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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Towards a Semantic Construction for Belief Base Contraction: Partial Meet vs Smooth Kernel (Preliminary Report) ⋆</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jandson S. Ribeiro</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universiy of Hagen</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>94</fpage>
      <lpage>103</lpage>
      <abstract>
        <p>We introduce novel classes of fully rational contraction operators for belief bases. These operators are founded on a plausibility relation on models, called tracks, that allow distinguishing between suitable and unsuitable models. We obtain two main representation theorems: the first one semantically characterizes the class of partial-meet operators, which are related to the rationality postulate of relevance; while the second one semantically characterizes the class of smooth kernel contraction operators, which are related to the postulates of core-retainment and relative closure. For the supplementary postulates (conjunction and intersection), we strengthen such operators by imposing the mirroring condition on the track relations. We consider logics that are both Tarskian and compact.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Belief base</kwd>
        <kwd>models</kwd>
        <kwd>AGM</kwd>
        <kwd>contraction</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>tion. We call such operators that follow this strategy
tracked contraction operators. We show a representation
theorem between the basic rationality postulates of belief
base contraction and such a novel class of contraction
operators. Equivalently, the tracked contraction
operators correspond to the semantic counterpart of the partial
meet operators. We then impose the mirroring condition
[10] upon such tracks, and we show that tracks
satisfying mirroring induce belief base contraction operators
that capture the supplementary postulates of belief
contraction. It is worth highlighting that, except for safe
contraction [11], the study of the supplementary
postulates on belief bases has been neglected. As contraction
is a central operation in belief change, our result can be
extended to provide semantic operators for other kinds
of belief change such as revision.</p>
      <p>We also characterize semantically the smooth kernel
contraction operators for bases. For this, we explore
some properties of the track relations which unveil the
permissive behaviour of smooth kernel contraction on
models. We then relax the tracked contraction operators
in order to capture such behaviour.</p>
      <p>Road map: Section 2 introduces some basic notations
and definitions that will be used throughout this work.
In Section 3, we briefly review belief contraction,
inators, we review the faithful pre-orders of Katsuno and
Mendelzon [7] for revision, and we translate them in
terms of belief contraction. We show that such operators,
though fully rational for theories, are not rational for
belief bases. In Section 4, we introduce two novel classes
of contraction operators and the representation theorem
connecting tracks and the basic rationality postulates of
contraction. In Section 5, we semantically characterize
the smooth kernel contraction operators using the track
relations. Finally, in Section 6 we conclude the work and
discuss some future works. We sketch the proofs of the
most important results. The full proofs are available in
the appendix at https://jandsonribeiro.github.io/home/
appendix/NMR_23_appendix.pdf</p>
    </sec>
    <sec id="sec-2">
      <title>2. Notation and Technical</title>
    </sec>
    <sec id="sec-3">
      <title>Background</title>
      <p>The power set of a set  is denoted by (). We treat
a logic as a pair ⟨ℒ, ⟩, where ℒ is a language, and
 : (ℒ) → (ℒ) is a logical consequence operator
that indicates all the formulae that are entailed from a
set of formulae in ℒ
consequence operator  satisfies:</p>
      <p>. We limit ourselves to logics whose
monotonicity: if  ⊆  then () ⊆ ();
tulate of contraction as well as the smooth kernel and
cluding both basic and supplementary rationality pos- then we say that  is a model of  . If an interpretation
partial meet contraction operators. For semantic oper- then we say that  is a counter-model of  . The set
inclusion:  ⊆ ();
idempotency: (()) = ();
compactness: if</p>
      <p>∈ () then there is some finite
set ′ ⊆  such that  ∈ (′).
