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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Neural Architectures for Biological Inter-Sentence Relation Extraction</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Enrique Noriega-Atala</string-name>
          <email>enoriega@arizona.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Peter M. Lovett</string-name>
          <email>plovett@email.arizona.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Clayton T. Morrison</string-name>
          <email>claytonm@arizona.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mihai Surdeanu</string-name>
          <email>msurdeanu@arizona.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>The AAAI-22 Workshop on Scientific Document Understanding</institution>
          ,
          <addr-line>March</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>The University of Arizona</institution>
          ,
          <addr-line>Tucson, Arizona</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We introduce a family of deep-learning architectures for inter-sentence relation extraction, i.e., relations where the participants are not necessarily in the same sentence. We apply these architectures to an important use case in the biomedical domain: assigning biological context to biochemical events. In this work, biological context is defined as the type of biological system within which the biochemical event is observed. The neural architectures encode and aggregate multiple occurrences of the same candidate context mentions to determine whether it is the correct context for a particular event mention. We propose two broad types of architectures: the first type aggregates multiple instances that correspond to the same candidate context with respect to event mention before emitting a classification; the second type independently classifies each instance and uses the results to vote for the final class, akin to an ensemble approach. Our experiments show that the proposed neural classifiers are competitive and some achieve better performance than previous state of the art traditional machine learning methods without the need for feature engineering. Our analysis shows that the neural methods particularly improve precision compared to traditional machine learning classifiers and also demonstrates how the dificulty of inter-sentence relation extraction increases as the distance between the event and context mentions increase.</p>
      </abstract>
      <kwd-group>
        <kwd>Inter-sentence relation extraction</kwd>
        <kwd>biological context</kwd>
        <kwd>natural language processing</kwd>
        <kwd>neural networks</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <sec id="sec-1-1">
        <title>Extracting biochemical interactions that describe mecha</title>
        <p>nistic information from scientific literature is a task that
has been well studied by the NLP community [1, 2, 3].
Automated event detection systems such as [4, 5, 6, 7,
8, 9, 10, 11] are able to detect and extract biochemical
events with high throughput and good recall. The
information extracted with such tools enables scientists and
researchers to analyze, study and discover mechanistic
pathways and their characteristics by aggregating the
interactions and biological processes described in the
scientific literature.
cesses it is important to identify the biological context
in which they hold. Here, biological context means the
type of biological system, described at diferent levels
of granularity, such as species, organ, tissue, cellular
component, and/or cell-line within which the extracted
ological context is important to correctly interpret the
LGOBE
https://ml4ai.github.io/people/clayton/ (C. T. Morrison);
http://surdeanu.cs.arizona.edu/mihai/ (M. Surdeanu)</p>
        <p>0000-0001-7150-2989 (E. Noriega-Atala)</p>
        <sec id="sec-1-1-1">
          <title>Quantity</title>
          <p># of inter-sent. relations
Mean sent. distance
Median sent. distance
Max sent. distance</p>
        </sec>
        <sec id="sec-1-1-2">
          <title>Count</title>
          <p>1936
22
5
225
text annotations.</p>
          <p>Statistics about the inter-sentence distances of biological
conmechanistic pathways described by the literature. For
example, some tumors associated with oncogenic Ras
that the Ras pathway difers in both species [ 12].
Ignoring the biological context information, specifically the
species in the prior example, can mislead the reader to
draw incorrect conclusions.</p>
          <p>Biological context is often not explicitly stated in the
tion. Instead, the context is often established explicitly
somewhere else in the text, such as the previous sentence
or paragraph. In other words, there is a long distance
relation between the event mention and its context. In
these cases, the context is implicitly propagated through
the discourse that leads up to that particular
biochemical event mention, as illustrated in figure
and figure</p>
        </sec>
      </sec>
      <sec id="sec-1-2">
        <title>2 contain summary statistics about the sen</title>
        <p>tence distances for the relations in the corpus used in this
work. These statistics indicate that, while most of the
inter-sentence relations are close to the event mention
they are associated with, there is a long tail of biological</p>
        <p>problem, the entities are potentially located in
difer600 ent sentences, making the context association task an
500 instance of an inter-sentence relation extraction problem.
