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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Model Study of the Q-factor of a Varicap Diode by Its Equivalent Circuits</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>National University of Water and Environmental Engineering</institution>
          ,
          <addr-line>Soborna street, 11, 33000, Rivne</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Vinnytsia National Agrarian University</institution>
          ,
          <addr-line>str. Sonyachna, 3, City, Vinnytsia, 21008</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Vinnytsia National Technical University</institution>
          ,
          <addr-line>Khmelnytske highway, 95, Vinnytsia, 21021</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Vinnytsia Technical College</institution>
          ,
          <addr-line>Khmelnytske highway, 91/2, Vinnytsia, 21021</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this study, the authors showed that the Q-factor of a varicap diode depends on frequency and is a function of parameters of its small-signal equivalent circuit. Influence of the equivalent circuit parameters on the varicap diode Q-factor in ranges of low and high frequencies was analyzed. Equations for determining the maximum value of the varicap diode Q-factor and a frequency that corresponds to the extreme value of the Q-factor were obtained. Theoretical results were experimentally verified for three different varicap diodes of BB1xx types manufactured by NXP Semiconductors. Deviations of theoretical results from experimental testing in the (20-500) MHz frequency range do not exceed 8.6%. For varicap diodes of BB149 and BB174 types, the frequency ranges were established, in which their Q-factor was more than 35; and for a varicap diode of BB181 type the frequency ranges were established, in which its Q-factor was more than 15. Parameters of elements of series and parallel equivalent circuits of the varicap diode were determined. Frequency dependences of active and reactive components of the series and parallel equivalent circuits of the varicap diode were analyzed. For three types of varicap diodes, frequency ranges were determined in which difference between an equivalent capacitance of the equivalent circuit and a barrier capacitance was less than 0.5%, and difference between an equivalent resistance of the equivalent circuit and a loss resistance in the emitter and base regions was less than 3%. It was proved that in the frequency range where the varicap diode Q-factor was greater than 35 (BB149 and BB174) or 15 (BB181), the equivalent capacitances of series and parallel equivalent circuits can be regarded as independent of frequency and equal to the capacitance of the varicap diode junction with an error of less than 0.5%.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Varicap diode</kwd>
        <kwd>Q-factor</kwd>
        <kwd>model study</kwd>
        <kwd>mathematical model</kwd>
        <kwd>equivalent circuit</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Varicap diodes are used as electrically controlled capacitances in oscillatory circuits of
telecommunication and information-measuring systems for various purposes. The operating principle
of a varicap diode is based on dependence of the barrier capacitance of an electrical junction on the
applied reverse voltage [1, 2]. This dependence is the capacitance-voltage characteristic of the varicap
diode.</p>
      <p>For efficient use of the varicap diode in high-frequency circuits, a frequency range must be
determined, in which its Q-factor will be maximum or exceed a given value, by equivalent parameters
of its small-signal circuit. Also, to simplify analysis in an operating frequency range, the varicap diode
can be represented by one of the simplified equivalent circuits proposed in this paper.</p>
      <p>Varicap diodes are being utilized in phase locked loops [3, 4]. Moreover, they are being utilized and
in such devices as voltage-controlled oscillators [5, 6], frequency modulators [7, 8], comparators [9,
10], variable phase shifters [11, 12], bandpass filters [13, 14], power amplifiers [15, 16].</p>
      <p>A simple but effective method to reduce reference spurs in analog subsampling phase locked loops
by applying a varicap diode cancellation technique is presented in [3]. A fully synthesizable
injectionlocking based phase locked loop with an interpolative phase-coupled oscillator, a digital-to-analog
converter with current output, and a digital varicap diode with fine resolution are discussed in [4]. Here,
all circuits making up the phase locked loop were designed and implemented by standard elements
without any modification.</p>
      <p>A variation-aware design methodology for a high-performance MOS-varactor voltage-controlled
ring oscillator (MV-VCRO) in near-threshold-voltage (NTV) mode was proposed in [5]. Delay-models
for conventional, bulk-driven, and dynamic-threshold oscillators allowing for nonlinearity in
nearthreshold-voltage mode are considered using MOS-varactor capacitance models and effective drive
current. Effects of supply-induced frequency variations on single-ended tuning LC voltage-controlled
oscillator that degrade the jitter performance of the clock are examined in [6]. Moreover, a
compensation technique is proposed, which applies complementary varactors for increasing the supply
sensitivity of single-ended tuning oscillator. The varactor effective capacitance changes with the supply
voltage, which impacts the supply sensitivity.</p>
      <p>A W-band vector modulator, which based on vector summing with a Gilbert cell, is discussed in [7].
Here two error-reducing schemes are applied to a summing circuit. One is to apply current sources,
which consist of short channel transistors, to take advantage of the so-called channel length modulation
effect. The other scheme implements impedance correction varactors at input. It controls gain and phase
with a digital-to-analog converter, which makes the output impedance of the summing circuit constant.
An approach to a frequency modulation by employing a split-ring resonator loaded with a varactor
diode is considered in [8]. There, the modulation occurs because of a continuous variety of the varactor
diode capacitance by changing its bias voltage by a signal which is to be modulated. The frequency
range of modulated signals can be controlled by adjusting varactor parameters.</p>
      <p>A differential time-domain comparator, which is formed by two voltage controlled delay lines – one
per input terminal, as well as a binary phase detector for comparison solving were discussed in [9]. A
set of digitally controlled inversion-mode varactors is utilized for adjusting propagation delay through
respective lines. Such varactors provide tuning capabilities to the time-domain comparator; which
features can be used for offset calibration. An offset calibration approach is presented in [10]. This
approach uses dynamic characteristics of a comparator in order to obtain a wide linear tuning range by
locating varactors at two different internal nodes – drains of the input pairs (for high linearity) and
output nodes (for wider compensation range). The comparators are implemented in a 3-bit 1GS/s flash
ADC, which can be integrated into an 8-bit hybrid ADC architecture.</p>
      <p>A low loss reflection-type phase shifter is introduced in [11]. This shifter applies a varactor diode as
a load. A performed analysis showed that a real part of the load affects phase variation and insertion
loss. A variable phase shifter is presented in [12]. This shifter has a 360° range and may be employed
in X-band phased arrays. The regarded system consists of a branchline coupler, variable reflection
loads on varactor diodes, and a switched line topology. The reflective loads are quite compact and
require only one control voltage for the varactor diodes, so the control circuit is very simplified.</p>
      <p>A tunable suspended integrated stripline bandpass filter based on a varactor is developed in [13].
Surface mount varactors are implemented on the filter that provides frequency tuning by using reverse
biasing of the varactors at different voltages. A microstrip balun bandpass filter having a tunable center
frequency is introduced in [14]. Such structure has open loop resonators on varactor diodes, which are
employed for tuning a resonant frequency.</p>
      <p>A wideband output combiner which can be used for outphasing power amplifier is considered in
[15]. Two non-commensurate transmission lines are superseded with two reconfigurable T-type
networks, with shunt varactors as a load. A multiband switchable low-noise amplifier is presented in
[16]. The operation bands can be tuned by using a varactor-based tunable network as an interstage
matching circuit, moreover it promotes covering the 5G frequency bands N257/N260. The developed
tunable structure operates without sacrificing noise performance and requires no increase in DC
consumption and in a chip size.</p>
      <p>The purpose of this work is a model study of the frequency dependence of the varicap diode Q-factor
on elements of its small-signal equivalent circuit and experimental investigation of ВВ1хх-type varicap
diodes to confirm the adequacy of obtained theoretical results.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Parameters and equivalent circuits of the varicap diode</title>
      <p>

