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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Probabilistic AAFs with marginal probabilities</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Bettina Fazzinga</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergio Flesca</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Filippo Furfaro</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>DICES - University of Calabria</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>DIMES - University of Calabria</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In the context of probabilistic AAFs, we introduce AAFs with marginal probabilities (mAAFs) requiring only marginal probabilities of arguments/attacks to be specified and not relying on the independence assumption. Differently from the literature, reasoning over mAAFs requires taking into account multiple probability distributions over the possible worlds, so that the probability of extensions is not determined by a unique value, but by an interval. We focus on the problems of computing the maximum and minimum probabilities of extensions over mAAFs under Dungeon semantics and characterize their complexity.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>reasoning on the chances of participating to the dispute of the agents who propose the arguments
or perceive the attacks. Unfortunately, assuming independence is often inadequate, since the
existence of correlations between arguments/attacks cannot be excluded.</p>
      <p>In this paper, we introduce a new prAAF, called AAF with marginal probabilities (mAAF),
that is in between these two categories: it requires to specify no pdf over the possible worlds, but
only the marginal probabilities of arguments and attacks, while not assuming independence. This
calls for a reasoning paradigm different from the prAAFs in the literature, where a single pdf over
the possible worlds is considered: in mAAFs several pdfs may be consistent with the marginal
probabilities, thus the probability of being extensions cannot measured by a unique value. The
following example clarifies this aspect, and gives an insight on why assuming independence when
correlations are not known may result in incautious conclusions.</p>
      <p>Example 1. Consider the argumentation graph below on the left, reporting the marginal
probabilities of arguments and attacks.
0.6
a
1
0.4
c
1
0.6
b
The numbers besides nodes and
edges are the marginal
probabilities returned by a function  (· )
possible world
1 = ⟨∅, ∅⟩
2 = ⟨{}, ∅⟩
3 = ⟨{}, ∅⟩
4 = ⟨{}, ∅⟩
5 = ⟨{, }, ∅⟩
6 = ⟨{, }, {(, )}⟩
7 = ⟨{, }, {(, )}⟩
8 = ⟨{, , }, {(, ), (, )}⟩</p>
      <p>1
0.096
0.144
0.144
0.064
0.216
0.096
0.096
0.144
As the three arguments are the only uncertain portions of the argumentation, we have the 23 = 8
possible worlds reported in the first column of the table above. The other columns report three
(out of many other) pdfs consistent with the marginal probabilities. Specifically,  1 corresponds
to assuming independence between arguments/attacks, as it assigns to every possible world 
the product of the marginal probabilities (resp., complements of marginal probabilities) of the
arguments/attacks in  (resp., not in ). As for  3, it corresponds to the case where ,  are
positively correlated and are in mutual exclusion with  (so that the only possible scenarios for
the argumentation are 4 and 5), while  2 to the case where either , ,  coexist, or at most
one between  or  occurs. Observe that  2 (resp.,  3) is a pdf minimizing (resp., maximizing)
the probability of 5 (0 and 0.6 are the min and max values since no pdf can assign to 5 a
probability lower than 0 and higher than any of  (),  (), 1 −  ()).</p>
      <p>Let  = {, }. The only  where  is admissible is 5. As in prAAFs the probability that a
set is an extension is the sum of the probabilities of the possible worlds where the extension’s
conditions are met, the probability  () that  is admissible is the probability of 5. Therefore,
from what said above on the minimum and maximum probability of 5, we conclude that  () is
in the range [ 2(5).. 3(5)] = [0..0.6].</p>
      <p>Now, suppose that the analyst is a lawyer, and that ,  are arguments possibly claimed by
the counterpart’s witnesses. If the lawyer trusted the analysis under independence, they would
conclude that {,} is not a robust set of arguments, since  () =  1(5) = 0.216 is rather low.