itson400 Previous work in inter-sentence relation extraction
toann300 includes [18], which combined within-sentence syntactic
a#200 features with an introduced dependency link between
100 the root nodes of parse trees from diferent sentences
0 0 10 # of20sentence3s0apart 40 50 itnhtaetr-csoennttaeinncea rgeilvaetinonpaeixrtroafcetinotnitmieso.de[l19th]aptrboupioldssesa
alanFigure 2: Distribution of inter-sentence distances of biologi- beled edge graph convolutional neural network model
cal context annotations. on a document-level graph. There have also been eforts
to create language resources to foster the development
of inter-sentence relation extraction methods. [20]
procontext mentions that are further than five sentences pose an open domain data set generated from Wikipedia
away from the corresponding event mentions. to Wikidata. [21] propose an inter-sentence relation
ex</p>
        <p>We frame the problem of associating event mentions traction data set constructed using distance supervision.
with their biological context as an inter-sentence relation Modeling inter-sentence relation extraction using
transextraction task and propose a family of deep-learning former architectures require processing potentially long
architectures to identify context. The approach inspects sequences. Long input sequences are problematic
bean event mention, a candidate context mention, and the cause computing the self-attention matrix has quadratic
text between them to determine whether the candidate runtime and space complexity relative to the its length.
context mention is context of the event mention. Our This observation has motivated research eforts to
generwork makes the following contributions: ate eficient approximations of self-attention. [ 22]
proposes a sparse, drop-in replacement for the self-attention
• Proposes a family of neural architectures that mechanism with linear complexity that relies on
slidleverages large pre-trained language models for ing windows and selects domain-dependent global
attenmulti-sentence relation extraction. tion tokens from the input sequence. [23] proposes a
• Extends a corpus of cancer-related open access lower-rank approximation of the self-attention matrix to
papers with biochemical event extractions anno- linearize the complexity. [24] ommits the pair-wise
detated with biological context. Unlike the original pendencies between the input tokens and then factorizes
corpus, this extended data set includes the full the attention matrix to reduce its rank. Other approaches
text of each article, tokenized and aligned to its [25] rely on kernel functions to compute approximations
annotations. with linear time and space complexity. [26] takes this
• Analyzes multiple methods to aggregate diferent approach further by using relative position encodings,
pieces of evidence that correspond to the same instead of absolute ones.
input event and context, and assesses the overall Prior work has specifically studied the
contextualizaperformance and reliability of the networks under tion of information extraction in the biomedical domain.
these diferent aggregation schemes. [27] associates anatomical contextual containers with
event mentions that appear in the same sentence via a
set of rules that considers lexical patterns in the case
2. Related Work of ambiguity and falls back to token distance if no
pattern is matched. [28] elaborates on the same idea by
The problem of relation extraction (RE) has received exten- incorporating dependency trees into the rules instead of
sive attention [13, 14], including within the biomedical lexical patterns, as well as introducing a method to detect
domain [15, 16], with recent promising results incorporat- negations and speculative statements.
ing distant supervision [17]. However, most of the work [29] previously studied the task of context association
focuses on identifying relations among entities within for the biomedical domain and framed it as a problem of
the same sentence. In the biological context association inter-sentence relation extraction. This work presents
ontology depends on the type of entity: UniProt1 for</p>
      </sec>
      <sec id="sec-1-3">
        <title>Importantly, a context biological container type is</title>
        <p>likely mentioned multiple times in the document.
Ap</p>
        <p>Previous work relied upon feature engineering to en- proximately half of the context container types in the
code the participants and their potential interactions. context-event relation corpus are detected two or more
State-of-the-art NLP research leverages large language
times, as illustrated in figure
5. Every candidate
conmodels to exploit transfer learning. Models such as [30],
text mention that refers to the same container type is
and similar transformer based architectures [31] better
paired with the relevant event mention to generate a
capture the semantics of text based on its surrounding
text segment for each pair. Each segment is represented
context with unsupervised pre-training over extremely
as the concatenation of the sentences that include the
large corpora. Specialized models, such as [32, 33, 34]
event mention, one mention of the candidate context
refine language models by continuing pre-training with
in-domain corpora.</p>
        <p>To the best of our knowledge, the work presented
here is the first to propose and analyze deep-learning
container type, and all the sentences in between. These
text segments are used as input to the network to make
predictions. If an article contains   context mentions of
container type  , then for each event mention the network
aggregation and ensemble architectures for many-to-one, will take up to   input text segments to determine if type</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>3. Neural Architectures for</title>
    </sec>
    <sec id="sec-3">
      <title>Context Association</title>
      <p>We propose a family of neural architectures designed to
determine whether a candidate context class is relevant to
a given biochemical event mention. A biochemical event
mention (event mention for short) describes the
interaction between proteins, genes, and other gene products
bition, phosphorylation, etc. In particular, we focus on
the 12 interactions detected by REACH [35]. A biological
container context mention (context mention for short)
represents an instance from any of the following
biological container types: species (e.g., human, mice), organ
(e.g., liver, lung), tissue type (e.g., endothelium, muscle
tissue), cell type (e.g., macrophages, neurons), or cell line
(e.g., HeLa, MCF-7).</p>
      <p>In this work, we use an existing information extraction
didate context mentions. Candidate context mentions are
grounded to ontology concepts with unique identifiers
to accommodate diferent spellings and synonyms that
refer to the same biological container type. The specific

 is a context of the event. The task of the network is to
learn whether context type  is a context of the specific
event mention by looking at a subset of the   inputs. An
article with  context types and  event mentions will
see a total of  ×</p>
      <p>classification problems and a total of
diagram of the family of architectures.
