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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>PSG: Prompt-based Sequence Generation for Acronym Extraction</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Bin Li (Co-first author)</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fei Xia (Co-first author)</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yixuan Weng</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xiusheng Huang</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bin Sun</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Shutao Li (Corresponding author)</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>College of Electrical and Information Engineering, Hunan University</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>National Laboratory of Pattern Recognition, Institute of Automation, Chinese Academy Sciences</institution>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>School of Artificial Intelligence, University of Chinese Academy of Sciences</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>Acronym extraction aims to find acronyms (i.e., short-forms) and their meanings (i.e., long-forms) from the documents, which is important for scientific document understanding (SDU@AAAI-22) tasks. Previous works are devoted to modeling this task as a paragraph-level sequence labeling problem. However, it lacks the efective use of the external knowledge, especially when the datasets are in a low-resource setting. Recently, the prompt-based method with the vast pre-trained language model can significantly enhance the performance of the low-resourced downstream tasks. In this paper, we propose a Prompt-based Sequence Generation (PSG) method for the acronym extraction task. Specifically, we design a template for prompting the extracted acronym texts with auto-regression. A position extraction algorithm is designed for extracting the position of the generated answers. The results on the acronym extraction of Vietnamese and Persian in a low-resource setting show that the proposed method outperforms all other competitive state-of-the-art (SOTA) methods.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Acronym Extraction</kwd>
        <kwd>Document Understanding</kwd>
        <kwd>Prompt Learning</kwd>
        <kwd>Language Model</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Input: Existing methods for learning with noisy labels (LNL) primarily take a loss correction approach.</p>
      <p>Output: Existing methods for learning with noisy labels (LNL) primarily take a loss correction approach.</p>
      <p>Label:{ ‘acronym’: [ 49 : 52 ], ‘long-form’ : [ 21 : 47 ]}
With the development of technology and global
informatization, the number of acronyms is increasing rapidly.</p>
      <p>
        The forms of the acronyms are complicated and change- Figure 1: Examples of English acronym extraction.
able because of various languages [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Therefore,
understanding the acronyms of long technical phrases is
very important for scientific document understanding
(SDU@AAAI-22) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        In addition, the carefully designed document reading
system should be able to recognize the correct meaning of
acronyms and their long forms so that these documents
can be processed correctly. This is fairly critical for a
variety of downstream tasks, such as question and answer
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], reading comprehension [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], translation [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], medical
consultant [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], etc.
      </p>
      <p>
        The acronym extraction task is mainly used to extract
acronyms (i.e., short forms) and their meanings (i.e., long
forms) in the science document [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. To take the English
language as an example, which is shown in Figure 1, the
output label is the position of the input text string. In the
earliest attempts, the rules or features [8] are adopted
to capture the acronyms. However, these methods often
require a lot of manual design, making it hard to process
documents with complex grammatical structures.
      </p>
      <p>Recent works tend to model this task as a sequence
labeling task [9, 10, 11], which helps the model to
capture the local definition of acronyms in the document.</p>
      <p>
        However, the form of acronyms not only appears in the
English scene but also in other language scenes
(multilingual). Traditional sequence labeling methods are weak
in utilizing external knowledge [
        <xref ref-type="bibr" rid="ref13">12</xref>
        ]. As a result, once
the system runs on low-resource downstream tasks, its
performance is relatively poor. Furthermore, the
traditional sequence labeling method requires a lot of manual
rules for labeling, which is unrealistic in low-resource
scenarios. Inspired by the prompt-based method [
        <xref ref-type="bibr" rid="ref14">13</xref>
        ], the
prompt tends to extract the knowledge from the
largescale pre-trained model [
        <xref ref-type="bibr" rid="ref15">14</xref>
        ], which is helpful to improve
the generalization ability in low-resource scenarios.
      </p>
      <p>In this paper, we propose the Prompt-base Sequence
Generation (PSG) method for acronym extraction.