that  = ().</p>
      <p>Consequence operators that satisfy the first three
conditions above are called Tarskian. Likewise, consequence
operators satisfying the compactness property will be
called compact. Sometimes we say that the logic itself
is Tarskian or compact. Throughout this work, unless
otherwise stated, all the presented results regard logics
whose consequence operators are Tarskian and satisfy
compactness. A theory is a set of formulae  ⊆ ℒ</p>
      <p>such</p>
      <p>As we are interested to define semantic operators, we
exploit the semantics of the logics. Given a logic ⟨ℒ, ⟩
and a set of structures ℐ, an interpretation or a model is an
element of ℐ that gives meaning to the formulae of ℒ; ℐ is
called an interpretation domain of that logic, whereas each
subset of ℐ is called an interpretation set. For instance, an
interpretation domain for the Propositional Logic is the
power set of the propositional symbols of the language.</p>
      <p>A satisfaction relation |= ⊆ ℐ × ℒ
which interpretations a formula is satisfied. If  |=  ,</p>
      <p>is used to indicate on
 does not satisfy a formula  , denoted by  ̸|</p>
      <p>=  ,
J</p>
      <p>K
J</p>
      <p>K
of all models of  is given by  , while the set of all
counter-models of  is given by  .</p>
      <p>In Tarskian logics, the consequence operator can be
semantically defined as: a formula 
model that satisfies all formulae in</p>
      <p>∈ () if every
 also satisfies  [12].</p>
      <p>Let ℐ be an interpretation domain of a logic ⟨ℒ, ⟩, and
 a model in ℐ</p>
      <p>. The set of all formulae of ℒ satisfied
by  is the theory  ℎ( ) = {</p>
      <p>∈ ℒ |  |=  }.
ℐ | ∀</p>
      <p>∈ ,  |=  }
Generalising, given a set of models ,  ℎ() = {</p>
      <p>|
∀ ∈ ,  |=  } is the theory of the formulae satisfied
by all models in . Moreover, given a set  ⊆ ℒ , the set
of models that satisfy all formulae in  is JK</p>
      <p>= { ∈
. For simplicity, given a set of
mean that  satisfies every formula in</p>
      <p>.
formulae  and a model  , we will write  |=  to</p>
      <p>Throughout this paper, we will provide examples to
support the intuition of the proposed contraction
operators. Due to its simplicity, we will use classical
propositional logics to construct such examples. Observe,
however, that our results are not confined to classical
propositional logics. As usual, the formulae of classical
propositional logics are Boolean formulae constructed from a set
 of atomic propositional symbols, via the operators
of conjunction (∧), disjunction (∨) and classical negation
(¬). The models are subsets of  , and the satisfaction
relation is defined as usual.</p>
      <p>A pre-order on a domain  is binary relation ⩽: ×
that satisfies transitivity and reflexivity. The minimal
elements of a set  ⊆  w.r.t a binary relation ⩽:  ×  is
min⩽() = { ∈  | if  ⩽  then  ⩽ , for all  ∈
}. We write  &lt;  to denote that  ⩽  but  ̸⩽ . We
also write  ∼  as a shorthand for  ⩽  and  ⩽ .</p>
    </sec>
    <sec id="sec-4">
      <title>3. Belief Contraction</title>
      <p>It is important to stress that the study of the
supplementary postulates has been confined to theories, and very
little is known about their behaviours on belief bases.</p>
      <p>Rational contraction operators that satisfy the
supplementary postulates will be dubbed fully rational.</p>
      <p>We assume that an agent’s corpus of beliefs is represented
as a belief base, which will be denoted by the letter .</p>
      <p>The term belief base has been used in the literature with Several rational contraction operators were proposed in
two main purposes: (i) as a finite representation of an the literature. The two most influential ones are partial
agent’s beliefs [13, 14, 15], and (ii) as a more general meet (Definition 4), and Smooth Kernel (Definition 9).
and expressive approach that distinguishes explicit from Partial meet makes use of remainders.
implicit beliefs [16, 4]. We follow the latter approach,
and therefore a belief base can be infinite. Definition 1. Given a belief base  and formula  , an</p>
      <p>
        Let  be a belief base, a contraction function for   -remainder of  is a set  ⊆  such that:  ̸∈ (),
is a function − ̇ : ℒ →  (ℒ) that given an unwanted and if  ⊂  ⊆  , then  ∈ ( ). The set of all
piece of information  , outputs a subset of  which does  -remainders of  is denoted by  ⊥  .
