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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>YOLOv4 for Kuzushiji Recognition With Synthetic Training Data Generated by GAN</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mingyuan LI</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xuebin YUE</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lin MENG</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>College of Science and Engineering, Ritsumeikan University</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Graduate School of Science and Engineering, Ritsumeikan University</institution>
        </aff>
      </contrib-group>
      <fpage>37</fpage>
      <lpage>47</lpage>
      <abstract>
        <p>Character recognition of ancient Japanese documents is a signicfiant research topic, we can comprehend Japanese history and culture from them. However, Kuzushiji (classical cursive handwriting characters) is pretty hard to understand for almost all young Japanese. Digitizing these books through character recognition technology can greatly assist us recognize. But the current dataset does not have enough samples for many classes, this makes it dicfiult to accurately recognize these classes. In this research, we propose a method to extend the dataset by using GAN (Generative Adversarial Network) to generate virtual images. Then we combine the generated images and merge these images with the original dataset. For this experiment, we trained with a decoupled YOLOv4 model. Experimental results show that applying this method to the classes with the number of samples greater than 50 and less than 300 can improve the overall accuracy by 21.65%.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;YOLOv4</kwd>
        <kwd>GAN</kwd>
        <kwd>Kuzushiji</kwd>
        <kwd>Japanese historical character</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        There are nearly 2 million ancient Japanese documents, from which we can learn not only about
the ancient Japanese people’s food, clothing, transportation but also about Japan’s geographical and
ecological information in the past. Many people have contributed to tidy these documents [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
Kuzushiji is the main script in these ancient documents, but Kuzushiji faded out of the Japanese
public as the writing style altered in 1,900. Although many relevant workers have done a lot of
work to popularize it; only a few experts are able to read Kuzushiji now. Therefore, in order to
let the public better understand the contents of these ancient Japanese documents, it becomes very
important to use deep learning to recognize Kuzushiji. However, there is a very serious problem:
Kuzushiji samples are imbalance. In this experiment, a total of 43 ancient documents are selected
as the training dataset, which contained 4,328 classes and more than 1,000,000 characters, but the
sample distribution is very uneven, the specicfi distribution is shown in Figure 1. There are only
1,075 classes that appear more than 50 times, and many characters with only a few or a dozen
samples, which are clearly not trainable data.
      </p>
      <p>This paper analyze the data and nfid some prepositions occur more than 30,000 times, like “ ”.
Some characters we use a lot, like“ ”, can appear hundreds of times. But some characters, such as
“ ”appears less than 5 times in all the data, which we can hardly nfid in a book. Data distribution
is shown in Figure 2. Because of the number of occurrences, we believe it is enough for us to
understand ancient Japanese documents by training the classes which sample size greater than 50.
Due to some classes having too many data, we set the upper limit of sample size for all classes to
500. For the classes with a sample size greater than 300, because of the enough sample size, we
don’t do anything to them. However, for the class with a sample size of 50 to 300, the sample size
is far from enough to achieve a good recognition eefct. If we can expand the sample size of this
part, and make it achieve a good training eefct, it can provide great help for the reading of ancient
Japanese documents.</p>
      <p>
        In order to increase the sample size of these classes, we propose using GAN [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] to expand them.
GAN is often used for image generation, and it has a good eefct. Therefore, we hope to use GAN
to generate virtual images to achieve the purpose of dataset expansion. After expansion, we use
the YOLOv4 [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] model to recognize the large database. The experimental results show that our
method is better than other expansion methods in the recognition of datasets with a small number
of samples. For the classes of sample size 50-300, the individual training accuracy is increased by
17.04% and the training accuracy of all datasets is increased by 21.65%.