Specifically, we design a prompt for sequence generation with
the large-scale pre-trained model. With the prompt being
used as a template, the acronym form and the long-form
can be generated via auto-regression. After obtaining
the answer, we designed a position extraction algorithm
to locate the labels. The proposed method ranks 1-st
under the low-resource language setting (i.e., Vietnamese
and Persian) in the shared task 1 of the SDU@AAAI-22,
which outperforms all other competitive methods. The
main contributions are summarized as follows:
• As far as we know, this is the first attempt to
adopt prompt-based sequence generation for the
acronym extraction task.
• We propose a novel acronym extraction method,
including prompt-based sequence generation
method and position extraction algorithm for
obtaining the final labels.
• Extensive experiments are conducted on the
lowresource datasets (i.e., Vietnamese and Persian).</p>
      <p>The results demonstrate the efectiveness of our
proposed method compared with other
competitive baselines.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Task introduction</title>
      <sec id="sec-2-1">
        <title>2.1. Problem definition</title>
        <p>We treat the acronym task as a sequence generation
problem. Given a series of tokens in the text x =
{1, 2, . . . , }, this task aims at finding the
corresponding position from the original text. The label indi- 3. Method
cates the short-form  (i.e., acronym) and the long-form
 (i.e., phrase). We formulate the above process as fol- In this section, we will introduce our method in detail,
inlows: cluding the model architecture, prompt design, sequence
,  = ℎ (1, 2, . . . , ) (1) generation and position extraction algorithm.</p>
        <p>As shown in Table 2, the Persian dataset is divided into
training (1336), development (167), and testing according
to the data set (160). The training and validation sets
of the above two datasets have been manually labeled,
where the label is a list of position boundaries.
where ℎ is the model which extracts the answers.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Evaluation metric</title>
        <p>The submitted results will be evaluated based on the
macro-averaged precision, recall, and F1 scores on the
online test set. The final scores represent the prediction
correctness of short-form (i.e., acronym) and long-form
(i.e., phrase) boundaries in the sentences. The short-form
or long-form boundary prediction is counted as correct
if the beginning and the end of the predicted short-form
or long-form boundaries are equal to the ground-truth
beginning and end of the short-form or long-form
boundary, respectively. The oficial score is the macro average
of short-form and long-form F1 scores.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Dataset</title>
        <p>
          This acronym extraction task consists of various
multilingual datasets composed of document sentences in
science fields [
          <xref ref-type="bibr" rid="ref16">15</xref>
          ]. Among them, the Vietnamese dataset
and the Persian dataset are set in a low-resource scenario
compared to other languages. As shown in Table 1, the
Vietnamese dataset is divided into training (1274),
development (159), and testing according to the data set (160).
LNL &lt;extra_id_3&gt; learning with noisy 
        </p>
        <p>labels
Encoder
Encoder
Encoder</p>
        <p>Decoder
Decoder</p>
        <p>Decoder
Output
MT5</p>
        <p>Input
Existing methods for learning with noisy 
labels (LNL) primarily take a loss correc‐
tion approach. The acronyms and their </p>
        <p>
          meanings are:
The overall architecture of our me-thod is shown in
Figure 2, the MT5 model [
          <xref ref-type="bibr" rid="ref17">16</xref>
          ] is adopted as our backbone for
sequence generation. We first input the text with a
manually designed prompt to be tokenized with MT5 tokenizer,
then the input shall be encoded with the encoder through
the self-attention [
          <xref ref-type="bibr" rid="ref18">17</xref>
          ] mechanism. Finally, the output is
produced by the decoder via auto-regression. Notice that
the output contains the unused token, which is designed
as the placeholder for prompt tuning, thus further
utilizing the external knowledge from the pre-trained model.