not entail  . A contraction function is subject to the
following basic rationality postulates [
        <xref ref-type="bibr" rid="ref13 ref22">17, 5</xref>
        ]:
      </p>
      <sec id="sec-4-1">
        <title>3.1. Partial Meet and Smooth Kernel Contractions</title>
        <p>(success): if  ̸∈ (∅) then  ̸∈ ( − ̇  );
(inclusion):  − ̇  ⊆  ;
(vacuity): if  ̸∈ () then  − ̇  = ;
(uniformity): if for all ′ ⊆  it holds that  ∈</p>
        <p>(′) if  ∈ (′), then  − ̇  =  − ̇  ;
(core-retainment): if  ∈  ∖ ( − ̇  ) then there is a</p>
        <p>′ ⊆  s.t  ̸∈ (′) but  ∈ (′ ∪ { });
(relative closure):  ∩ ( − ̇  ) ⊆  − ̇  ;</p>
        <p>Each member of  ⊥  is called a remainder, and
it is a maximal subset of  that does not entail  . A
partial meet operator works by selecting remainders and
intersecting them. As a remainder set might have many
remainders, a choice must be made about which ones are
the best to perform the contraction. This choice is done
via an extra-logical mechanism called a selection function:
Definition 2. A selection function  picks some remainder
from  ⊥  such that,
(i)  ( ⊥  ) ̸= ∅; and
(ii)  ( ⊥  ) ⊆  ⊥
, if  ⊥  ̸= ∅; and
(intersection)  − ̇  ∩  − ̇  ⊆  − ̇  ∧ 
(iii)  ( ⊥  ) = {}, if  ⊥  = ∅.
(relevance): if  ∈  ∖ ( − ̇  ) then there is some
′ such that  − ̇  ⊆  ′ ⊆  ,  ̸∈ (′) but
 ∈ (′ ∪ { }).</p>
        <p>A selection function works as an extra-logical
mechanism that realises the agent’s epistemic preferences. In
the original work of [2], the authors propose to
repre</p>
        <p>For a discussion on the rationale of these postulates, sent an agent’s preferences as a binary relation ⩽ on
see [4]. The postulate of uniformity guarantees that con- all remainders. Precisely, a pair  ⩽  means that the
traction is not syntax sensitive: if two formulae, say  remainder  is at least as preferable as . The agent
and  , are entailed exactly by the same subsets of  (we picks the most preferable  -remainders w.r.t ⩽.
say  and  are -uniform), then  and  must present
the same contraction result. We call the set of rationality Definition 3. A selection function  is relational if there
postulates listed above the basic rationality postulates exists some binary relation ⩽ on all remainders such that
of contraction. A contraction function that satisfies all  ( ⊥  ) = min⩽( ⊥  ), for all  ⊥  ̸= ∅. If ⩽ is
the basic rationality postulates above will be dubbed a transitive then  is called transitive relational.
rational contraction function. It is worth highlighting that Remainder sets and selection functions are used to
derelevance implies core-retainment. Moreover, in Tarskian ifne a contraction operator called partial meet contraction:
logics, relevance also implies relative closure [4].</p>
        <p>
          There are other two postulates, called supplementary
postulates [
          <xref ref-type="bibr" rid="ref14">2, 18, 4</xref>
          ]:
        </p>
        <sec id="sec-4-1-1">
          <title>Definition 4. Given a belief base , and a selection func</title>
          <p>tion  , the operation − ̇  defined as − ̇   = ⋂︀  ( ⊥  )
is a partial meet contraction function.
Theorem 5. [19] A contraction operator is rational if it
is a partial meet contraction operator.</p>
          <p>For theories, the transitive relational partial meet
operators are characterised by all the rationality postulates
of contraction.</p>
          <p>Theorem 6. [2] On theories, a contraction operator is
fully rational if it is a transitive relational partial meet
contraction operator.</p>
          <p>
            As Hansson [
            <xref ref-type="bibr" rid="ref14">18</xref>
            ] shows, the transitive relational
partial meet operators are not strong enough to satisfy the
two supplementary postulates on belief bases. Hansson
proposes to strengthen the transitive relations with a
property called maximising. However, a representation
theorem is not obtained.