      </p>
      <p>
        Section 2 of this paper reviews related work on GAN and YOLO [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Section 3 introduces
our methodology, it contains how do GAN and YOLO work, how to expand our database with
GAN. Section 4 introduces how do we do the experiment setup and show the result. In section 5
is concluded with a brief summary and mention of future work.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Related works</title>
      <sec id="sec-2-1">
        <title>2.1. Kuzushiji recognition</title>
        <p>Since 2016, organizations such as the Center for Open Data in the Humanities (CODH) have
successively released many datasets on ancient Japanese documents, and many researchers have
devoted themselves to the study of ancient Japanese documents.</p>
        <p>
          In 2018, Clanuwat et al. [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] created three datasets for Kuzushiji recognition, namely
KuzushijiMNist, Kuzushiji-49 and Kuzushiji-Kanji, which provided more data resources for ancient
documents recognition. Alex et al. [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] proposed a network called KuroNet which used the residual
U-Net architecture to detect and identify full-page Kuzushiji. DILBAG et al. [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] proposed DKNet,
which used a lfiter to improve the visibility of the image, and then used a recognizer based on
mobilenet [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] to recognize the character. Aravinda et al. [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] realized the recognition and
classicfiation of the Kuzushiji image with high accuracy through image preprocessing, image segmentation
and feature extraction. Lyu et al. [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] developed a MobileNetV2-based [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] method using
classical deep learning techniques for detecting. Hu et al. [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] realized the recognition of Kuzushiji by
an End-to-End method with attention mechanism based on LSTM [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] network. These
recognition methods have a good recognition eefct on the category with a large number of samples, but
can not achieve a good recognition eefct if the number of samples is rare.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. GAN augments the dataset</title>
        <p>
          Goodfellow et al. [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] proposed GAN, which generated virtual images by training a generative
model and a discriminant model. This method has been widely used to generate training data sets
when the number of samples is insucfiient.
        </p>
        <p>
          Bowles et al. [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ] proposed the use of GAN to augment the dataset in brain segmentation tasks.
DEWI et al. [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] used GAN to augment the national tracfi sign dataset. Frid-Adar et al. [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ]
proposed a training scheme that rfist used classical data augmentation to enlarge the training set
and then further enlarged the data size and its variety by applying GAN techniques for synthetic
data augmentation. Zhou et al. [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] designed a new generator and discriminator of the GAN to
generate more discriminant fault samples using a scheme of global optimization. Mariani et al. [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ]
also encountered the problem of insucfiient image, and they also used GAN to generate
minorityclass images. Yue et al. [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] proposed to use WGAN-GP to expand the dataset of Oracle, and
proposed the C-A Net to detect the large dataset; it solved the problem of data imbalance meanwhile
improved the accuracy of recognition.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. YOLO for character recognition</title>
        <p>
          In 2016, Redmon et al. [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] proposed the YOLO model, it enabled a single neural network to
predict bounding boxes and class probabilities directly from full images in one evaluation. It made
it possible to greatly reduce the detection time when there were many samples in an image. This
is very suitable for ancient Japanese documents’ recognition which contains many characters in a
single image. Laroca et al. [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] proposed a robust and ecfiient system based on the
state-of-theart YOLO object detector. Tang et al. [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] proposed a YOLOv3 [
          <xref ref-type="bibr" rid="ref23">23</xref>
          ] based detector to recognize
Kuzushiji characters. In 2020 Santoso et al. [
          <xref ref-type="bibr" rid="ref24">24</xref>
          ] used YOLO to identify the 8th century AD Kawi
character; this character is just like Kuzushiji that only a few people understand. Using YOLO for
detection and identicfiation allowed more people to better understand the history and culture at that
time.