Instead, taking into account all the possible pdfs consistent with the marginal probabilities, the
lawyer would be aware that  () can be rather high, as  () may be up to  3(5) = 0.6, thus
they can make more cautious decisions regarding the trial strategy.</p>
      <p>Contributions. We formally define mAAFs and introduce the problems of maximizing and
minimizing the probability that a set is an extension over an mAAF. We then focus on MAXP-VER
and MINP-VER, the decision counterparts of the maximization and minimization problems, and
provide a thorough complexity analysis under the Dungean semantics for extensions.
2. mAAFs: abstract argumentation frameworks with marginal
probabilities
We assume that the reader is familiar with the fundamental notions regarding abstract
argumentation frameworks (AAFs). We will denote an AAF as a pair  = ⟨, ⟩, where  is the set of
arguments and  the attack relation, and use the following shorthands for the Dungean semantics:
cf for conflict-free, ad for admissible, st for stable, co for complete, gr for grounded, and pr
for preferred. The set of extensions of an AAF  under a semantics  is denoted as Ext(,  ).</p>
      <p>
        We consider the case where the arguments and attacks that may occur in the argumentation are
known, but the exact composition of the argumentation is not certain, as it is not known which of
the “possible worlds” (i.e. sets of arguments and attacks) will be the actual argumentation. In
particular, we consider the scenario where a probabilistic measure of the uncertainty is available,
in terms of the marginal probabilities of the arguments and attacks. Basically, the marginal
probability of an argument is the overall probability of the possible worlds where the argument
occurs. The meaning of the marginal probability of an attack is analogous, but its value is
conditioned to the occurrence of the involved arguments. This yields the definition below.
Definition 1 (mAAF). An AAF with marginal probabilities (mAAF) is a tuple ⟨, ,  ⟩, where
⟨, ⟩ is an AAF and  : ( ∪ ) → [
        <xref ref-type="bibr" rid="ref1">0, 1</xref>
        ] associates arguments and attacks with probabilities.
Arguments and attacks are said to be certain if they have probability 1, uncertain otherwise.
      </p>
      <p>
        Formally, given an mAAF  = ⟨, ,  ⟩, a possible world of  is any AAF  = ⟨′, ′⟩
with ′ ⊆ , ′ ⊆ (′ × ′) ∩ . We denote as   ( ) the set of the possible worlds
of  . Given two possible worlds  = ⟨, ⟩, ′ = ⟨′, ′⟩, we say that ′ expands  if
( ∪ ) ⊂ (′ ∪ ′). Differently from the probabilistic extensions of AAFs in the literature
(in particular, for the constellations approaches [
        <xref ref-type="bibr" rid="ref11 ref3 ref4 ref5 ref6 ref7 ref8 ref9">3, 4, 5, 6, 7, 8, 9, 11</xref>
        ], mAAFs do not rely on
a unique probability distribution function (pdf) over the possible worlds: different pdfs may be
consistent with the marginal probabilities, as discussed in Example 1 and below.
Example 2. Continuing Example 1, it is easy to see that also  4, that assigns 0.4 to both 2 and
7, 0.2 to 5 and 0 to all the other possible worlds, is consistent with the marginal probabilities.
Observe that  4 maximizes the probability of 2 (containing only ): no consistent pdf can assign
to 2 a value higher than any of  (), 1 −  (), 1 −  ().
      </p>
      <p>Given a pdf  over   ( ) and a set of possible worlds   ′ ⊆   ( ),  (  ′) =
∑︀∈  ′  () denotes the overall probability assigned by  to the possible worlds in   ′.
Then, we say that  is consistent with the marginal probability of argument  (resp., attack
∑︀)∈,writ(te)n| a∈s (|=)/ (∑︀)(∈resp(.,)||=∈∧(∈)()if)).I(n)tu=rn∑, ︀i∈scon(si)s|te∈nt w(ith) (re(sp|=., () ifi)t =is
consistent with the marginal probabilities of  ’s arguments/attacks. We denote as Π(  ) the set
of pdfs over   ( ) consistent with  .</p>
      <p>The presence of multiple possible worlds for the argumentation, along the fact that each possible
world may be associated with different probabilities (since different pdfs over   ( ) may be
consistent with  ), naturally call for revisiting the traditional way of considering extensions.
