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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Carbon Footprint Calculation and Optimization Approach for CFOOD Project</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Piotr Milczarski</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Artur Hłobaż</string-name>
          <email>artur.hlobaz@uni.lodz.pl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paweł Maślanka</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bartosz Zieliński</string-name>
          <email>bartosz.zielinski@uni.lodz.pl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Zofia Stawska</string-name>
          <email>zofia.stawska@uni.lodz.pl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Krzysztof Podlaski</string-name>
          <email>krzysztof.podlaski@uni.lodz.pl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Piotr Kosiński</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Faculty of Physics and Applied Informatics University of Lodz Lodz</institution>
          ,
          <country country="PL">Poland</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>-In the paper, the study of carbon footprint optimization process is shown in order to receive low-carbon products. A short description of the Carbon Footprint standards is provided. Basing on the conducting project CFOOD subsided by Polish R&amp;D Agency the optimization boundaries are discussed and presented. In the paper, the methods of carbon footprint are discussed. Basing on life cycle assessment (LCA) the model for carbon footprint is presented and discussed. LCA is then implemented to assess carbon footprint at the manufacturing and transportation stages in the food processing industry.</p>
      </abstract>
      <kwd-group>
        <kwd>carbon footprint</kwd>
        <kwd>process optimization</kwd>
        <kwd>expert systems</kwd>
        <kwd>product life cycle assessment</kwd>
        <kwd>food processing</kwd>
        <kwd>global warming potential</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I INTRODUCTION</title>
      <p>
        United Nations Framework Convention on Climate
Change (UNFCCC) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], the Kyoto Protocol [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] and the Paris
Agreement [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] are well known examples that our world and
governments are trying to divert climate changes. The climate
changes have taken place several times in the Earth history
also in the recent eon e.g. 10000 years in the northern
hemisphere.
      </p>
      <p>Nowadays, the climate changes are regarded as one of the
greatest environmental, social and economic threats facing
our planet. It is a result of the industrial revolution and
statistically shows rapid increase in the average global
temperature due to the increase in the atmospheric
Greenhouse Gas (GHG) concentration, weather changes,
draught etc.</p>
      <p>
        The growing population also needs more food especially
processed food due to increased urbanization [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ][
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. That
needs more supplies, raw materials and resources e.g. energy
ones. Hence, not only governments or institutions e.g. the EU
commission impose higher demands on lowering the usage of
the energy resources (coal, fuels, electricity and gas) but also
companies e.g. the food processing ones. The companies in
their food processes are interested in implementing
lowcarbon technologies or solutions from economic reasons i.e.
the less energy the cheaper product. It must be connected with
the keeping-up the food standards [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        The problem of the process optimization is widely known.
In the agricultural and especially food processing industry
different techniques are used starting from human-based
experience through expert systems to implementing artificial
intelligence [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ][
        <xref ref-type="bibr" rid="ref7">7</xref>
        ][8]. The whole agricultural industry can use
the whole variety of standards and good-procedures in their
business. The example of such standards might be:
      </p>
      <p>
        PAS 2050 [9] - Specification for the assessment of
the life cycle greenhouse gas emissions of goods and
services ;
ISO/TS 14067:2018 [
        <xref ref-type="bibr" rid="ref11">10</xref>
        ] -Greenhouse gases - Carbon
footprint of products - Requirements and guidelines
for quantification;
ISO14040:2006 [
        <xref ref-type="bibr" rid="ref12">11</xref>
        ] - Environmental
managementlife cycle assessment: principles and framework;
ISO14064-1:2018 [
        <xref ref-type="bibr" rid="ref13">12</xref>
        ] - Greenhouse gases - Part 1:
Specification with guidance at the organization level
for quantification and reporting of greenhouse gas
emissions and removals.
      </p>
      <p>In our CFOOD project, the research is aimed at estimating
carbon footprint (CF) for basic basket of frozen vegetable
food by applying developed method and software (CF expert
system, called CFexpert) as well as to develop innovative
technologies for CF reduction by utilization of vegetable
outgrades into valuable products. In the CF calculation task
we take into account PAS 2050 and ISO/TS 14067:2018 to
calculate/estimate CF and later on in the following
optimization task of the food processing.</p>
      <p>
        For individuals that are curious how to evaluate the CF in
their common deeds we can recommend using some formulas
provided by IBM in [
        <xref ref-type="bibr" rid="ref14">13</xref>
        ] as well as some CF calculators that
can be found in Internet.
