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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Analyzing Eye Tracking Data using Symbolic Aggregate Approximation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Carsten G. Helgesen</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Atle Geitung</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ilona Heldal</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Henrik Borgli</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Western Norway University of Applied Sciences</institution>
          ,
          <addr-line>Inndalsveien 28, 5063, Bergen</addr-line>
          ,
          <country country="NO">Norway</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Oculomotor disturbance (OMD) is a common vision problem, meaning that the left and right eye do not cooperate properly, i.e., by having a common gaze point. Eye tracking technology (ET) promises support for identifying problematic eye coordination. Data from the eye tracker is based on time series of screen positions and the stimuli movements, which are recorded, following a structural pattern. A vision specialist can analyze and interpret the graphical plots of the time series visually to get a better understanding of the problems related to gaze movements. However, this is tedious and time consuming due to the huge amount of data collected by ETs, or the necessity for replaying the tests. This paper explores a method to automatically analyzing the results of a screening to indicate potential OMD problems by applying Symbolic Aggregate Approximation (SAX) and pinpointing relevant features for OMD. The potential benefits of the method are investigated via examples considering the distance between left and right gaze points. This indicates promising results for faster examining large data sets and discussing possibilities for future extensions for considering eye movement parameters based on real-time measurements of the distance between the stimuli and the gaze points.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Eye tracking</kwd>
        <kwd>SAX</kwd>
        <kwd>Time Series Analysis</kwd>
        <kwd>Vision Screening</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Eye tracking technology (ET) gives the ability to explore and measure gaze points and eye
movements for diferent purposes, e.g. attention management, marketing research, or
investigating vision disturbances. ET data are time series of positions, usually on a computer screen,
visualized using diferent methods like scan paths, heat maps, fixation points etc. [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
Oculomotor disturbances (OMD) are a form of vision disturbance, where the left and right eye
is not coordinated and cannot focus consistently on a common gaze point. OMD occurs in
around 20% of the population [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and can afect reading and learning abilities. ET has
proved to be a good supplement to traditional vision screening methods to investigate OMD,
by providing tests (screenings) consisting of stimuli in the form of following a moving object
on a computer screen with the eyes [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The time series data from ET and stimuli are screen
positions, which can be recorded if they follow a fixed pattern, e.g., for classifying attention [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
This paper utilizes ET and visual stimuli (object on the screen) for vision screening collected
by the C&amp;Look software developed at HVL [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The stimuli is a symbol staying on the screen
(fixations), moving in diferent directions smoothly (smooth pursuit) or jumping to diferent
positions (saccadic movement). Figure 1 shows the user interface of a play-back screen from a
vision test, where an object moves horizontally from left to right across the screen three times
at diferent heights, and the two dots show the position of the left (blue) and right (red) gaze
points. The two plots below show the time series of horizontal and vertical positions of the
two gaze points, while the green plot shows the position of the stimulus [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Visual analysis of
screening results by a specialist is time-consuming, and the number of vision experts available
is low. Automated methods would be needed for more eficient analysis of a large volume of
tests, including potential OMD problems. This “analysis allows localization and quantification of
saccadic under- and overshoots as well as determination of the frequency and amplitude of catch-up
and anticipatory saccades. Clinicians will be able to apply their expertise to diagnose disorders
based on abnormal patterns in the gaze plots.” [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ][
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. However, the quantity of screening
data generated by ETs is large and dificult to analyze. By automating the analyzes, experts
could focus on further investigating potentially problematic cases, resulting in significant time
savings [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. We explore using Symbolic Aggregate Approximation (SAX) to analyze ET data
sets automatically [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] by reducing the time series into a manageable discrete symbol sequence.
The data used here comes from screening tests for OMD validated by vision experts [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. We
investigates the distance between the left and right gaze points to indicate whether the eyes
cooperate properly. Thus the research question investigated are: 1: Is SAX a viable method to
categorize time series for vision screening? and 2: How is it possible to pinpoint relevant patterns
in the time series using SAX?