In this spirit, given a pdf  in Π(  ) and a semantics  , we define the probability that  is
a  -extension of  according to  as:  (, ,  ) = ∑︀|∈Ext(, )  (), that is the sum of
the probabilities assigned by  to the possible worlds where  is a  -extension. Then, in
order to take into account that several probability assignments to the possible worlds can be
consistent with the marginal probabilities, we define: min(, ,  ) = min ∈Π( )  (, ,  )
and max(, ,  ) = max ∈Π( )  (, ,  ), i.e. the minimum and maximum probabilities that
 is a  -extension.</p>
      <p>Reasoning over min(, ,  ) and max(, ,  ) is obviously relevant for an analyst looking
into an argumentation modeled via an mAAF  , since this gives insights on the extent to which 
can be considered “robust". Thus, we address the decision problems MAXP-VER and MINP-VER,
that are the decision counterparts of finding max(, ,  ) and min(, ,  ):
Problem statement: MAXP-VER and MINP-VER: “Let  be an mAAF  ,  a semantics,  a set
of arguments, and * a probability value. MAXP-VER(, , ,  * ) (resp., MINP-VER(, , ,  * ))
asks if there is a pdf  in Π(  ) such that  (, ,  ) ≥ * (resp.,  (, ,  ) ≤ * )".</p>
      <p>The main contribution of this paper is summarized by the following theorem:
Theorem 1. Given an mAAF  = ⟨, ,  ⟩ and  ⊆ , MAXP-VER(, , ,  * ) is: 1) in 
under  ∈ {cf, st, ad}; 2)  -complete under  ∈ {co, gr}; 3) Σ 2-complete under  = pr.
MINP-VER(, , ,  * ) is: 1)in  under  = cf, 2)  -complete under  = pr; 3)in  under
 ∈ {ad, st, co, gr}.</p>
    </sec>
    <sec id="sec-2">
      <title>3. Discussions and conclusions</title>
      <p>
        It is interesting to analyze Theorem 1 in the light of the results in the literature regarding IND
(i.e. probabilistic AAFs under the independence assumption, mentioned in the introduction) and
iAAFs [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] (i.e. incomplete AAFs, which are AAFs where some arguments and attacks are
marked as uncertain, without specifying any probability). If we focus on MAXP-VER, it turns
out that reasoning over iAAFs is of the same complexity as over mAAFs under  ∈ {cf, ad, st}
and  = pr, where both problems are in  and Σ 2-complete, respectively, while, under  ∈
{co, gr}, reasoning over iAAFs is strictly simpler than over mAAFs (as INCVER is in  [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]
while MAXP-VER is  -complete). Overall, for both MAXP-VER and MINP-VER, mAAFs are
between iAAFs and IND (where the computation of the probabilities of extensions is generally
FP# -complete): introducing measures of uncertainty on top of iAAFs (thus obtaining mAAFs)
can increase the computational complexity, as well as introducing the independence assumption
on top of mAAFs (thus obtaining IND).
      </p>
      <p>
        Independently from inspiring a comparison with IND and iAAFs, Theorem 1 states that,
analogously to several other computational approaches in formal argumentation, the problems
defined over mAAFs generally suffer from a high computational complexity [
        <xref ref-type="bibr" rid="ref13 ref14 ref15 ref16">13, 14, 15, 16, 17,
18, 19</xref>
        ]. In future work, we plan to investigate islands of tractability, and to extend mAAFs with
the specification of correlations among arguments/attacks, as done for iAAFs [ 20, 21]. This would
exclude pdfs assigning non-zero probability to unrealistic possible worlds from the reasoning.
argumentation frameworks with recursive attack and support relations, in: Proceedings of
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[18] G. Alfano, S. Greco, Incremental skeptical preferred acceptance in dynamic argumentation
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[20] B. Fazzinga, S. Flesca, F. Furfaro, Reasoning over argument-incomplete aafs in the presence
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[21] J. Mailly, Constrained incomplete argumentation frameworks, in: Proc. of European Conf.
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2021, pp. 103–116.
      </p>
    </sec>
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