</p>
      <p>a nominal Q-factor of the varicap diode QV   
The main parameters of the varicap diodes related to the Q-factor are [17]:
XV  
RV  
, it is the ratio of the varicap diode
reactance XV   to the total loss resistance RV   at a nominal bias voltage Unom at a given
frequency;
the temperature coefficient of Q-factor TK QV  d QV , it is a relative change in the varicap
QV dT
diode Q-factor when the ambient temperature changes by 1 K in a given temperature range;
 the frequency range of the varicap diode fmin  fmax , which is determined by limiting
frequencies at which QV  fmin   QV  fmax  1;
1
2 C R</p>
      <p>T T</p>
      <p>1
2 C r</p>
      <p>T S
limiting frequencies of the varicap diode fmin 
and fmax 
, where
rS  rE  rB is the resistance of losses in emitter and base regions of the varicap diode; RT is the
varicap diode reverse resistance when the reverse voltage Urev is applied; CT is the junction
capacitance (barrier capacitance).</p>
      <p>Since the varicap diode is a high quality element, its Q-factor is evaluated by equivalent circuits or
by different measurement methods. When the resonance method is used, the varicap diode is
implemented in a measuring resonant circuit. The varicap diode Q-factor is estimated from known
parameters of the resonant circuit and the measured resonant frequency and Q-factor of the circuit with
the varicap diode. Therefore, in this case, it is important to accurately determine parameters of the
measuring resonant circuit. When the amplitude-phase measurement method [18] is applied to evaluate
the varicap diode Q-factor, the phase shift between voltages on the varicap diode and an exemplary
element and the ratio of amplitudes of these voltages are measured.</p>
      <p>The paper [1] presents a general nonlinear model of a p-n junction (varicap diode) for a large signal
mode, that is, when currents and voltages change within arbitrary limits. The main elements of such
model are a loss resistance r S , a reverse junction resistance RT , which allows for a thermal generation
current in the junction and a leakage current, and a barrier capacitance CT . In general, the reverse
junction resistance RT is a function of a reverse voltage Urev . For practical equivalent circuits, RT is
a fixed resistor corresponding to a linear approximation of the reverse branch of the static characteristic
in a given range of change in Urev . Its resistance has a value of tens of kΩ, therefore, with a forward
bias, it practically does not affect the current.</p>
      <p>The model presented in [19] differs from the previous one by the presence of a capacitor СB to allow
for parasitic capacitances of the leads and the varicap diode case, a resistor r d to take into account the
differential resistance of the junction and an inductance Lp of the varicap diode leads.</p>
      <p>The most common equivalent small-signal varicap diode circuit (Figure 1,a) [17] consists of lead
inductances Lp  3 nH , package capacitance СB 1.5 pF [19], loss resistance r S , reverse p-n junction
resistance RT , differential p-n junction resistance r d , and barrier capacitance CT .</p>
      <p>ZV i   i2 Lp </p>
      <p> RTrd  1 
1  rS  RT  rd iCT </p>
      <p>
iCB  RTrd  1 
 RT  rd iCT   i2 Lp </p>
      <p>RTrd  1</p>
      <p>
        Such a varicap diode model is simplified, since it does not allow for the effect of the loss resistance
modulation in the base region, the recombination current, the breakdown, the frequency dependence of
the barrier capacitance, and other phenomena. To consider such effects, additional components must be
introduced into the varicap diode equivalent circuit. However, complication of the equivalent circuit
when additional components are included in it leads to a complication of its analysis and does not
always increase the reliability of obtained results.
3. Model study of the Q-factor of the varicap diode by its equivalent circuits
The total resistance of the varicap diode by the equivalent small-signal circuit (Figure 1,a) is:
(
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
i