      </p>
      <p>
        SAX has been used for many purposes, e.g. analyzing ET data for games [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], data from
accelometer for activity pattern visualization [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ][15], detecting eye movements from EEG
brain signals [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], studying environmental soundscape [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] and it is proposed for mobile ECG
analysis [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. As far as we know, SAX was not yet been used for ET data for examining OMD.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Methods</title>
      <sec id="sec-2-1">
        <title>2.1. Time series data mining</title>
        <p>
          A time series is a sequence of data points or observations collected and recorded over regular time
intervals, denoted  = {} where each  is a single number or a composite structure. Time
series data mining aims to perform clustering, classification, and anomaly detection, to mention
a few. Several recent papers suggest new methods to explore time series, Karamitopoulos and
Evangelidis [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] give a good overview, focusing mostly on dimensionality reduction and feature
extraction. To compare time series it is common to normalize the data values. One popular
method is to use the distribution of the data and normalize it to a scale with mean value  ′ = 0
and  ′ = 1 usually called the Z-score. Thus, a data value x is transformed into ′ = ( −  )/
where  and  are the mean and the standard deviation of the full data set, respectively. For a
large data set this may be time consuming, but it must only be done once for a stable data set.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Piecewise Aggregate Approximation (PAA) and SAX</title>
        <p>SAX is a method for reducing the dimensionality of a time series by applying Piecewise
Aggregate Approximation (PAA) and assigning symbols to the calculated aggregates [15], as proposed
by Yi and Faloutsos [16]. Let  = {} be a time series of real numbers with length , the
PAA algorithm calculates the mean value of all values in a window of length  called “frames”,
which reduces C into a time series ′ = {′} of length ⌈/⌉. Thus
′ =
1


∑︁
=(− 1)+1</p>
        <p>These means are the final data-reduced representation of PAA and used in the discretization
process described below. If n is not divisible by w, some points will be dificult to place. One
solution consists of splitting the afected points into parts and placing them in each frame [ 15],
although this is a minor detail for time series having  much larger than .</p>
        <p>SAX transforms a time series into a discrete string of symbols, based on the PAA [15]. The
symbols assignment process uses the statistical distribution of the data set and divides it into a
frames (intervals) of equal probability, and assigns a symbol to each frame, as seen in Figure 1.</p>
        <p>Each frame having equal probability ensures that the distribution of the aggregated data will
be similar to the distribution of the original data. If the data are standardized and normally
distributed, the frames can be given by break points derived by the formula for the normal
distribution with mean 0 and standard deviation 1. If the real distribution is unknown, and
the data volume is suficiently large, reasonable break points can also be calculated from a
cumulative histogram of the data set approximating the distribution, dividing the frequency
(“the probability”) axis into  equal parts, and reading of the corresponding break points on
the value axis. If  is an odd number, the middle interval will be assigned to the middle symbol,
while if  is even the mean value will be the break point between the two intervals on each side
of the mean. This is illustrated in Figure 2.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Data set</title>
        <p>The data set is from the SecEd project, screening school children in Tanzania. The software
used is C&amp;Look, using the Tobii C4 eye tracker with 60 Hz recording frequency. All screening
data are anonymized. The master thesis this paper is based on investigates many time series,
but for this paper we only present two representative sets of time series, due to space limitation.
The distance between the left and right gaze point are measured using the Euclidean distance
between the screen positions given by the eye tracker for each time stamp. The normalization
of the distance values to the Z-score is done using the mean and standard deviation calculated
across all the time series from the set of screenings available. Thus any bias will be potential
measurement errors from the eye tracker.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results after applying SAX on two data sets</title>
      <p>
        Calculating the SAX transformation relies on two parameters: the frame size  and the alphabet
size . Below, we discuss how each of them afects the ability to characterize ET time series and
discover various features, in particular anomalies, as shown in Figures 3 and 4 [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>The frame size  is the factor reducing the dimensionality of the time series of length to
⌈/⌉. There is a trade-of between dimensionality reduction and the ability to discover small
features in the time series. For vision screening  must be chosen in cooperation with a vision
expert to reflect the time length of the relevant features that should be discovered. Figure 3
shows the result of transforming gaze data using three diferent frame sizes:  = 5,  = 15 and
 = 30. With an eye tracker frequency of 60 Hz, each frame covers data from 1/12, ¼, and ½
second, respectively. From the top, Figure 3 shows the x direction of movements of the stimulus
across the screen, i.e. a saccadic movement where the object jumps 10 steps across the screen,
then does the same in a second line, and so on. The second graph shows the gaze point in the x
direction for left and right eye, respectively. The third graph shows the distance between the
two gaze points, while the fourth one shows the same data normalized to Z-score. The three
lower plots show the result after performing PAA with three diferent values of . It shows
that the areas where the gaze points difer most are clearly shown on each of the lower graphs
having values above 0, i.e. distance being larger than expected across the entire distribution.