∑   ×  input text segments. Figure 4 shows a block</p>
      <p>Each input segment is preprocessed as follows. The
boundaries of the relevant event and candidate
context mentions are marked with the special tokens:
&lt; E V T &gt; . . . &lt; / E V T &gt; for the event mention and &lt; C T X &gt; . . .
mentions present in the segment are masked with special
[ E V E N T ] or [ C O N T E X T ] tokens, respectively, to avoid
confusing the classifier with other event mentions that aren’t
the focus of the current prediction. Figure 3 shows
example text spans where the event and context mentions
are surrounded by their boundary tokens. Next, each
preprocessed text segment is tokenized using the
tokenizer specific to the pre-trained transformer used as the
encoder. If a tokenized sequence exceeds the maximum
the encoding step by selecting the prefix of the sequence
up to half the length, the sufix up to half the length minus
1https://www.uniprot.org/
through biochemical reactions such as regulation, inhi- &lt; / C T X &gt; for the context mention. Other event or context
system [36] to detect and extract event mentions and can- length allowed by the transformer, it is truncated before
︙
︙
︙
︙
…</p>
      <p>BioMed
RoBERTA
…</p>
      <p>…
Input Segments</p>
      <p>Encoded Segments Classification</p>
      <p>Embeddings</p>
      <p>Aggregation
Function</p>
      <p>Aggregated
Embedding</p>
      <p>︙
Individual
Predictions
Voting</p>
      <p>Voting
Function</p>
      <p>Correct
Context
Correct
Context
upregulates
&lt;EVT&gt;
ErbB1/2
expression
&lt;/EVT&gt;
1 2 3 4 5 6 7nu8m 9ins1ta0n1c1es12 13 15 16 18 1920+
one token, and inserting a special &lt; S E P &gt; token between
them. Any truncated input segment is guaranteed to
retain both mentions and their local lexical context. Figure
3 shows an example of a segment truncated using this
procedure. After tokenization, the segments are encoded
using BioMed RoBERTa-base [37] 3, based on [32]. Intuitively, aggregation functions consider multiple</p>
      <p>The output hidden states of the &lt; E V T &gt; and &lt; C O N &gt; tokens information points to make an informed decision based
are averaged to create a classification embedding . on the “bigger picture” presented by the article. Voting</p>
      <p>Each classification task emits a single binary predic- functions, on the other hand, make isolated decisions
tion, but has up to   classification embeddings to account solely based on information local to each input text
segfor the multiple (potential) context mentions that origi- ment, then use those individual predictions to vote for
the final classification, akin to an ensemble approach.</p>
      <p>3We used the available public checkpoint for both the BPE There are multiple ways to implement aggregation and
and BioMed RoBERTa models from https://huggingface.co/allenai/ voting functions. We propose four implementations of
biomed_roberta_base each kind, each following a intuitive principle.
nate from the previously discussed process. To generate
a single prediction, the network must combine the
information carried forward by the classification embeddings.</p>
      <p>We propose two general approaches to combine the
classification embeddings and generate the final prediction
by combining the information before classification and
after classification, respectively:
• Aggregation: Classification embeddings are
combined together using an aggregation
function. The aggregated embedding is then passed
through a multi-layer perceptron (MLP) to emit
a binary classification.
• Voting: Each classification embedding is passed
individually through the MLP, which emits a
local decision based only on the individual input
text segment. The individual decisions are
combined using a voting function to emit the final
classification.