      </p>
      <p>RT2 rS  rd   rd2 RT  rS   2RTrSrd  2CT2RT2rSrd2
RT  rd  2CTCBRTrSrd 2  2 CB RTrS  RTrd  rSrd   CT RTrd 2

 3CT2CBRT2rS2rd2  2Lp CB RTrS  RTrd  rSrd   CT RTrd 2 
RT  rd  2CTCBRTrSrd 2  


  CB 2RTrSrd RT  rS  rd   RT2 rS2  rd2   rS2rd2   CT RT2rd2  2Lp RT  rd  2CTCBRTrSrd 2
  2 CB RTrS  RTrd  rSrd   CT RTrd 2
 ReV    i ImV    RV    i XV  .
(b)
(d)

The varicap diode Q-factor by its total small-signal equivalent circuit (Figure 1,a) is:
QV   </p>
      <p>ImV    XV   
ReV   RV  
 3 CT2CB RT2rS2rd2  2Lp CB  RT rS  RT rd  rS rd   CT RT rd 2  </p>
      <p>RT2 rS  rd   rd2  RT  rS   2RT rS rd  
  CB 2RT rS rd  RT  rS  rd   RT2 rS2  rd2   rS2rd2   CT RT2rd2  2Lp RT  rd  2CT CB RT rS rd 2