          </p>
          <p>Another influential class of rational contraction
operations is the class of smooth kernel contraction operations,
which are defined on kernels and incision functions:</p>
        </sec>
        <sec id="sec-4-1-2">
          <title>Definition 7. An  -kernel of a belief base  is a set</title>
          <p>such that (1)  ⊆  ; (2)  ∈ (); and (3) if ′ ⊂ 
then  ̸∈ (′).</p>
          <p>An  -kernel of a belief base  is a minimal subset
of  that does entail  . The set of all  -kernels of a
belief base  is denoted by ⊥⊥  . Formulae that do not
appear in any  -kernel are not responsible for entailing
the formula  to be contracted, and therefore they should
be kept intact. In contrast, only formulae that appear in
the kernels should be picked for removal. This choice of
removal is realised by an incision function:
Definition 8. Let () = {⊥⊥  |  ∈ ℒ} be the set
of all kernel sets of . An incision function on a belief base
 is a function  : () →  (ℒ) such that
(1)  (⊥⊥  ) ⊆</p>
          <p>⋃︀ ⊥⊥  ;
(2) if  ∈ ⊥⊥  and  ̸= ∅ , then  ∩  (⊥⊥  ) ̸= ∅.</p>
          <p>Intuitively, in order to contract a formula  , an agent
chooses at least one formula from each  -kernel, and
only formulae from such kernels. An incision function
works as an extra-logical device that realises an agent’s
epistemic preferences, and it chooses the least preferable
formulae in each  -kernel to be removed. A contraction
operation can be constructed by removing the formulae
picked by an incision function. Contraction operations
that follow this recipe are called kernel contractions:</p>
        </sec>
        <sec id="sec-4-1-3">
          <title>Definition 9. [5] Given a belief base  and an incision</title>
          <p>function  for , the kernel contraction function − ̇  is
defined as:  − ̇   =  ∖  (⊥⊥  ).</p>
          <p>
            Kernel contractions functions, however, are not strong
enough to satisfy relevance and relative closure. To
capture relative closure, Hansson [
            <xref ref-type="bibr" rid="ref22">5</xref>
            ] has proposed the
smoothness property for incision functions:
smoothness: if ′ ⊆  ,  ∈ (′) and 
 (⊥⊥  ) then ′ ∩  (⊥⊥  ) ̸= ∅.
∈
          </p>
          <p>Incision functions that satisfy smoothness are called
smooth incision function and the respective kernel
contractions are called smooth kernel contraction operations.
Intuitively, smoothness states that any removed formula
cannot be entailed by the remaining formulae.</p>
          <p>
            The smooth kernel contraction operations are
characterised by the first six rationality postulates:
Theorem 10. [
            <xref ref-type="bibr" rid="ref22">5, 20</xref>
            ] A contraction function satisfies
success, inclusion, vacuity, uniformity, core-retainment, and
relative closure if it is a smooth kernel contraction function.
          </p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>3.2. Semantic Contraction Operators</title>
        <p>We start by explaining how belief contraction works on
models when the agent’s corpora of beliefs are
represented as theories. After that, we show why such
strategies do not work for belief bases.</p>
        <p>In terms of models, in order to contract a formula 
from a theory , it sufices to obtain a theory that is a
subset of  (due to the inclusion postulate) and it is
satisifed by some counter-models of  . This can be formalised
by taking a function  : ℒ →  (ℐ) that picks, for
every non-tautological formula  , some counter-models of
 . For tautological formulae  , we make  ( ) = ∅, as
tautologies have no counter-models. When  ̸∈ (),
there is nothing to be removed, and  should be kept
untouched, according to vacuity. Therefore, in this case,
we make  ( ) = J K ∩ JK, that is, the most plausible
counter-models of  are those ones that satisfy .
Moreover, if two formulae  and  are logically equivalent,
then  ( ) =  ( ). This guarantees that the choice
function is not syntax sensitive. We say that  is a model
choice function.</p>
        <p>Definition 11. The contraction function induced by a
model choice function  is the operator</p>
        <p>− ̇   = { ∈  |  ( ) ⊆ J K}.</p>
        <p>Indeed, the basic rationality postulates of contraction
characterise such a class of semantic contraction
operators for theories, as long as the underlying logic is
Tarskian, compact and the language is closed under
classical negation and disjunction[12, 10]1. Examples of such
logics include classical propositional logic, first-order
logic, a number of temporal logics, and several
normalmodal logics such as the systems ,  and 4.</p>
        <p>Theorem 12. A contraction function − ̇ on a theory  is
rational if it is induced by some model choice function  .