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Methodology</title>
      <sec id="sec-3-1">
        <title>3.1. GAN generates dataset</title>
        <p>The core of GAN is generator and discriminator, the former is responsible for generating data
based on random signals, and the later is responsible for determining the authenticity of the data
generated by the generator. During each round of gradient backpropagation, the discriminator
is trained rfist and then the generator is trained. Specicfially, supposing the GAN is now trained
for the  th time. The discriminator is rfist trained and the gennerator is xfied at this time, that
is, the parameters of the gennerator are not updated currently. The real image and the virtual
image generated in the previous round ( − 1) are stitched together and labeled respectively with
labels 1 and 0. The stitched image  is input into the discriminator for scoring and score G*(x) is
obtained. According to G*(x) and the loss function, the gradient can be backpropagated to update
the discriminator parameters. When the generator is xfied, the optimal solution (maximum point)
of the discriminator is as follows, the   means sampling from origin database, and   means
sampling from generator’s output.</p>
        <p>∗( ) =</p>
        <p>()
 ()
+  ()
(1)</p>
        <p>Then the generator is trained, and the discriminator is xfied currently. The generator generates
virtual images based on the input random signal ( − 1) input discriminator to score D*G(x). The
diefrence in value between D*G(x) and label 1 is backpropagated as a loss function. The loss
function updates the parameters of the generator by minimizing the value when  () and  ()
are closest, that is, the  th picture is exactly the same as the ( − 1) th picture, and that is what we
want. The process is shown in the Figure 3:</p>
        <p>We crop the images of the classes with the sample size of 50-300 and randomly select 30 of them
to input the GAN. After training the network, the images are output in diefrent epochs; within 500
epochs, we will get 250 diefrent images as new data.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. YOLOv4 recognizes dataset</title>
        <p>After the new images are generated, we use YOLOv4 to recognize them. Since YOLO requires
the coordinate information of the target while taking object detection, we traverse the generated
images to combine them and generate the location information of them. Our combination method
is to rfist obtain the size of the generated image, and then take a blank image as the bottom, paste
the generated image to the blank image in turn, each paste we will save the location information of
the pasted image according to the size of the image and the order of the image paste. In order to
ensure the uniqueness of the sample, we adopt the forward order traversal and reverse traversal, and
limit the number of sample classes in an image, so as to ensure that there are no repeated classes
in each image, and the order is not the same. We merge the generated dataset with the original
dataset to obtain a large dataset with enough samples. After that, we put the large dataset into the
YOLOv4 model for training. The YOLOv4 structural model is shown in Figure 4.</p>
        <p>Kuzushiji recognition using YOLOv4 proceeds as follows.</p>
        <p>Step1: Dividing the image into S×S grids, if the center of an object falls in the grid, the grid
is responsible for detecting the object, and each grid outputs  bounding box information and 
conditional class probabilities.</p>
        <p>Step2: Putting image into the DarkNet53, and the feature information of the image is obtained
from 3 diefrent dimensions.</p>
        <p>Step3: After feature information is extracted, putting it into the PANet layer to carry out
multiscale fusion of features, to enhance the localization ability on multiple scales.</p>
        <p>Step4: Using YOLO head for prediction. By setting a threshold of 0.5, CIoU loss function
is used to predict the location information of bounding box and the probability information of 
objects belonging to a certain class. We use decoupled YOLO head to alleviate the inherent conflict
between classicfiation and regression tasks, and better tfi our Kuzushiji dataset.</p>
        <p>Step5: Using NMS (non maximum suppression) to search and discover potential objects. First,
suppress targets with CIoU&lt;0.5. If there are many classes of objects with CIoU &gt;=0.5, this method
can get the objects from the higher CIoU score to the lower.</p>
        <p>Step6: The nfial step generates the result of Kuzushiji recognition.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Experiments and results</title>
      <sec id="sec-4-1">
        <title>4.1. Data generation</title>
        <sec id="sec-4-1-1">
          <title>4.1.1. Training Condition</title>
          <p>The training environment of GAN is Nvidia RTX3090TI GPU accelerator and intel core
i712700KF processor. In the training parameters, the batch size is set to 8, and the epoch is set
to 6000.</p>
        </sec>
        <sec id="sec-4-1-2">
          <title>4.1.2. Data generation results</title>
          <p>Figure 6 shows the training results for each class. The generated image is diefrent from the original
image in subtle places, but we can’t determine which image is real and which is virtual. Most of
the generated images are high denfiition, only a few images are blurred or even missing. This is
because some of the training data has the same problem, we don’t process these data to simulate
the real phenomenon that appears in the documents. After all the classes are generated, we stitch
the images. We stitched a total of 2,250 images. After combining the original 5,647 images, they
are used as nfial training dataset.</p>
          <p>We also deal with the problem of balance of the data. From Figure 2, we can see that the
training data is seriously unbalanced, and some classes even have 30,000+ samples. To prevent the
experimental results from being one-sided, we set the number of samples within 500 for all classes.
