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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Investigating the role of diferent social cues in the human perception of a social robotic arm.</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Carlo La Viola</string-name>
          <email>carlo.laviola@unifi.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Laura Fiorini</string-name>
          <email>laura.fiorini@unifi.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gianmaria Mancioppi</string-name>
          <email>gianmaria.mancioppi@unifi.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Filippo Cavallo</string-name>
          <email>filippo.cavallo@unifi.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Industrial Engineering (DIEF), University of Florence</institution>
          ,
          <addr-line>Via Santa Marta 3, Firenze</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>The BioRobotics Institute, Scuola Superiore Sant'Anna</institution>
          ,
          <addr-line>Viale Rinaldo Piaggio 34, 56025 Pontedera (PI)</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The use of robotic arms in the rehabilitation context is increasing, leveraging the robotic capabilities related to object manipulation. Similarly, social robots are used in rehabilitation to provide features of social interaction with people. Even though these two robotic aspects are gaining visibility, the combination of both manipulation and social capabilities is often neglected. This work aims at filling this gap, introducing both manipulation and social capabilities in a scenario of human-robot interaction for rehabilitation. This work will define the best social configuration for a robotic arm, in terms of social cues. In particular, sound and expressive eyes cues will be linked to social movements designed using Laban Movement Analysis. Various combinations of movements and social cues will be combined and embedded in a robotic arm. Then 15 participants are recruited and asked to perform a human-robot interaction task (handover) with the robotic arm. A questionnaire is used to evaluate the user impressions in terms of Valence, Arousal, the Godspeed components of Animacy and Safety, and two custom questions related to movement fluidity and likeability. The results show that the best combination for this exercise is the one where both sound and eyes are present, even though the data show high scores of Arousal and Animacy for the configuration composed of only sound and movement.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Social robots</kwd>
        <kwd>social cues</kwd>
        <kwd>Laban movement</kwd>
        <kwd>HRI</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The robotic world is advancing towards technological improvements and the application of
robots is spreading to various fields. In fact, it is possible to assist in the advancement of
Social Robots [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] in the last years. Using social robots is relevant for rehabilitation purposes,
as explained in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] where the social robot is used to do rehabilitation sessions with children
afected by autism, or in [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] where social robots are used to provide customized help to users
sufering from cognitive changes related to aging and/or Alzheimer’s disease. Many authors
have investigated what takes for a robot to be social, and their works are summarized in the
review by [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Among the various elements that can help in the perception of social robots,
there is the similarity to human behavior, and the use of natural interfaces (i.e. speech) for
communication, making the robot more human-like and socially accepted. Other social cues
that can be abducted in making a robot social are the availability of a face and eyes, as explained
in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] where diferent face colors in a robot were linked to diferent emotions, or as in [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] where
the use of animated eyes put on a not-humanoid robot helped the users in perceiving it as more
alive and friendly. Sound also is an element that can make a robot more social. In the work of
[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] the use of diferent sounds in relation to expressive gestures is proved to change the feeling
of the users, and also in [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] various sounds applied to various robot movements were confirmed
to improve the perception of valence, warmth, and competence of the robot itself. Finally,
movement and body language are of paramount importance in humans’ everyday interaction
and play a key role in how people relate to each other. For this reason, movement is another
social element of robots and some authors have explored how robotic movements can influence
people’s perception [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], while others explored robot gestures capable of conveying emotions
[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Among the various approaches available in the literature to model robot movements,
this work makes use of Laban movements, as introduced by other authors such as [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] and
[12], [13]. These authors use Laban Movement Analysis, to model robotic movements and
achieve emotional communication through movement. The authors that make use of Laban
Movements for social robotic use humanoids (i.e. NAO, Softbank Robotics) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] or puppet-like
robots [14]. The limitation that emerged from the literature, is that such social capabilities are
rarely combined with robotic manipulation, having normally only one of the two involved in
the rehabilitation session and limiting the possibilities of the interaction (i.e. only social or
only manipulation). Furthermore, there was no evidence in the literature of authors using a
robotic arm, while in this work the robot used is indeed a robotic arm (Panda, Franka Emika,
Germany). The authors of this study have already explored Laban movements on a robotic arm
[15], suggesting that it can trigger an emotional feeling in the users; the use of a robotic arm
is also efective in performing exercises for people who have to rehabilitate upper limbs [ 16].