1The language of the logic contains the classical boolean operators
of negation and disjunction and they are interpreted as usual.
For full rationality, there are two main classes of belief</p>
        <p>Example 1. Consider the belief base  = {, ,  ∨
the revision operators based on Grove’s spheres[6]. Al- There are only three rational contraction results:
orders of Katsuno and Mendelzon (KM, for short) [7] and
operators: the revision operators based on faithful pre- , ¬ ∨ }, expressed in classical propositional logics, with
 = {, }. We want to contract the formula  ∧ .</p>
        <p>Definition 13.</p>
        <p>[7]2 Given a belief base , a pre-order ⩽</p>
        <p>Observe that J ∧ K = {2, 3, 4}. Let ⩽ be the
though both classes of operators were originally framed
for belief revision, they can be easily translated to
contraction. In the following, we present a translation of
KM operators based on faithful pre-orders in terms of
contraction. Caridroit et al. [21] have shown a similar
translation, for classical propositional logic, where a
theory is represented as a single formula. The translation we
present below works directly on bases (sets of formulae
instead of a single formula).
is faithful w.r.t  if it satisfies the two following conditions:
(1) if ,  ′ ∈ JK then  ̸&lt;  ′;
(2) if  ∈ JK and  ′ ̸∈ JK then  &lt;  ′.</p>
        <p>Definition 14.</p>
        <sec id="sec-4-2-1">
          <title>Given a faithful pre-order ⩽ on a belief</title>
          <p>base , the faithful contraction operator founded on ⩽
is the operation − ̇ ⩽
min⩽ (</p>
          <p>J</p>
          <p>K
contraction operator.</p>
          <p>). If ⩽ is total then − ̇ ⩽
such that J − ̇ ⩽</p>
          <p>K = JK ∪
is a total faithful</p>
          <p>A faithful pre-order works as an epistemic preference
relation on models. In order to contract a formula  ,
the agent chooses exactly the most plausible
countermodels of  . In the current presentation, KM operators
3 = { ∨ }.</p>
          <p>1 = {,  ∨ , ¬ ∨ }, 2 = {,  ∨ },
Not every model choice function, however, induces a
rational contraction operator. To see this, note that we have
only four models</p>
          <p>1 = {, }, 2 = {}, 3 = {}, and 4 = ∅.
following faithful pre-order on :</p>
          <p>1 ⩽ 4 ⩽ 3 ⩽ 2.</p>
          <p>Let  be a model choice function such that  ( ∧ ) =
min⩽
4 satisfies is</p>
          <p>J</p>
          <p>K
(  ∧  ) = {4}. The only formula of  that
¬ ∨ . Thus,  − ̇   ∧  = {¬ ∨
possible rational contraction results listed above.
}. However, this does not correspond to any of the three</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>4. Tracks and Mirrors: Belief Base</title>
    </sec>
    <sec id="sec-6">
      <title>Contraction on Models</title>
      <p>In this section, we provide a novel class of semantic
conare suitable only for theories, because, for belief bases,
traction operators for belief bases.
there is no guarantee that  − ̇
⩽
 outputs a subset of</p>
      <p>In terms of models, contracting a formula  from a
, as the inclusion postulate demands. Towards this end, theory  consists in picking some counter-models of 
in order to satisfy the inclusion postulate we need only to
rewrite faithful contraction in the spirit of Definition 11:
get the greatest subset of  satisfied by the minimal
and maintaining the formulae in  satisfied by all such
picked counter-models. While this strategy yield
rational contractions for theories (Theorem 12), it fails for
counter-models of the formula  to be contracted. Indeed, belief bases as Example 1 illustrates. This occurs because
within classical propositional logics, the KM operations
some counter-models of 
might satisfy less formulae
is a special kind of contraction induced by a model choice
than allowed by the relevance postulate. For instance,
function as per Definition 11. In classical propositional
logics, for theories, the faithful contraction operators on
total pre-orders are fully rational:
Theorem 15. [7, 21] In classical propositional logics, a
a total faithful contraction operator.
contraction operator on a theory  is fully rational if it is</p>
      <p>Observe that the representation theorems above
(Theorem 12 and Theorem 15) are established only for theories.</p>
      <p>Indeed, as Example 1 below illustrates, both
representation theorems break down for bases, which is due to
violation of the relevance postulate.