So, for the class with a sample size of 50 to 300, we generated 250 images per class. Figure 7
shows the distribution of the number of samples in the dataset before and after processing.</p>
          <p>As can be seen from the Figure 7, these 1,073 categories are adjusted from extremely imbalanced
data to sample number diefrence less than 200. Therefore, we can use the optimized dataset for
YOLO detection.</p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. YOLO recognition</title>
        <sec id="sec-4-2-1">
          <title>4.2.1. Training Condition</title>
          <p>In order to enhance the recognition eefct of YOLO in the training phase, the initial learning rate
is set to 0.001, and condfience is set to 0.5. Due to the large number of classes, we use Adam
optimization function to speed up the convergence of the model, the number of epochs is set to
600 and use an uncoupled YOLO head which can predict the position of the bounding box, the
classes and whether there is an object in the bounding box, respectively. The use of coupled YOLO
head will result in uncertain internal conflicts in the prediction phase. Table 1 shows the
comparison between the coupled and uncoupled YOLO head in terms of prediction accuracy. Using the
uncoupled YOLO head can improve the mAP by 6%.</p>
        </sec>
        <sec id="sec-4-2-2">
          <title>4.2.2. YOLO recognition results</title>
          <p>Figure 8 shows the recognition of using YOLOv4 to train the original dataset and the large dataset.
As can be seen from the gfiure, the model trained with the original dataset fails to recognize many
infrequently used characters. However, the model trained with the larger dataset is able to recognize
more characters. The detection accuracy of the former is 15.59% for the number of samples is
greater than 50, and 46.81% for the number of samples is greater than 300. The latter are 37.24%
classes
coupled YOLO head</p>
          <p>decoupled YOLO head
sample num&gt;300
sample num&gt;400
sample num&gt;500
and 45.96%, respectively. It can be seen that with the increase of the number of data sets, the
introduction of training data unrelated to the unprocessed data sets will lead to a small decline
in the recognition accuracy of this part of data, but the impact is not signicfiant. However, for
the data with a sample size of 50 to 300, the recognition accuracy of this part of data has been
greatly improved due to the addition of this part of training data. This proves that training with
an insucfiient number of samples is far less eefctive than training with a large dataset which is
augmented by our method.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>In this paper, we use GAN to generate virtual images to augment the Kuzushiji dataset. This
method generates amounts of new images by randomly sampling the potential space as input and
modifying the parameters of the generated network through continuous discriminant correction.
We combine the generated data with the original data to augment the dataset. And we propose
to use decoupled YOLO head to train the large dataset, alleviating the inherent conflict between
classicfiation and regression tasks. According to our experimental results, the mAP of the original
dataset is 15.59%, the model’s mAP of the large dataset is 37.24%. The results veriefid the
eefctiveness of the proposed method. We provide a method to solve the imbalance of Kuzushiji, so
that we can train a YOLO model that can achieve better detection results. It can better help people
understand the ancient history of Japan through AI methods.</p>
      <p>In the future, we hope to experiment with diefrent GANs, such as DCGAN, LSGAN, WGAN
to compare the data generated by diefrent GANs, and nfid a network that better tfis the dataset.
Secondly, trying to improve the YOLO to achieve the highest performance. Thirdly, we want to
try another way of stitching the generated images, which is to insert the generated image into the
original book image. Augmenting the dataset with the same number of images.</p>
    </sec>
  </body>
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