The novelty of this work is to present a new concept of rehabilitation robotics where physical
and cognitive rehabilitation is achieved using a social robotic arm capable of manipulation and
social behavior. The implementation of various social cues (i.e. face, sound, movement) on a
robotic arm will be presented and they will be used in an HRI task. The analyses will converge
on what is the impact of social cues on the human perception of the robot, and if some social
cues are dominant over others. Moreover, the purpose of this work is to define what kind of
Laban movements are the best in a scenario of robotic rehabilitation.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Materials and Methods</title>
      <p>This study is based on the definition of an HRI task for the evaluation of the proposed novelty.
The interaction task design is simple, yet relevant in the realm of HRI and is a starting point for
future implementation of this system. A handover task will be presented, which is composed
of multiple steps that can be used singularly or grouped in the execution of a rehabilitation
exercise (e.g. tower of London [17]). In this section, the procedure to put the experiment in
place is described and further details are provided regarding the setup.</p>
      <sec id="sec-2-1">
        <title>2.1. Design of social cues</title>
        <p>In the first place, this work focused on how to design the social cues that should be used during
HRI, to achieve a particular task objective. As described in Section 1 this work uses 3 social cues.
I) Robotic Movement: stemming from a previous work of the same authors [15], the movement
design is based on Laban Movement Analysis (LMA). LMA was defined by Rudolph Laban in
1948 [18] as a system for describing, discussing, and documenting human body movements
according to diferent components, namely Laban Efort Graph (LEG) referring to the body’s
inner use of energy, and Laban Space (LS), referring on how the body uses the surrounding
space. The LEG component is composed of four parameters that can have one between 2 values
and the LS component can vary according to the 3 parameters (corresponding to 3 planes of
movement) that change between two opposite values. A schema of such a configuration and all
the possible values are summarized in Table 1.</p>
        <p>The diferent combinations of LEGs parameters and the LS parameters originate diferent
movements, that are designed to convey emotional information. The set of movements to be
used in this work comes from the previous work [15] where various Laban Movements were
shown to a pool of 120 participants and their preferences were collected. The most preferred
movements were the one modeled after the happiness emotion and the one modeled after the
anger emotion; in this work, the happy movement will be called Indirect and the angry one will
be called Direct. Their Laban configuration is presented in Table 2.</p>
        <p>
          I) Eyes: the face was selected from another previous work [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. This same face was used on a
wheeled social robot deployed in the context of social interaction with older adults and disabled
people. The expressivity of the eyes (which is composed of blinking and moving eyes) was liked
by all the participants in the previous work and for this reason, was included as is in the study.
I) Nonverbal sound: the inspiration for the sound generation was taken from [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], where the
authors generate diferent sounds for diferent robots. Specifically, for this work, the sound
that most of the others guided the design was the one taken from their sonification of UR5
movements. The generation is done programmatically using the library pygame (https://www.
pygame.org/docs/), and the sound is composed with an initial descending C Major arpeggio,
followed by a G Maj chord (5th), then an F Maj chord (4th), to end with an ascending C Major
arpeggio. Change of chords was triggered by events in the robot movement, namely ball picking,
handover, start, and end of the interaction session.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Software system to support the experiment</title>
        <p>The overall system is run on a Ubuntu OS and takes advantage of the backbone infrastructure
provided by ROS [19]. Each of the social cues is written in a node and registered to a common
topic, which is published by a /controller that takes charge of the synchronization of the system.
It is worth highlighting that even though the overall system is ROS based, the robotic arm
movements were achieved thanks to Frankx [20] which is a movement library developed for
the Franka Emika Panda robot and that allows control over velocity, acceleration, and jerk. The
ifnal part of the ROS system is a node for saving data after the interactions, which connects to
the disk and saves all the interaction session data in a CSV format, for later analysis. The data
saved are user feedback regarding the interaction session and general information on the robot,
such as time duration of the movement, and information on which action it is performing. At
last, a node that records bag data from a RealSense camera (Intel, USA) is synchronized with the
system for autonomous recording and saving of the diferent sessions. The overall schema for
all the ROS nodes is depicted in Fig. 1. Another element of the system, unrelated to ROS, is a
Docker container that hosts a Flask app; such an app allows connection from external elements
to the app that is used to administer the questionnaires to the participants in the experiment
and allows to save the data on the disk passing by a ROS node, contacted using RosBridge [21].