2Originally, KM defines an assignment that maps each formula to
a pre-order, and defines such an assignment to be faithful. This
assignment has only the purpose to provide general contraction
operators. As here we focus on local contraction, we opt to remove
this complication and operate directly on the pre-orders.
looking back at Example 1, according to relevance the
formula  ∨  must be kept. Observe that this formula
appears in all the three possible rational contraction
results. The counter-model 4, however, does not satisfy
∨, which makes it unsuitable for performing a rational
contraction, as picking it would remove  ∨ . The main
hurdle is to properly distinguish between suitable and
unsuitable models. To solve this problem, we establish a
plausibility relation ⩽ on the models. Intuitively, a pair
 ⩽  ′ means that the model  is at least as plausible
as  ′. Towards this end, in order to contract a formula
 , only the most plausible counter-models of</p>
      <p>w.r.t ⩽
should be chosen, that is, only models within min⩽(J K).</p>
      <p>The question at hand is which properties a pre-order on
models should satisfy in order to be an adequate
plausibility relation that distinguishes between suitable and
unsuitable models.
those involving the model 4 which is not among the most
plausible ones (the suitable ones). Also, observe that other
tracks exist: for instance, augmenting the illustrated track
by making 2 and 3 comparable or even 3 and 4
comparable. However, for any of the possible tracks, 4
is never among the suitable ones, as it must be strictly
definition. This suggests that tracks can be used as an
adequate class of plausibility relations to distinguish between
suitable and unsuitable models.</p>
      <p>Here, we propose such plausibility relations be defined
upon the notion of information preservation. Intuitively,
the more information from  a model preserves the more
plausible it is. The set of all formulae from  satisfied
by a model  is given by the set Pres( | ) = { ∈</p>
      <p>. Generalising, given a set  of models,
Definition 16 below formalises a class of pre-orders based
on this notion, which we call tracks.</p>
      <p>Definition 16.
⩽ ⊆ ℐ × ℐ
such that</p>
      <sec id="sec-6-1">
        <title>A track of a belief base  is a pre-order</title>
        <p>and  ⩽  ′; and
(1) If Pres ( | ) = Pres ( ′ | ) then  ′ ⩽ 
(2) If Pres( | ) ⊂</p>
        <p>Pres( ′ | ) then  ′ &lt;  .</p>
        <p>In short, a track relation imposes models that strictly
preserve more information to be strictly more plausible
(condition 2), while models that preserve the same set
of information are equally plausible (condition 1). Thus,
in every track for a belief a base , the models of  are
the most plausible ones, and they are also all equally
plausible.</p>
        <p>A least track of a knowledge base  is a least relation
satisfying all conditions of Definition 16. It is easy to see
that every belief base has a unique least track. We denote
the least track of a belief base  as ⩽−.
models are:
is a track of  then min⩽ (ℐ) = JK.</p>
      </sec>
      <sec id="sec-6-2">
        <title>Proposition 17. If  is a consistent belief base and ⩽</title>
        <p>Example 2 (continued from Example 1). The beliefs in
 = {, ,  ∨ ,  ∨ ¬} preserved by each of the four</p>
        <p>Pres(1 | ) = 
Pres(2 | ) = {,  ∨ , ¬ ∨ }
Pres(3 | ) = {,  ∨ }</p>
        <p>Pres(4 | ) = {¬ ∨ }.
is the only model of , it is strictly more plausible than
since they preserve diferent beliefs in
reason, 4 and 3 are incomparable. However, 2 is
strictly more plausible than 4, as 2 preserves strictly
more information than 4. At this point, we can see that
a track can distinguish between suitable and unsuitable
models. According to this track, both models 2 and 3
are the most plausible counter-models of  ∧ . If we choose
either 2 or 3 then we get a rational contraction:
either 1 = {,  ∨ , ¬ ∨ }, or 2 = {,  ∨ }. By
picking both models we get the last rational contraction
3 = { ∨ }. The only non-rational contractions are</p>
        <p>. For the same
all other models. Models 2 and 3 are incomparable, track: its least track.