0.6
0.5
If there are less than  context mentions, all the text seg- should be consensus in the vote. The majority vote
funcdecreases when it is farther apart from the event mention. distance aggregation approach, this approach takes the
We propose this aggregation approach, where instead of
averaging the  nearest classification embeddings, they
are combined as a weighted sum, where each
classifica</p>
      <p>tion embedding’s weight is defined as   =  −1/ ∑
the normalized inverse sentence distance between the
event mention and the context mention. The resulting
aggregated embedding still carries information from the
vote of each classification embedding as weighted by the</p>
      <p>normalized inverse sentence distance:   =  −1/ ∑</p>
      <sec id="sec-3-1">
        <title>The final classification is emitted in favor of the class with</title>
        <p>−1.
  −1, the highest weight. As opposed to the inverse distance
aggregation approach, the combination happens after
passing the embeddings through the MLP.</p>
      </sec>
      <sec id="sec-3-2">
        <title>Confidence vote : We can weight each vote proportion</title>
        <p>nearest  context mentions, but their contributions di- ally to the confidence of the classifier. In this approach,
minish inversely proportionally to their distance from
the event mention.</p>
        <p>Parameterized aggregation: Instead of relying upon a
heuristic approach to calculate the weights that
determine the contributions of each classification embedding,
we let the network learn the interactions between them
using an attention mechanism. The parameterized
agthe vote of each individual classification is weighted by
the classifier’s confidence. The weights are given by
the normalized logits of the vote of each classification
embedding:   =   / ∑</p>
        <p>.</p>
        <sec id="sec-3-2-1">
          <title>Method</title>
        </sec>
        <sec id="sec-3-2-2">
          <title>Precision Recall</title>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Full-Text Context-Event</title>
    </sec>
    <sec id="sec-5">
      <title>Relation Corpus</title>
      <sec id="sec-5-1">
        <title>We used a corpus of biochemical events annotated with</title>
        <p>biological context to test the neural architectures for
context assignment. Our version of the corpus is an
extension of the corpus published by [29].</p>
        <p>The corpus consists of automated extractions of 26
open-access articles from the PubMed Central repository,
all related to the domain of cancer biology. The first type Baselines
of extractions are events mentions. An event mention Random forest 0.439 0.541 0.485
is a relation between one or more entities participating Logistic regression 0.361 0.699 0.476
in a biochemical reaction or its regulation. These men- Heuristic 0.421 0.548 0.476
tions can be phosphorylation, ubiquitination, expression, Decision tree 0.311 0.389 0.345
etc. The second type of extractions are candidate context Table 3
mentions. These consist of named entity extractions of Cross-validation results for the is context of class. * denotes
diferent biological container types: species, tissue types statistically significant improvement w.r.t. the random forest
and cell lines. classifier.</p>
        <p>Each event extracted was annotated by up to three
biologists who assigned the event’s relevant biological
context from a pool of candidate context extractions avail- 5.1. Automatic Negative Examples
able in the paper. Context annotations are not
exclusive, meaning that every event mention can be annotated The context-event relation corpus only contains positive
with one or more context classes. The result is a set of context annotations of event mentions. We automatically
annotated events, where each event can have zero or generate negative examples for event mentions in each
more biological context associations, and there is at least document by enumerating the cartesian product of all
one explicit mention for each biological context in the event and context mentions followed by subtracting the
same article. The specifics of the automated event extrac- annotated pairs. One consequence of generating negative
tion procedure, annotation tool, annotations protocols examples using this exhaustive strategy is that it results
and inter-annotator agreements are thoroughly detailed in most of the event/context pairs being negative
examin [29]. Table 2 contains summary statistics of the data ples, with 60,367 (95.68%) negative pairs and 2,703 (4.32%)
set’s documents. positive pairs. This results in a severe class imbalance,</p>
        <p>The original corpus release lacked the full text of the which makes the classification task harder.
articles. Our proposed methodology requires the raw
text to be used as input to the neural architectures. Our 5.2. Results and Discussion
contribution here is an extension this corpus, where we
identified, processed and tokenized the full text of the We use a cross validation evaluation framework similar
articles using the same information extraction tool [35] to the evaluation methodology used by [29]. Each fold
used by the authors of the original corpus in such way contains all of the event-context pairs that belong to
that the tokens align correctly with the annotations and three diferent articles. However, we held out six papers
extractions published previously. The full-text context- as a development set. During cross validation, one fold
event relation corpus, along with the code for the experi- is used for testing and training is performed using the
ments presented in this document, is publicly available remaining  − 1 folds plus the data from the development
for reproducibility and further research.4 set. This way, we take advantage of more training data
and avoid leaking the information from development into
testing.