        </p>
        <sec id="sec-2-3-1">
          <title>3.0.2. Prompt design</title>
          <p>We manually design the prompt to extract relevant
knowledge from the pre-trained model for sequence
generation, which is presented as the fixed tokens, i.e., “The
acronyms and their meanings are:”. In addition, the
unused tokens are adopted as a placeholder to control the
outputs. Specifically, the unused tokens are used as the
placeholder to form a template for prompt tuning, where
the &lt;extra_id_1&gt; represents the separator of the short
forms, the &lt;extra_id_2&gt; represents the separator of the
long forms, and the &lt;extra_id_3&gt; represents the
separator between the acronym of the long-form and
shortform. The &lt;extra_id_4&gt; indicates that no acronym of
short-form appears, while the &lt;extra_id_5&gt; indicates
that no acronym of long-form appears.</p>
        </sec>
        <sec id="sec-2-3-2">
          <title>3.0.3. Sequence generation</title>
          <p>The sequence generation task is designed to
generate extracted possible acronyms. The text x =
(1, 2, . . . , ) is encoded through the encoder to
obtain the context encoding  . At the decoding stage, the
loss function of the sequence generation task can be
performed as auto-regression, which is shown as equation
(2):
( ) = −
∑︁ log  ( | 0, . . . , − 1,  ) (2)</p>
          <p>where the  is the parameters of the model, the 
represents the i-th word generated by the decoder, and
0, . . . , − 1 is a sequence of previously generated
tokens.</p>
        </sec>
        <sec id="sec-2-3-3">
          <title>3.0.4. Position extraction algorithm</title>
          <p>After the possible acron-yms of short-form and long-form
are generated with sequence generation, the next step is
to consider how to extract their positions. A good
extraction algorithm determines the final quality of the
generated result. We use a greedy traversal search method,
adopting the regular method from left to right to find
the corresponding location boundary. At the same time,
we need to ensure there is no overlap in the extracted
outputs by detecting the boundary margins so that the
extracted positions are independent of each other. To take
the acronym of short-form as an example, the algorithm
is represented in Algorithm 1.</p>
          <p>Algorithm 1 Position extraction algorithm
Input: Output text y tokenized into list ; Original
input text x
Output: Short-form acronym position list 
1: Let  = []
2: Let truncated text R = ∅
3: if ‘&lt;extra_id_4&gt;’ in  then
4:  = []
5: else
6:  = y.find(‘ &lt;extra_id_3&gt;’)
7: R = y[:].strip()
8: for  in R.split(‘ &lt;extra_id_1&gt; ’) do
9: for  in [.start() for  in re.finditer( , x)] do
10: .append([,  + len()])
11: end for
12: end for
13: end if
14: Making the position intervals in list  independent</p>
          <p>
            of each other
15: return solution 
4. Experiment setup
4.1. Baseline models
• Rule-based method The baseline method
proposed by Schwartz is a rule-based method [8]. In
this baseline, the words that more than 60% of
their characters are uppercased are selected as
acronym. To select long-forms, if the initial
characters of the preceeding words before an acronym
can form the acronym they are selected as
longform. The related codes can be found on the
website1.
• BERT-CRF model The BERT-CRF [9]
architecture is composed of a BERT model [
            <xref ref-type="bibr" rid="ref19">18</xref>
            ]
concatenated with a token-level perception layer with a
conditional random field (CRF) on top. For the
input tokens, the BERT model produced encoded
tokens and the classification model projects
encodings to the label space. The classification
output scores are then sent to the CRF layer, whose
parameters are the tag transition matrix, where
the elements represent the tag transition score.
          </p>
          <p>The matrix contains two states: begin (B) and end
(E). We only consider the cross-entropy loss of
the first sub-token of each token.
• BERT-Span model The task is also considered as
the boundary of phrase spans modeled by
BERTSpan model [10], including acronyms of
shortform and long-form. Two binary classifiers are
1https://github.com/amirveyseh/AAAI-22-SDU-shared-task-1</p>
          <p>Notice that the Persian is a right-to-left language, it is
diferent from other languages. However, we deem that
the whole training process is an auto-regressive task,
where the pre-trained model can learn the features of
multi-languages via self-supervised pre-training and
finetuning. In short, the model can well produce the results
with the proposed position extraction algorithm.</p>
          <p>
            4.3. Implementation
adopted to output the multiple start and end
indexes. The prediction represents whether each
token is the start or end tag. Given each token
representation from the BERT model, the
probabilities of each token are predicted as the start or
end position. The weighted cross-entropy loss is
implemented to train the model with parameters
shared at the BERT encoder layers.