.</p>
      <p>  2CT2 RT2rS rd2</p>
      <p>The authors examined frequency dependencies for the Q-factor of varicap diodes of ВВ149, ВВ174
and ВВ181 types produced by NXP Semiconductors. Table 1 presents SPICE Model parameters for
these varicap diodes [20-22].
ZV i   rS 
iCT
RP 
R  2</p>
      <p>P iCT  RP  rS  2СT2RP2rS  iCT RP 
1
1  2С2R2</p>
      <p>T P
</p>
      <p>RP  rS  2СT2RP2rS  i
1  2С2R2</p>
      <p>T P</p>
      <p>2
CT RP
1  2С2R2  ReV1    i ImV1    RV1    i XV1  .</p>
      <p>
        T P
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
      </p>
      <p>
        LP
(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
      </p>
      <p>
        Allowing for formula (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ), the authors constructed graphs of QV  f CT , f  (Figure 2) at the change
in junction capacitance in the (
        <xref ref-type="bibr" rid="ref10 ref2 ref3 ref4 ref5 ref6 ref7 ref8 ref9">2-20</xref>
        ) pF range for varicap diodes of BB149 and BB174 types and in the
(
        <xref ref-type="bibr" rid="ref1 ref10 ref2 ref3 ref4 ref5 ref6 ref7 ref8 ref9">1-17</xref>
        ) pF range for the varicap diode of BB181 type, with frequency changing in the range (20-500)
MHz.
      </p>
      <p>The Q-factor lies in the (15-25) range for different types of varicap diodes at frequencies of the
(20~50) MHz order and at a minimum reverse voltage of (0.5-1) V. The value of the varicap diode
Qfactor decreases with increasing reverse voltage (with decreasing barrier capacitance). As the frequency
increases, the varicap diode Q-factor increases and reaches its extremum. With a further increase in the
frequency for the varicap diode equivalent circuit (Figure 1,a) we obtain a negative Q-factor at
frequencies above 700 MHz. This can be explained by the fact that at high frequencies the varicap diode
reactance of becomes inductive, since the inductive resistance of the varicap diode leads becomes
greater than the junction capacitance (Figure 3).</p>
      <p>
        Formula (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) is difficult for practical evaluation of the varicap diode Q-factor. Therefore, at
frequencies up to several hundreds of MHz, one can neglect parameters Lp and СB of the equivalent
small-signal circuit, denote RP 
      </p>
      <p>RT rd , and limit to a simplified equivalent circuit (Figure 1,b). In</p>
      <p>RT  rd
this case, the typical value of reverse resistance of the varicap diode junction is RT  50 k [23].</p>
      <p>The total resistance of the varicap diode according to the simplified equivalent circuit (Figure 1,b)
is:
(а)
(c)
Figure 2: Graphs of dependencies QV  f CT , f  for varicap diodes of BB149(a), BB174(b) and
BB181(c) types
frequencies. To increase the Q-factor when an n -region is introduced into the varicap diode, resistance
of the base must be reduced and so does resistance of the contact by choosing its material and increasing
concentration of impurities in the n -region of the base [24].</p>
      <p>
        To evaluate the reliability of the simplified equivalent circuit of the varicap diode (Figure 1,b), the
authors determined dependences of relative deviation of the Q-factor estimate
 QV1   
sQV  1 QV    100% for varicap diodes of BB149, BB174, and BB181 types (Figure 4) on
junction capacitance and frequency considering the equivalent circuits in Figures 1,a,b (formulas (
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
and (
        <xref ref-type="bibr" rid="ref4">4</xref>
        )).
      </p>
      <p>The value of the Q-factor relative deviation increases when the frequency increases and the reverse
voltage decreases. The maximum deviation of the Q-factor was in varicap diodes with maximum barrier
capacitance (among studied ones, this is a varicap diode of SMV2023-011LF type).</p>
      <p>In this study the authors estimated the maximum frequency of an operating frequency range of the
varicap diode equivalent circuits (Figures 1,a,b) in case when the reactance of the varicap diode was at
least 10 times greater than the inductive resistance of its outputs. For the complete equivalent circuit
(Figure 1,a), this condition is as follows:
2 5LPCB2CT2rS2 RP2   3 CT2CB RP2rS2  2LP CB2  RP  rS 2  CT RP2 CT  2CB  
</p>
      <p>
        (
        <xref ref-type="bibr" rid="ref5">5</xref>
        )
      </p>
      <p>  2 CB  RP  rS   CT RP </p>
      <p>The authors estimated graphically the maximum frequency of the operating frequency range of the
varicap diodes equivalent circuits (Figures 1,a,b) under this condition as shown in Figure 5.
(a)
(b)
FBiBg1u4re9(a4):, DBeBp1e7n4d(be)nacneds BoBf1re8l1a(tdiv)etydpeevsiation of t(hc)e Q-factor sQV  f CT , f  for varicap diodes of
(a)
(c)
Figure 5: Dependences of varicap diode reactance XV  f CT , f  for estimating the maximum
frequency of the operating frequency range of equivalent circuits for varicap diodes of BB149(a),
BB174(b) and BB181(c) types</p>
      <p>The operating frequency ranges for varicap diodes of the selected types are from 390 MHz at
maximum capacitance of 19.5 pF to 1100 MHz at minimum capacitance of 1.95 pF for the BB149 type
varicap diode, from 430 MHz at maximum capacitance of 21.26 pF to 1200 MHz at minimum
capacitance of 1.95 pF for the BB174 type varicap diode, from 330 MHz at maximum capacitance of
17 pF to 1300 MHz at minimum capacitance of 0.7 pF for the BB181 type varicap diode (Figure 5).
The authors concluded that the decrease in the maximum operating frequency of the varicap diode is
determined by an increase in its barrier capacitance and depends on the reverse voltage Urev .</p>
      <p>At lower frequencies at  СT rS 1 , the varicap diode equivalent circuit is a parallel connection of
RP and CT (Figure 1,c), its Q-factor is determined by the formula QV1.LF    CT RP and it linearly
depends on frequency. At high frequencies at  CT RP 1 , the equivalent circuit is a series connection
and decreases when frequency increases. To increase the varicap diode Q-factor at high frequencies,
the resistance rS must be reduced, i.e. the thickness of n-region in the base is to be reduced. Taking
into account all above-mentioned, we may conclude that the frequency dependence of the varicap diode
Q-factor has a maximum with the following coordinates:
of rS and CT (Figure 1,d), the varicap diode Q-factor is determined by the formula QV1.HF   
1
 СT rS</p>
      <p>
        For the varicap diodes the condition RP  rS is satisfied (Table 1), so formulas (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ) and (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) are
simplified:
d QV1  
d

