maintained across the interfaces.
The result implied when no extra explanations were provided,
which the recommendations were not transparency, the gender
information may be more appearing.</p>
        <p>In the categories of percept and see, we found the BASE
interface was outperformed the other three interfaces, although no
significant difference was found in the pairwise testing. The
common percept and see words in our data included: “look”,
“see”, and “eye”. The score of percept words in BASE interface
was higher than the CONT and EXPL interfaces. The same
pattern repeated in see category, the Wilcoxon signed-rank
test indicated the percentage of see words in BASE interface
was higher than EXPL (V = 113; P_Ad j = 0:006) and FULL
(V = 111; P_Ad j = 0:024) interfaces. The result supports the
limited baseline interface, the subjects tend to use more
perceptual words in their statements, e.g., “his topics (papers)
look like interesting”.</p>
        <p>In the categories of focuspast, focuspresent and focusfuture,
we found the “present tense” was adopted the most in the
submitted text. The score of focuspresent words in CONT
interface was higher than the BASE interface. The result implied
the interactive (controllable) user interface gave the users
realtime response, which may let them had more sense of current
time. The interaction also make the participants had more
motion words in their statements, e.g., “mine”, “tune”, “walk”,
and “run”. The CONT interface has more motion related words
than the EXPL and FULL interfaces. We also observed the
users mentioned more time words in CONT interface, compare
to the BASE interface, It is interesting to observe the motion
words were only used more when the controllability, but not
explainability was enabled. The effect did not persist with the
extra explanation involved.</p>
        <p>
          DISCUSSION
Controllable Recommender Interfaces
The goal of a user-controllable recommender interface is to put
the user in control, so the users can influence or further filter
the recommendations based on their preference or difference
user needs [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ]. The design is aim to expedite the decision
process. Based on the linguistic analysis, we found the users felt
more in charge while using the controllable interface, which
was supported by the high score on the clout category. We also
observed the score of analytic thinking was lower. The results
indicated when the controllable interface was provided, the
user feedback shown more on filtering the recommendations
instead of determining the good recommendations. We also
found the controllable interface was used less big words and
analytic words in their statements than the non-controllable
interface (either baseline or the explainable interface). The
interaction was showing less emotional, which may also be
implied it is more rational and precise.
        </p>
        <p>
          We analyzed the linguistic changes between controllable and
non-controllable interfaces. We observed the users mentioned
more interrogative words while making the decision. The
users tend to “fine-tune” the relevance sliders to a point and
pick the recommendations on the top. The user feedback went
through a conditional decision process that the users tend to
select top-recommended items when one relevance slider was
tuned (high or low). The controllable interface can be seen as a
“contrasting explanation” that users are tuning “counterfactual
cases” in comparing the recommendations [
          <xref ref-type="bibr" rid="ref29">29</xref>
          ]. The tuning
process provides evidence to gain the confidence of selecting
the recommendation. The users tend to use more social words
and focus on the present time as well as mentioned more
motion words, which indicated the interaction between the
users and the interactive interface component.
        </p>
        <p>
          The interaction was also a cognitive load that prevents the
users from inspecting the profile of the further recommend
scholar (e.g., the publications and the scholars’ profiles). The
users tend to set a clear goal to efficiently search or compare
the scholars who fitted certain criteria. Based on the user
feedback, we found the rationale of the “why do they want
to select the scholars” is less salient. The decision process
may be less thoughtful due to the low score on analytic
category. Based on the sense of motion and female aspects, the
gender information seems more appearing when the
recommender interface was not explainable. In addition, when both
controllable and explainable components were enabled, the
controllable component was adopted more by the users.
Explainable Recommender Interfaces
The goal of an explainable recommender interface is to make
the recommendation reasoning process or outcome
transparent [
          <xref ref-type="bibr" rid="ref49">49</xref>
          ], i.e., let the user understand the rationale behind the
system [
          <xref ref-type="bibr" rid="ref41">41</xref>
          ]. The design aims to gain system transparency that
lets the users know the reasoning process of the
recommendation models. Based on the linguistic analysis, we found,
in the EXPL interface, the users were able to inspect the
recommendation models through different visual explanations.
We observed the users did use more complicated words in
their text, which leads to the decision with analytic thinking.
The users were able to make thoughtful decisions based on
the information provided. The users tend to use more certain
words that are less hesitation as well as show more positive
emotion during the decision-making process.
        </p>
        <p>
          Due to the users cannot directly interact with the interface,
the users used less motion words in their text. We observed
the users mentioned less interrogative words while making
the decision, it is not conditional decision-making that causes
by user-driven filtering. It is surprising to observe that, when
explanations were granted, the usage of female words was
reduced. One possible reason is when limited information was
provided; the gender characteristic was more appealing so that
the users may make their decision based on this. Providing
explainable recommendations may be a solution to a social
recommender when gender equality is a major concern.