All system is triggered by a ROS service which is manually called by the experimenter. This
choice was done to allow full control over the session duration and manage any unexpected
event that could have happened during the experimentation.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Participants</title>
        <p>A total of 15 participants were enrolled for this test. The people enrolled were researchers,
medical doctors, psychologists, and nurses that volunteered in the experiment. No eligibility
criteria were selected and all volunteers were accepted into the study. The participants are
composed of 60% male and 40% female, and their education level is composed of 3 groups (33.3%
Bachelor’s Degree, 53.3% Master’s Degree, and 13.3% Ph.D.). The mean age of participants is
30.47 years, with a standard deviation of 4.64. Before starting, all the participants were informed
of the test and it was given to them a formal description of the experiment on paper; all of them
were asked to sign informed consent.</p>
      </sec>
      <sec id="sec-2-4">
        <title>2.4. Experimental procedure</title>
        <p>The task to be performed during this experiment is the handover of a colored ball between the
robot and the participant, with the participant that places the ball in a dedicated box to end
the interaction. The social cues will be proposed in 4 possible combinations (only movement,
movement and sound, movement and face, movement, face, and sound), coupled with the 2
movements (Direct or Indirect). Hence, there will be a total of 8 trials for each participant
(4 social cues combinations by 2 movements). The experiment can be divided into 3 main
phases, namely the robotic arm movement, the human-robot handover, and the rating of the
interaction by the user. The robotic arm movement is in charge of picking up the colored ball
and passing it to the user. The main design idea of the movement is introduced in the previous
paragraph, and can be further described as a combination of 5 main blocks: i) The robotic arm
turns toward the colored balls, ii) The robotic arm performs a movement to get closer to the
balls and picks one of them, iii) The robotic arm turns toward the user, iv) The robotic arm
performs a movement and gets closer to the user to handover the ball, v) The robot goes back
to the idle position. The choice of which ball to pick, the order of movements, and the social
cues combination were random and automatically decided by the system. After the robotic arm
movement, the human-robot handover phase started, with the participant that grasps the ball
ofered by the robot, and puts it in a dedicated box with the same color as the ball displayed on
top. Eventually, the participant is asked to complete a questionnaire to rate the experience of
that specific session. The questionnaire used in this work was structured with a first part where
it asked the user to rate the interaction according to the Self Assessment Manikin (SAM) [22],
in terms of Valence, Arousal and Dominance. Then the user is asked to complete two elements
of the Godspeed questionnaire [23], specifically the Animacy and the Safety component. At last
two custom questions were asked, regarding the fluidity and the likeability of the movement.
At the end of the 8 interactions, the experimenter asked 5 open questions to the participants,
to acquire their qualitative feedback. Such questions were: 1) What do you think about the
movements? 2) What do you think about the sound? 3) What do you think about the face? 4)</p>
        <p>Did the movements convey to you any emotion or sensation? 5) Imagine bringing the robot
home to use for your own purpose, which configuration (sound, face, movement) would you
like to have? In this work only answers to question 5 will be analyzed. A schema of the phases
for this experiment is available in Fig. 2.</p>
      </sec>
      <sec id="sec-2-5">
        <title>2.5. Data Anlaysis</title>
        <p>The analysis focused on the data collected from the questionnaires. For the SAM scores, the
values were extracted on a scale of 1 to 9; the Godspeed questions were summed up together to
obtain an aggregated index with all the scores for the Godspeed elements where the maximum
value is 25 for animacy and 15 for safety and the minimum values are respectively 5 and 3.
Finally, for the likeability and fluidity scores, the value is taken and evaluated on a scale from 1 to
5. The means for each answer’s group were evaluated for each interaction. The sessions reported
in Table 3 are divided into columns by social cues (no social cues, eyes, sound, both sound and
eyes) and by Direct (D) or Indirect (I) movement. The means extracted from the questionnaire
were then compared across all the diferent iterations and the comparison between the diferent
movements and social cues combination are analyzed and discussed. Due to the low number
of subjects (15), only qualitative analyses were conducted and no statistical significance was
looked for. Finally, the open answers to question 5 were analyzed using content analysis [24]
and 2 main components were extracted, namely which configuration among the 4 presented
was the one preferred and which movement was the most liked by participants.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results</title>
      <p>NO SOCIAL</p>
      <p>CUES
D
In the first place, the mean values for the SAM, Godspeed, and Custom values were computed.