      </p>
      <p>CT RP2  RP  rS  2C2R2r </p>
      <p>T P S ;</p>
      <p>2
 RP  rS  2C2R2r </p>
      <p>T P S
d QV1  
d 
 0
</p>
      <p>extr 
QV1.max  QV1 extr  
1  RP</p>
      <p>rS ;
C R</p>
      <p>T P</p>
      <p>RP
2 rS  RP  rS </p>
      <p>.</p>
      <p>QV1   
extr 
 C R</p>
      <p>T P
1  2СT2RPrS</p>
      <p>;
1
CT</p>
      <p>RPrS</p>
      <p>;
QV1.max  QV1 extr   0.5</p>
      <p>RP .</p>
      <p>
        (
        <xref ref-type="bibr" rid="ref6">6</xref>
        )
(
        <xref ref-type="bibr" rid="ref7">7</xref>
        )
(
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
(
        <xref ref-type="bibr" rid="ref9">9</xref>
        )
(
        <xref ref-type="bibr" rid="ref10">10</xref>
        )
(11)
rS
      </p>
      <p>
        Allowing for obtained analytical relationships (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) and (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ), frequency theoretical dependences of
varicap diode Q-factors were constructed (solid lines in Figure 6), and coordinates of the extremum of
these dependences were calculated for varicap diodes of BB149, BB174, and BB181 types
manufactured by NXP Semiconductors [20–22]:
 the ВВ149 type varicap diode ( rS  0.75  , RP  6.75 k , СT  13 pF ): fextr 172.153 MHz;