The shortest features are lost with  = 15 and  = 30.</p>
      <p>The alphabet size  decides into how many parts the distribution of the data are split.
This also afects how small features can be detected, but this time on the gaze distance value
scale. Again, there is a trade-of between detail and readability since a low value of  is easy
to interpret but may hide the small details in varying gaze distances, while a larger value of 
will pick up more detail, but can be harder interpret. For vision screening,  must be chosen in
cooperation with a vision expert to reflect the smallest distance of interest for relevant features.
Figure 4 shows the result of transforming gaze data using three diferent frame sizes:  = 5,
 = 5, and  = 8. From the top, the figure shows the x-direction of smooth pursuit across the
screen. As in figure 3, the second and third graphs show the gaze point in the x direction and
the gaze distance for the left and right eye, respectively, while the fourth shows the distance
data normalized to Z-score. The three lower plots show the result after performing SAX with
the two diferent values of . It can be seen that the areas where the gaze points difer most are
clearly identifiable on each of the lower graphs having values above 0, i.e. distance being larger
than expected across the entire distribution.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Discussion</title>
      <p>
        By transforming the time series into a symbol sequence with SAX, interesting patterns in the
symbol sequence can occur. Symbols representing “normality”, i.e. having a value close to
the mean value of the overall distribution, depends on the value of , and also on the shape
of the distribution. When the data are normally distributed, or more generally symmetrically
distributed, and  is an odd number, the “middle” symbol covers the mean of the distribution,
otherwise the two middle symbols are on each side of the mean. Assuming  = 5, with symbols
{a, b, c, d, e}[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], a symbol subsequence “c..c” indicates gaze distances close to the mean, while
“c..cdddc..c” indicates an episodic deviation from the mean. The symbols a, b and c will all
indicate distance values close to or lower than the mean. A sequence “b..bc..cd..d” indicates
an increasing distance over a short time, while “bbccddccbbccdd” indicates an oscillation. As
seen in Figures 3 and 4, the values in the PAA frames can also pinpoint interesting features in
the data. If the data set has many the time series containing higher distance between the gaze
points than expected, vision experts must participate to judge whether the mean value symbol
or a lower value symbol represents an inter-gaze distance indicating no OMD problem.
      </p>
      <p>As a first step Borgli [ 17] studied using SAX for the distance between left and right gaze
point. The method can be extended to study the distance between the stimulus and the gaze
points, indicating how well the gaze is able to follow the stimulus. This is most easily done if
the stimulus moves in a deterministic manner, e.g. with software like C&amp;Look. If the stimulus
is non-deterministic it is more dificult to compare the stimulus movement and the gaze points.</p>
      <p>The SAX paper [15] also defines a distance measure between symbol sequences, which can
be used to compare two screenings with sequence alignment methods from bioinformatics, or
even by using machine learning. Although we have only studied a small data set, we recon that
the method scales well, as the computations only applies to limited number of time series per
screening, and the break points are pre-calculated.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>This paper has studied a limited data set, due to limited space, but illustrates that SAX is a viable
method to categorize time series for vision screening (research question 1). Borgli’s master thesis
[17] has many more examples, and his findings are fully in line with this paper. Applying SAX
show promising results for detecting anomalies in screening data and characterize a screening
result as probably being normal or showing a potential OMD problem. As Figures 3 and 4
illustrate, the symbol patterns and the PAA both pinpoint relevant patterns in the ET data
indicating potential anomalies (research question 2). However, the thresholds and patterns
indicating a suspected OMD problem must be decided in close cooperation with vision experts.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Acknowledgment</title>
      <p>We want to thank the Seced project (number-267524) for being able to use data collected by
using the C&amp;Look software, and examinations from vision experts. We are grateful to Henrik
Borgli for his interest and work with his MSc project supervised by the other coauthors.
[15] K. Lin, E. Keogh, L. Wei, S. Lonardi, Experiencing SAX: a novel symbolic representation of
time series, Data Mining and knowledge discovery 15 (2007) 507–144.
[16] B.-K. Yi, C. Faloutsos, Fast time sequence indexing for arbitrary Lp norms, in: Proc. of the
26th International Conference on Very Large Data Bases, 2000, p. 385–394.
[17] H. Borgli, Analyzing time series from eye tracking using Symbolic Aggregate
Approximation, Master’s thesis, University of Bergen and Western Norway University of Applied
Sciences, 2022. MSc Thesis in Software Engineering,.</p>
    </sec>
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