• MT5 model The MT5 [
            <xref ref-type="bibr" rid="ref17">16</xref>
            ] is a multilingual
Transformer model pre-trained on a dataset (mC4)
containing text from 101 diferent languages include
the language of Vietnamese and Persian. The
architecture of the MT5 model, which is based on T5
[
            <xref ref-type="bibr" rid="ref20">19</xref>
            ], is designed to support any Natural Language
Processing task by reframing the required task
as a sequence-to-sequence task. Also, the MT5
model has diferent variants to perform the
sequence generation task, where we final adopt the
model size of the base, the large and the x-large.
          </p>
          <p>The above models can be found and downloaded
on the website2.</p>
          <p>
            All models are implemented based on the open-source
transformers library of huggingface [
            <xref ref-type="bibr" rid="ref21">20</xref>
            ], where
thousands of pretrained models are provided to perform
diferent tasks on texts such as sequence labeling and sequence
generation. The huggingface toolkit provides multiple
APIs to quickly download and use those pre-trained
models, thus fine-tuning them on the downstream tasks. We
adopt Pytorch deep learning framework to finish this
task. Specifically, we use four GPUs of NVIDIA 3090
with 24 cores to complete these experiments.
          </p>
          <p>
            In BERT-CRF method, we initialize the model with
mbert [
            <xref ref-type="bibr" rid="ref22">21</xref>
            ], and initial learning rates are 5e-5 and 5e-2
for BERT and CRF respectively. We utilize the AdamW
4.2. Training strategies optimizer [
            <xref ref-type="bibr" rid="ref23">22</xref>
            ] with a batch size of 32.
In BERT-Span method, we initialize the model with
For the sequence generation part, we design a curriculum mbert, and initial learning rates are 5e-5. We utilize the
learning method to train the sequence generation model, AdamW optimizer with a batch size of 32.
where the model is fine-tuned with a corpus of diferent Our models are implemented with various varients,
dificulties. We mix up all the training datasets in the where the base model is implemented with the batch size
acronym tasks, including 4,000 English, 1,000 Persian, of 32, the large model is implemented with the batch size
and 800 Vietnamese paragraphs in the scientific domain of 4 and the xlarge model is implemented with the batch
and 4,000 English, 8,000 French, 6,400 Spanish, and 3,000 size of 2.
          </p>
          <p>Danish paragraphs in the legal domain. The training As for multi-lingual fine-tune and single language
finesteps are as follows: tuning, we used the AdamW optimizer with an initial
learning rate of 1e-4 and annealed it gradually after a
warm-up epoch until it reached 1e-5.
1. The trained MT5 model is utilized to initialize
the parameters of the encoder and decoder, and
ifne-tune with the multi-lingual data. Finally, we
train the model with 8 epochs.
2. We fine-tune the MT5 model with a single
language for Vietnamese and Persian respectively
with 8 epochs being trained.
2https://huggingface.co/models</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>5. Results</title>
      <p>The main results of our model and baselines are shown
in Table 3 and Table 4, where the F1 performance in
Vietnamese and Persian are presented respectively. It
can be found that the pre-trained model has more advan- the National Natural Science Fund of China (62171183,
tages than the rule-based method, since the rule-based 61801178).
method has limited generalization capabilities in
validation and test datasets. The BERT-CRF and BERT-Span
methods have similar performance. This may be because References
the sequence labeling method with pre-trained model
has limited ability to capture external information in the
unseen test dataset, especially in the low-resource
setting. It is worth noting that the F1 scores of the method
based on the generation method are higher than the
sequence labeling method, which indicates that the
generation method is more conducive to capturing the
relationship between the acronym of the short-form and
the long-form. What’s more, our method is higher than
other baselines in both the validation set and the test set.</p>
      <p>More precisely, on the Vietnamese test set, the proposed
method reaches an F1 score of 0.8416, and on the Persian
test set, the proposed method reaches a score of 0.7993.</p>
      <p>Further conclusion can be found that: 1) compared with
the traditional generation method (i.e., MT5), we have
designed the prompt method, which is efective to make
full use of the knowledge from the pre-trained model. As
a result, the proposed method gets a good performance
on the test set as its stronger generalization ability. 2) As
the scale of the initial pre-trained model increases, the
prompt can enhance the generalization of downstream
tasks.
This work is supported by the National Key Research and
Development Project of China (2018YFB1305200) and</p>
    </sec>
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