QV1.max  47.434;
QV1.max  50.867;
QV1.max  24.29.
      </p>
      <p>
        the ВВ174 type varicap diode ( rS  0.6  , RP  6.21 k , СT  9 pF ): fextr  289.852 MHz ;
the ВВ181 type varicap diode ( rS  3  , RP  7.08 k , СT  9 pF ): fextr 121.401 MHz ;
The results calculated by formulas (
        <xref ref-type="bibr" rid="ref10">10</xref>
        ) and (11) differ from those calculated by formulas (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) and
(
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) by less than 0.1%.
200 300
Frequency, MHz
400
500
      </p>
      <p>A test installation is shown in Figure 7.
(brown), BB174 (yellow) and BB181 (green) types with dotted lines. As can be seen, these
experimental dependences represent theoretical ones quite accurately with a relative error no
more than 8.6%. For the experimental dependences, the extremum coordinates are:
 varicap diode of ВВ149 type: fextr  171.421 MHz ; QV1.max  46.883;


varicap diode of ВВ174 type: fextr  260.734 MHz; QV1.max  52.446;
varicap diode of ВВ181 type: fextr  118.337 MHz; QV1.max  25.323.</p>
      <p>When the temperature increases, the varicap diode Q-factor decreases due to increase in the
resistance rS . As the reverse bias increases, the capacitance CT and resistance r S decrease, and the
Qfactor increases accordingly. The decrease of rS when the reverse bias increases can be explained by
expansion of the junction and decrease in the base thickness in n-region of the varicap diode structure
[25].</p>
      <p>
        The authors estimated the minimum voltage amplitude of the varicap diode in large-signal mode by
linear section lengths of the Capacitance vs Reverse Voltage characteristic [20–22], which was about
(
        <xref ref-type="bibr" rid="ref2 ref3">2–3</xref>
        ) V for all types of considered varicap diodes. The measurements were carried out in small-signal
mode at a 0.5 V voltage across the varicap diode, (
        <xref ref-type="bibr" rid="ref1 ref10 ref2 ref3 ref4 ref5 ref6 ref7 ref8 ref9">1-15</xref>
        ) mA currents and (1~10) mW power.
      </p>
    </sec>
    <sec id="sec-3">
      <title>4. Parameters of series and parallel equivalent circuits of the varicap diode</title>
      <p>A varicap diode can be represented by series (Figure 8,a) or parallel (Figure 8,b) equivalent circuits
[17, 26] with their parameters being determined by following relationships:</p>
      <p>- the series equivalent circuit:
- the parallel equivalent circuit:</p>
      <p>RV .series   </p>
      <p>RP  rS  2СT2RP2rS  RP 1 2СT2RPrS  ,
1 2СT2RP2 1 2СT2RP2
ZV i   RV .serial    iXV .serial   
1 2С2R2</p>
      <p>T P
RV . parallel   
СV . parallel   
 RP  rS 2  2С2R2r2</p>
      <p>T P S 
 2СT2RP2rS  RP  rS</p>
      <p>RP 1  2С2r2 </p>
      <p>T S ,
1  2СT2RPrS
(12)
(13)
(14)
(15)
(16)
(17)
XV . parallel   
 2 CT2RP2rS2   RP  rS </p>
      <p>2
СT RP

1   2 C 2r 2</p>
      <p>T S ,
СT
(18)
ZB i   i RV . parallel   XV . parallel    . (19)</p>
      <p>RV . parallel    i XV . parallel   1  2CT2RPrS  iCT RP</p>
      <p>Figure 9 demonstrates frequency dependencies of series and parallel equivalent circuit parameters
for varicap diodes BB149 ( СT 13 pF ), BB174 ( СT  9 pF ) and BB181 ( СT  8 pF ) types
considering relationships (12), (13), (16), (17).</p>
      <p>RP 1  2C2r2 </p>
      <p>T S
(d)
Figure 9: Frequency dependencies of equivalent circuit parameters for BB149 (purple), BB174 (green)
and BB181 (blue) varicap diodes: (a) resistance of the series equivalent circuit (Ohm); (b) capacity of
the series equivalent circuit (pF); (c) resistance of the parallel equivalent circuit (Ohm); (d) capacity of
the parallel equivalent circuit (pF)</p>
      <p>From the dependencies shown in Figure 9 we may made the following conclusions:
</p>
      <p>the dependencies RV .series  f  and RV . parallel  f  verge to the value RP  rS  RP at low
frequencies and to rS at high frequencies (Figures 9,a,c);
</p>
      <p>the dependence CV .series  f  verges to infinity at low frequencies and to the value CT at high
frequencies (Figure 9,b);
 the dependence СV . parallel  f  is almost equal to the value CT at low frequencies and verges to
zero at high frequencies (Figure 9,d).</p>
      <p>The frequency f1 , at which the capacity CV.series differs from the capacity CT by less than 0.5%, is:
1  2С 2R2</p>
      <p>1 T P  1.005СT
 12 CT Rp
2