The complete results are depicted in Table 3. The Valence has the highest values for the session
with all the social cues and the Indirect movement, asserting that this interaction is the most
positive. On the contrary, Arousal has the maximum value in correspondence to the session
with only sound and Indirect movement. So the movement that maximizes the Arousal value is
the Indirect one; indeed the social cues play a role in the perception, and the session which has
the highest Arousal score is the one with sound only.</p>
      <p>As for the Godspeed, it is possible to identify the highest Animacy scoring in the sessions with
only sound and with sound and eyes, for Indirect and Direct movement respectively. The sound
seems an element that for the Indirect movement is capable of increasing the perception of
Animacy (17.67 against 16.53 for Direct movement). Regarding Safety, it is possible to notice how
the highest value is in the last session for the Direct movement. At a first glance, it is possible
to say that the Godspeed parameters used in this study are maximized for Direct movement.
Finally, the highest values for both likeability and fluidity are in the session with all social cues
and Indirect movement. When looking at the open answers the results partially reflect the
values highlighted in the tables. The preferred movement (Figure 3a) is the Indirect one (53.3%),
but the 33.3% of people did not express a preference; only 13.3% rated the Direct as the preferred
movement. For the configuration (Figure 3b), the preferred configuration of social cues is the
one where both sound and eyes are present (60%), while 26.7% of participants liked only eyes
and the 13.3% liked only the sound.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Discussion</title>
      <p>
        The results reported in Table 3 show that the configuration of the social cues with the highest
scores is the one where eyes, sound, and movement are used at the same time. Including only
the eyes or the sound in the session does not seem to afect significantly the perception, even
though it is worth mentioning that the use of only sound has been rated at the highest for the
(a) Preferred movement for the participants
(b) Preferred configuration for the participants
SAM component of Arousal and for the Godspeed part of Animacy. This evidence suggests that
sound was more appreciated than the eyes in communicating social information. The reasons
for this are mainly 2: the focus of the user was on the gripper part of the robotic arm, so the
eyes, placed in the bottom part of the robot, had a less relevant impact on the perception. Then,
being the gaze of the user focused on the robotic gripper, it was easier to feel a social cue that is
perceived through another one of the 5 human senses, the hearing. When evaluating the open
answer left by the participants, the results are not fully aligned with the quantitative data. In
fact, even though the quantitative data for the Godspeed analysis showed an overall preference
in terms of Safety and Animacy of Direct movement, the open answers show a preference for
Indirect movement. Similarly, when asking about the preferred configuration, even though the
quantitative data for the session involving only sound is higher, the preferences are lower for
only sound than for only eyes. This point suggests that there is not a perfect alignment between
the quantitative and qualitative data and this information should be furtherly investigated in
future studies. The answers regarding the most preferred session are similar, being the session
of both eyes and sound the best (60%) for this sample of participants. The results collected
confirm the work from [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] and [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], attesting that sound and face put on a robot increase its
social perception from humans. Moreover, this work goes beyond such results introducing
social movements, and indicating that robotic arms can be perceived as social and socially
active if they respect some standards of movement and are equipped with both eyes and sound
social features. The results suggest also an advancement with respect to the previous work [15],
establishing what movement is the most appreciated. Looking at Table 3 it can be evinced how
the highest values are (all but Safety) in the column related to the Indirect movement. This will
guide further implementation of the system, including movements that are more indirect for
implementation in real rehabilitation applications.
      </p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>The aim of this work was to evaluate the most preferred combination of robotic arm movement
and social cues. Secondarily, there was the purpose to understand what kind of movement is
preferred by people. The preferred configuration has been verified to be the one with sound
and eyes, and the preferred movement, regardless of social cues, is the Indirect one. Further
evolution of this study will aim at enlarging the sample size to perform also statistical analysis
of the results. Moreover, it will be possible to verify the correlation between perception and
users’ personalities. Nonetheless, further experiments should validate the findings of this work
and such findings will be used to perform a real rehabilitation exercise with healthy people, to
evaluate their perception of the robot and the validity of the social interaction.
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