      </p>
      <p>The paper is organized as follows. In Section II carbon
footprint calculation and its different definition and
approaches are presented widely. Life cycle assessment
(LCA) and its stages is discussed in Section III. In the next
section carbon footprint formulas for the acquisition of raw
materials, manufacturing, transportation, usage, and recycle
and disposal LCA stages. CFOOD project is shortly presented
in the Section 5 as well as the optimization issues emerging
and solutions applied to the project. The conclusions are
shown in the final section.</p>
    </sec>
    <sec id="sec-2">
      <title>II CARBON FOOTPRINT CALCULATION</title>
      <p>
        In the paper, to estimate carbon footprint (CF) for a given
product we take into account PAS 2050 [9] and ISO/TS
14067:2018 [
        <xref ref-type="bibr" rid="ref11">10</xref>
        ] as mentioned in Sec. I. . The terms carbon
emission and carbon footprint are widely used as an indicator
of environmental performance, which is derived from
ecological footprint. The carbon footprint of a company, a
building, land, a structure, or a retail location is measured in
tons/kilograms of CO2 per year, called equivCO2.
      </p>
      <p>
        Product carbon footprint refers to the emission of a variety
of GHG gases in a product life cycle. All GHGs specified by
IPCC 2007 [
        <xref ref-type="bibr" rid="ref15">14</xref>
        ]– includes carbon dioxide (CO2), methane
(CH4), nitrous oxide(N2O) plus families of gases like
hydrofluorocarbons (HFCs), perfluorocarbons (PFCs),
fluorinated ethers (see examples in Tab. I).
      </p>
      <p>Carbon footprint is typically calculated by considering
carbon emission factors and activity data, which could be
evaluated by life cycle assessment (LCA). LCA is based on
life cycle inventory (LCI), which is a repository that includes
the data of resource and energy consumptions as well as
emissions to the environment throughout the global product
life cycle, see Fig. 1. What is equally important, the problem
of uncertainty associated with all phases in the LCI is
important to make LCA-based decisions correctly according
to the standards not common sense.</p>
      <p>
        In the Tab. I Global Warming Potentials (GWP) [
        <xref ref-type="bibr" rid="ref15">14</xref>
        ] used
for the CF calculations are shown. The values of global
warming potentials for GHGs to be used in calculations shall
be in accordance with Tab. I.
      </p>
      <p>Life cycle assessment (LCA) in carbon footprint (CF) estimation.
IIILIFE CYCLE ASSESSMENT IN CARBON FOOTPRINT</p>
      <p>CALCULATION</p>
      <p>LCA is a widely used approach to assess the actual
environmental impact of a product caused by its production
and use. The standards to evaluate the product carbon
footprint in the LCA are mainly PAS 2050 and ISO/TS
14067.</p>
      <p>
        The life cycle is defined as a series of consecutive stages
of a product by ISO 14040 [
        <xref ref-type="bibr" rid="ref13">12</xref>
        ], including acquisition of raw
materials (in our case vegetable crops), manufacturing (food
processing), transportation, usage, and recycle and disposal.
The LCA framework includes the determination of the
objective and scope of the evaluation, inventory analysis, life
cycle impact assessment, and life cycle interpretation [
        <xref ref-type="bibr" rid="ref13">12</xref>
        ].
PAS 2050 uses the LCA framework to evaluate GHG
emissions from products, either business-to-consumer or
business-to-business. Its main goal is to to minimize carbon
footprint. The potential environmental impacts of a
production system, either for the entire life cycle of the
product or a specific stage, could be effectively assessed
through the LCA of the product.
      </p>
      <p>In the paper, a carbon footprint calculation is proposed to
quantify the carbon footprint for all stages of production.</p>
    </sec>
    <sec id="sec-3">
      <title>The LCA is divided into four stages, see Fig. 1: 1. 2. 3.</title>
      <p>Functional units selection – their selection should be
the same for stages of life cycle.</p>
      <p>System boundary determination – to indicate the
calculation scope; some factors that constitute to less
than 1% of total value can be omitted in some cases
e.g. input of human and animal power.</p>
      <p>Data collection - to calculate carbon footprint include
activity data and carbon emission factors in the
product life cycle as well as their accuracy.</p>
      <p>Carbon footprint calculation – it is described in the
subsection II.B.</p>
      <p>IV</p>
      <p>CARBON FOOTPRINT CALCULATION</p>
      <p>According to the definition of product life cycle and the
analysis of product carbon footprint given in the PAS 2050
[9], the contribution of carbon footprint is divided into five
stages for the entire product life cycle: acquisition of raw
materials, manufacturing, transportation, usage, and recycle
and disposal. Hence, the total CF for a given product or its
unit value can be expressed in following formula:
r
CF = CFi
i=a
where i is each of the stages of product life cycle, i= a, m, t, u
and r are for the acquisition of raw materials, manufacturing,
transportation, usage, and recycle and disposal stage,
respectively.</p>
      <p>Carbon footprint of product at the acquisition of raw
materials, manufacturing and transportation stage can be
calculated with very similar formula that is as follows:</p>
      <p>M i Gi
CFi =  M ik * Cik +  Gim * GWPim
k =1 m=1
()
()
•
•
where:
where Mi, Gi, Mik, Cik, Gim and GWPim differ at acquisition of
raw materials, manufacturing and transportation stage and
have different meaning and they are summed up in Tab. I.