5. Experiments and Results To better understand the impact of considering
multiple context mentions at the time of aggregation or voting,
In this section, we evaluate all proposed variants of the we tuned this hyper parameter on the development set.
context association architecture and discuss the results. Figure 8 shows the efect of increasing the number of
context mentions used for relation classification. The
number of context mentions considered ranged from three to
ten. Both architectures reach a peak F1 score between
3 to 5 context mentions. Performance quickly decays
almost asymptotically, as the number of considered
context mentions increases. This observation suggestions Distance Precision Recall F1 Support
that increasing the number of input text segments de- 0 0.796 0.818 0.807 573
rived from context mentions that are further apart from 1 0.490 0.450 0.469 262
the event introduces too much noise into the decision 2 0.398 0.336 0.364 146
process. 3 0.531 0.402 0.457 107</p>
        <p>After the above tuning, we ran cross-validation exper- 4 0.569 0.393 0.465 84
iments for all aggregation and voting methods. Based 5+ 0.214 0.131 0.163 351
on the tuning results, we used the closest five mentions Table 4
of each context class for the average aggregation archi- Cross-validation scores for the positive class of the Majority
tecture, and the closest three for all of the other archi- (3 votes) architecture stratified by sentence distance to the
tectures. Table 3 summarizes the cross validation per- closet context mention of the same class.
formance scores for all the architecture variants. The
precision, recall, and F1 scores reported are computed
just for the positive class (i.e., is context of) to avoid arti- class. Performance, along with the frequency of such
inifcially inflating the scores with the dominating negative stances, quickly degrades as the distance between event
class. and context mention increases.</p>
        <p>The top performing architecture is the majority vote.</p>
        <p>It achieves an F1 score slightly above 0.53. The
majority vote architecture trades of recall for precision. The 6. Conclusions
reason for this is that the architecture needs to see at
least half of the individual input segments classified as We propose a family of neural architectures to detect
bipositive in order to make that prediction. As a result, a ological context of biochemical events. We approach the
positive classification using this architecture comes with problem as an inter-sentence relation extraction that uses
a relatively high confidence. As expected, the one-hit multiple pieces of document-level evidence to classify
architecture achieves the opposite: it trades precision for whether a specific context label is the correct context
recall. One-hit only needs to see one individual positive type of an event extraction.
classification in order to emit a positive final classifica- We provide an analysis of diferent methods to
comtion. As a result, one-hit attains the highest recall within bine evidence to generate a final decision. The
apthe neural architectures but is more prone to false posi- proaches work either before classification, by aggregating
tives. embeddings in order to emit a decision, or after
classifica</p>
        <p>We include several baseline algorithms to compare tion, creating ensembles that vote for multiple individual
the performance of the neural architectures. The first decisions.
baseline is a “heuristic” method that associates all the Using an expert-annotated corpus that associates
biocontext types within a constant number of sentences to chemical events with relevant biological context, our
rean event mention. We also include our implementation sults show that in spite of the severe class imbalance,
sevof three classifiers using the feature engineering method eral the neural architectures are competitive and achieve
of [29]. The top three performing neural architectures higher classification performance than a deterministic
have statistically significantly higher F1 score than the heuristic and other machine learning approaches.
random forest classifier, which is the strongest baseline The neural architectures particularly favor precision,
algorithm. which makes them more appealing for applications where</p>
        <p>Note that the methods proposed by [29] that are in- higher precision is desirable.
cluded in the table aggregate multiple feature vectors from Inter-sentence relation extraction continues to be a
the diferent context mentions into a new feature vector challenge. An ablation study of the degree of
aggregacomposed of multiple statistics from the original feature tion of evidence shows how considering mentions that
space. Examples of these feature aggregations include are further apart from the event degrades performance.
the minimum, maximum and average values of the distri- An error analysis by sentence distance shows how the
bution of sentence distances, the frequency of the context dificulty of inter-sentence relation extraction correlates
type, and the proportion of times the context mention with the distance between the participants. The result of
is part of a noun phrase. Their aggregation approach is these analyses suggest that understanding how to filter
analogous to the one presented here (although here we out noisy event-context mention pairs and how to better
operate in embedding space), which is why the compari- weight the contribution of long-spanning mention pairs
son between these two approaches is fair. are important directions for future research.</p>
        <p>Table 4 lists the classification scores of the top
performing method, stratifying the data by the sentence
distance to the closest context mention of the relevant
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