</p>
      <p>For the ВВ149 type varicap diode at СT 13 pF the frequency f3 equals 1159 MHz, for the ВВ174
type varicap diode at СT  9 pF it is equal to 2093 MHz and for the ВВ181 type varicap diode at
The frequency f4 , at which the active resistance RV.parallel differs from the resistance rS by less than
С R2</p>
      <p>T P
 23 CT2RP2rS2   RP  rS 
2  0.99СT

f3 </p>
      <p>1
2 199 CT rS

.</p>
      <p>(21)
(22)
(23)
(24)
(25)
 24СT2RP2rS  RP  rS</p>
      <p>2
 RP  rS   24СT2RP2rS2  1.03rS

f4 </p>
      <p>1
2 0.03 CT rS

.</p>
      <p>For the varicap diode of ВВ149 type at СT 13 pF the frequency f 4 equals 94.256 GHz, for the
varicap diode of ВВ174 type at СT  9 pF it is equal to 170.185 GHz and for the varicap diode of
ВВ181 type at СT  8 pF it is 38.292 GHz.</p>
      <p>If the varicap diode frequency range is limited by the range QV  QV 0 , we obtain:</p>
      <p>For the BB149 type varicap diode at СT 13 pF the frequency f1 equals 25.66 MHz, for the ВВ174
type varicap diode at СT  9 pF it is equal to 40.29 MHz and for the ВВ181 type varicap diode at
СT  8 pF it is 39.76 MHz.</p>
      <p>The frequency f2 , at which the active resistance RV.series differs from the resistance rS by less than
1 22СT2RP2
RP  rS  22СT2RP2rS  1.03 rS