Generally speaking:</p>
    </sec>
    <sec id="sec-4">
      <title>M stands for</title>
      <p>transportation;
materials,
manufacturing
or
G is the number of direct GHG emissions at each of
these stages and the transportation stage this factor
as well as the corresponding ones are more
sophisticated than in other two stages.</p>
      <p>In the transportation stage the generated carbon footprint
depends on many other factors. The lorries can have different
loads, fuels, as well as during the combustion different GHGs
might be present. It might be summarized by the value of
activity data at the transportation stage that is estimated for
i=t as

()
•
•
•</p>
      <p>Ttj is the quantity of transportation shipment
including materials, parts, products, waste, etc. in
the k-th transportation stage;
Ltk is the transportation distance in the k-th
transportation;
EItk is the energy intensity of the k-th
transportation mode. EItk in other words can be
briefed as the energy consumption per unit of
energy quantity and per unit of distance in the
kth transportation mode.</p>
      <p>Carbon footprint of product at the usage and disposal
stages can be also calculated in similar way to the previous
ones.</p>
    </sec>
    <sec id="sec-5">
      <title>V. CFOOD PROJECT OPTIMIZATION APPROACH</title>
      <p>One of the aims of the CFOOD project is to use outgraded
materials in the production of the new products e.g.
vegeburgers. The outgrades can appear at different stages of the
production line and they are 100% healthy and usable raw
materials that can be used in manufacturing. That is why
instead of treating them as the waste/disposal they would be
used to develop innovative technologies for CF reduction by
utilization of vegetable outgrades into valuable products:
frozen vege-burgers, frozen pastes and lyophilized bars
(lyobars), enriched in fiber, with improved health and
nutritional value.</p>
      <p>
        Different approaches in optimization problem in the
measuring CF are used e.g. expert systems, machine learning
and artificial intelligence. Well mathematically based
approaches sensitivity analysis is used in [
        <xref ref-type="bibr" rid="ref17">16</xref>
        ]. The other
approach is green supply chain network design is used [
        <xref ref-type="bibr" rid="ref17">16</xref>
        ].
Artificial intelligence and computer vision examples are
shown in [
        <xref ref-type="bibr" rid="ref18">17</xref>
        ]. One of the problems in CF calculations is
assessment of water usage named water footprint and it is
shown in [
        <xref ref-type="bibr" rid="ref19">18</xref>
        ][
        <xref ref-type="bibr" rid="ref20">19</xref>
        ]. LCA approach is also shown in [
        <xref ref-type="bibr" rid="ref21">20</xref>
        ][
        <xref ref-type="bibr" rid="ref22">21</xref>
        ].
      </p>
      <p>
        Using the sensitivity analysis (SA) in product conceptual
design the effect of changing a given input variable or design
parameter on a given output of product carbon footprint
quantitatively can be measured. Hence, implementing
sensitivity analysis can assess and quantify the uncertainty in
the product carbon footprint. That can also determine the
impacts of design parameters on carbon footprint in a given
system [
        <xref ref-type="bibr" rid="ref16">15</xref>
        ].
      </p>
      <p>In that way carbon footprint could be reduced effectively
by revising those most influential design parameters, this
could led to optimization of the each stages of the life cycle.
In our model used in the CFOOD project, the sensitivity Si of
carbon footprint function described also in the formulas
(1)(3) CFi(p1 , p2 , … , pn) with respect to the i-th low-carbon
design parameter pi is calculated according to the formula
CFi ( p1, p2 ,..., pn )
pi
(4)</p>
      <p>In the CFOOD project the measure system for the raw
materials and energy resources as well as the transportation
are especially prepared. The data from the various elements
are united in one information, data acquisition system
CFOOD_AS and the knowledge database (KDb). The data
about raw materials (vegetables) as well as the usage of some
energy resources as coal, gas etc. are inputted by the staff to
the KDb system.</p>
      <p>The production line elements are connected to the
CFOOD_AS and the data from the sensors and meters is
stored in KDb in the real time. Some data is also derived from
the accountant system as shipment data.</p>
    </sec>
    <sec id="sec-6">
      <title>CONCLUSIONS</title>
      <p>The CFOOD project is at the initial stage. The whole
acquisition system is connected and the first real-time tests
are conducted. The business partner has started 2019
production campaign and the data for products from the
chosen product basket is gathered by the acquisition system
and stored in the knowledge database. From the other hand,
the expert system and optimization system is tested and tuned
on two products from the production line.</p>
      <p>In 2019 the developed by the authors CFExpert system is
planned to be combine with the data acquisition system. The
first process optimization will be done to reduce CF in the
products, mainly by lowering the energy resources and water
consumption as well as the usage of the outgrades in the new
products, that appear during the production in around 5-10%.</p>
    </sec>
    <sec id="sec-7">
      <title>ACKNOWLEDGMENT</title>
    </sec>
  </body>
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