Providing extra explanations also brings a significant
cognitive load that we observed the users significantly reduced the
word counts in their statements. The detailed information may
distract the users and make them less confident in the
decisionmaking process. It may be another information overloading to
the users, which may violate the original intention of
introducing a recommender system into the decision-making process
[
          <xref ref-type="bibr" rid="ref57">57</xref>
          ]. The explainable interface is like a double-sided blade
that can help the users to make thoughtful decisions but
required extra cognitive loads to process the explanations, which
may not be useful in many low-stake situations. For
example, recommendation books, movies, and items for purchases.
Instead, a useful recommender system may “shield” the
distracting information so the users can make the decision faster.
We argue the extra explanations are useful only when the
decision is high-stake, and the users really need it. However, it is
not surprising the users perceived the providing explanations
with bias [
          <xref ref-type="bibr" rid="ref29">29</xref>
          ]. The finding suggests to further explore the
possible solution to identify when and how to provide these
explanations to the users, so the providing explanation can be
customized based on the users’ mental model.
        </p>
        <p>
          Design Implications
We believe both controllable and explainable interfaces
contribute to different level of transparency. The controllable and
explainable interfaces focus more on the fusion [
          <xref ref-type="bibr" rid="ref32 ref35 ref51">32, 35, 51</xref>
          ]
and rationale [
          <xref ref-type="bibr" rid="ref14 ref49 ref53">14, 49, 53</xref>
          ] of hybrid recommendation
models, respectively. Controllable user interfaces are known to
improve recommendation efficiency, i.e., to help the users to
make decisions faster [
          <xref ref-type="bibr" rid="ref47">47</xref>
          ]. However, a user-controlled
interface for the hybrid fusion of recommender sources cannot
assure that the users understand the underlying rationale of the
recommendation algorithm [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ]. In the case when the
recommendation mechanism is too complicated for non-professional
users to explain, some considerable transparency could be
achieved by explainable user interfaces.
        </p>
        <p>
          We found it is important to further consider the psychological
states of designing the countable and explainable interfaces,
e.g., the personal characteristics [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ]. We argue the users
may need a different level of transparency in their information
decision process. Foe example, the Master students tend to
accept the recommendations from the system, due to they do
not have related research experience (e.g., publishing papers).
However, the doctoral students tend to confirm the
recommendation before accept them, e.g., the users will confirm the
co-authorship similarity explanations to see if they can find
the known scholars in the graph. The psychological states can
be a lens to understand how we can design the interfaces for
users with different expectations and information needs.
Our findings shed light on further consider the level of fidelity
in the controllable and explainable interfaces. For example,
the current controllable interface was letting the user tune the
recommendation weighing, which unified in all
recommendation models to reduce the cognitive loading. However, a
high-level fidelity interface can provide a different level of
detail, that is, to let the users tune the parameters of the algorithm
for fine-tune the recommendation models. The experimental
explainable interfaces are more like mid-level fidelity that we
hide many algorithmic details of the recommendation models.
For example, in the explanation of topic modeling, we only
showed a few topics and topical words, which was not full
disclosure of all the details. It is crucial to further consider
the cognitive loading of the user and customize the design for
users with different backgrounds or expertise.
        </p>
        <p>We also find it is rewarding to further consider gender
awareness in designing the recommender interfaces. Based on our
study, when more information (explanation) was provided,
gender awareness was gone. It shed light on fining an
effective design in prompting or hiding the gender information and
provide more empirical evidence that influences the
decisionmaking process. For example, to further control different
explanations in a social recommender and identify how the
users are influenced by the appearance. We believe the
explainable interface can be a promising solution to the prospect
of gender bias that brings by AI-driven applications.
CONCLUSION
In this paper, we analyzed user free-form feedback in a
controllable and explainable social recommend system collected
through a controlled study (N=50). Our main focus were the
user-submitted statements specifying the reason for selecting a
recommendation (a scholar to meet at an academic conference)
based on a scenario of finding academic advisors. Based on
the user-generated text, we conducted a pioneering attempt to
understanding the psychological states of using a controllable
and explainable social recommender system. We applied a
linguistic analysis to the collected data and discussed the
results in three linguistic dimensions: Grammar, Summary, and
Psychological Process variables, with a total of 25 categories
were analyzed. Based on the pairwise testing and analysis,
we discussed the users’ psychological state changes in using
the controllable and explainable social recommender
components. Our works provided empirical evidence on how these
components affect the user’s social decision process. We then
discussed the design implications based on our findings.
LIMITATIONS
We are aware of some limitations in our analysis. First, each
user-generated text is relatively short and may not reliably
reflect the users’ psychological states. We tried to combine
multiple statements into one to solve this issue. There is
room to improve the data quality by expanding the length
of the text-based user feedback. Second, the user-submitted
text usually covered just a few linguistic categories, i.e., we
will have many zeros in our dataset. The p-value may be
influenced by the zeros in our datasets. Third, we noticed
some typos in the user-submitted text so some words might be
misinterpreted in the linguistic analysis. A further correction
will be considered to improve data quality. Fourth, some
linguistic aspects were influenced by paper titles. For example,
in the UMAP conference, there was much paper contains the
word social, which will be counted as a social word in the
linguistic analysis, which may need further correction in the
future studies.</p>
      </sec>
    </sec>
  </body>
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