f2 
.</p>
      <p>For the ВВ149 type varicap diode at СT 13 pF the frequency f2 equals 993.5 MHz, for the
ВВ174 type varicap diode at СT  9 pF it is equal to 1672.8 MHz and for the ВВ181 type varicap
diode at СT  8 pF it is 788.2 MHz.</p>
      <p>The frequency f3 , at which the capacity СV . parallel differs from the capacity СT by less than 0.5%,
fmin 
fmax </p>
      <p>QV 0 ,
2 CT RP</p>
      <p>1
2 QV 0CT rS
.</p>
      <p>For the ВВ149 type varicap diode for QV  35 this frequency range  fmin  fmax  corresponds to
63.51 466.62 MHz, for the ВВ174 type varicap diode for QV  35 it corresponds to
99.72 842.52 MHz and for the ВВ181 type varicap diode for QV  15 it corresponds to
42.17  442.32 MHz.</p>
      <p>The Q-factors of 35 and 15 were chosen considering the frequency characteristics (Figure 6) about
the passband level, that is a 0.707 level from the maximum value of the varicap diode Q-factor.</p>
      <p>The capacitance of varicap diodes of ВВ149, ВВ174 and ВВ181 types in any equivalent circuit
diverges from the varicap diode junction equivalent capacitance in these frequency ranges by no more
than 0.5%. Therefore, we can assume that СV.series    СV. parallel    CT . Eventually, for the ВВ149
type varicap diode in the 25.66 1159 MHz frequency range, for the ВВ174 type varicap diode in
the 40.29  2093 MHz frequency range and for the ВВ181 type varicap diode in the
39.76  470.8 MHz frequency range the next formulas can be written with an error less than 0.5%:
(26)
(27)
(28)
(29)</p>
      <p>ZV .series i  </p>
      <sec id="sec-3-1">
        <title>ZV .parallel i  </title>
      </sec>
      <sec id="sec-3-2">
        <title>QV .series i   QV .parallel i  </title>
        <p>RP 1 2СT2RPrS </p>
        <p>,
RP 1  2С2r2 </p>
        <p>T S
1  2СT2RPrS  iCT RP 1  2С2r 2 </p>
        <p>T S
1  2С 2R2</p>
        <p>T P
 CT RP 1  2СT2RPrS 
,
,
that is, the varicap diode in the equivalent circuit can be superseded by a series or parallel connection
of a resistor with resistance being a function of frequency, and a capacitor with capacitance being
independent of frequency and determined by the equivalent varicap diode junction capacitance [17].</p>
        <p>For both serial and parallel equivalent circuits of the varicap diode, its quality factor is determined
by formula (28).</p>
        <p>If the noise is present in the measuring instrument channels, then a random component of uncertainty
arises; the authors propose to estimate it by the next formula [18]:
sN 
q1  q2  q1q2 sin
q1q2</p>
        <p>,</p>
        <p>P P
where q1  21 and q2  22 are the signal-to-noise ratio in the measuring instrument channels; si is the
s1 s2
root-mean-square values of noise in the measuring instrument channels; Pi is a power of signal;  is a
phase shift proportional to the time delay of a signal in the channel.</p>
        <p>The Allan variance method was proposed in [27] to be applied for identifying the noise structure in
the measuring instrument channels.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>5. Conclusion</title>
      <p>In the paper the authors showed that the varicap diode Q-factor is determined by parameters of the
small-signal equivalent circuit and is a function of frequency. We analyzed the effect of barrier
capacitance, junction resistance, and loss resistance of the varicap diode on its Q-factor in low and high
frequency ranges. We obtained formulas that provide determining the maximum value of the varicap
diode Q-factor and the frequency corresponding to its maximum Q-factor. We experimentally tested
theoretical results for three different varicap diodes of BB149, BB174 and BB181 types manufactured
by NXP Semiconductors. Deviations of the theoretical results from experimental testing in the (20 
500) MHz frequency range were less than 8.6%. We established that the frequency range in which the
Q-factor QV  35 for varicap diodes of BB149 and BB174 types was 63.51 466.62 MHz and
99.72  842.52 MHz, and for the BB181 type varicap diode at QV  15 it was 42.17  442.32 MHz.</p>
      <p>We obtained formulas that determine active and reactive parameters of the elements in the series
and parallel equivalent circuits of the varicap diode. We analyzed frequency dependences of the varicap
diode Q-quality factor and parameters of the series and parallel equivalent circuits. This promoted to
simplify the formulas for determining parameters of the elements in the series and parallel equivalent
circuits in the operating frequency range, where the varicap diode Q-factor is more than 0.707QV.max .
We proved that in the frequency ranges of 25.66 1159 MHz for the BB149 varicap diode,
40.29  2093 MHz for the BB174 varicap diode, and MHz for the 39.76  470.8 BB181 varicap
diode, equivalent capacitances of the series and parallel equivalent circuits differed from the junction
barrier capacitance by less than 0.5%. Therefore, in the specified frequency ranges, the varicap diode
in the equivalent circuit can be replaced by a series or parallel connection of a resistor, whose resistance
is a function of frequency and is determined by formulas (12) or (16), and a capacitor, whose
capacitance does not depend on frequency and is determined by the equivalent capacitance of the
varicap diode junction.</p>
      <p>Theoretical assumptions and simulation results are confirmed by the experimental testing results.
The authors proposed a method for estimating the maximum frequency of the operating frequency range
of a varicap diode using SPICE Model Parameters, provided that the reactive capacitance of the varicap
diode is an order of magnitude greater than the inductive resistance of its leads.</p>
      <p>The practical application of the study is that the authors had obtained formulas for determining the
frequency spectrum with the Q-factor higher than a given value.</p>
      <p>Further development of the study is evaluating the influence of the varicap diode characteristic
nonlinearity in the of a large-signal mode with more than 2 V amplitude, various types of noise and
temperature instabilities on the frequency dependence of the varicap diode Q-factor.</p>
    </sec>
    <sec id="sec-5">
      <title>6. Acknowledgements</title>
      <p>This work was supported by the Ministry of Education and Science of Ukraine, grant
No. 0121U109722 “Methods and devices for forming and processing chaotic signals, access control
and positioning in robotic and infocommunication systems”.</p>
    </sec>
    <sec id="sec-6">
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