∈  |  |= ,
for all  ∈ }. less plausible than 2, due to condition 2 of the track’s
inclusion relation on the preservation set of the models (on
the right).</p>
        <p>As tracks establish an adequate notion of
plausibility between models, the most plausible ones to contract
a formula  are the minimal counter-models of  . In
classical propositional logics, such minimal models
always exist, as there is only a finite number of models.</p>
        <p>However, for more expressive logics, such as First
Order Logics and several Description Logics [22], there are
formulae with an infinite number of (counter-)models.</p>
        <p>In the presence of an infinite amount of models, some
tracks arrange the models through infinite chains. In
general, these infinite chains prevent identifying the most
plausible counter-models for some formulae. Thus, we
need to constrain ourselves to tracks that do not present
such bad behaviour, that is, tracks that are founded:
Definition 18.</p>
      </sec>
      <sec id="sec-6-3">
        <title>A relation ⩽ ⊆ ℐ × ℐ</title>
        <p>min⩽(J K) ̸= ∅ for every non-tautological formula  .</p>
        <p>Relying on founded tracks guarantees that for every
non-tautological formula  , there is at least one
countermodel to be picked to perform such a contraction. In fact,
as long as the underlying Tarskian logic satisfies
compactness, every belief base presents at least one founded
is founded if</p>
      </sec>
      <sec id="sec-6-4">
        <title>Theorem 19. If a logic ⟨ℒ, ⟩ is Tarskian and compact then for every belief base  ⊆ ℒ , the least track is founded.</title>
        <p>We can then define a function that selects among the
most plausible models:
such that
Definition 20.</p>
      </sec>
      <sec id="sec-6-5">
        <title>Let ⩽ be a founded track. A tracking</title>
        <p>selection function on ⩽ is a function  ⩽ : ℒ →  (ℐ)
1.  ⩽ ( ) ⊆
min⩽ (J K);
2.  ⩽ ( ) ̸= ∅, if  is not a tautology;
3. if  and  are -uniform,  ∈  ⩽ ( ),  ∼ 
 ′ and  ′ ∈ min⩽ (J K) then  ′ ∈  ⩽ ( ).
Example 4 (continued from Example 2). Let ⩽− be the
least track of the belief base  = {, ,  ∨ , ¬ ∨ }.</p>
        <p>Observe that min⩽− ( ∧ ) = {2, 3}. Then, we can
Recall that ⩽− denotes the least track of . Assume we
want the solution 1 for contracting either the formulae
 or . Thus, a track selection function  − can pick only
counter-models that satisfy 1, when ⩽contracting such
formulae. We have only four models:
Example 3. Let  = { ∨ ,  ↔ } be a knowledge
base. Observe that the formulae  and  are -uniform. choose any combination of 2 and 3 to contract  ∧ .
There are only three possible results to contract either  or Let  1,  2 and  3 be tracked selection functions founded on
 that satisfy relevance, which are ⩽− such that  1( ∧ ) = {2},  2( ∧ ) = {3} and
 3(∧) = {2, 3}. They induce the following tracked
1 = { ∨ }, 2 = { ↔ } and 3 = ∅. contraction operators:  − ̇  1 ¬ ∨  = {,  ∨ , ¬ ∨ },
 − ̇  2 ¬ ∨  = {,  ∨ }, and  − ̇  3 ¬ ∨  = { ∨ }.</p>
        <p>As one can easily check, each one of them is a rational
contraction operator.</p>
        <p>Theorem 22. Every tracked contraction function is
rational.</p>
        <p>⩽</p>
        <p>Fig. 2 illustrates the least track ⩽− on the base . For
clarity, in Fig. 2, we depict within rectangles the formulae
from  that are satisfied by each model. The
countermodels of  are 3 and 4, and the only one satisfying
1 is 3. So, we make  − () = {3}. As  and 
are -uniform, their contr⩽action must coincide. Ideally,
we would make  ⩽ () =  ⩽ (). However, this is not
possible, as 3 is not a counter-model of . In fact, the
only counter-models of  are 2 and 4. Observe that
2 is the only counter-model of  that satisfy 1.
Therefore, the track selection function must choose 2, that
is,  − () = {2}. Not surprisingly, 2 and 3 are
equally preferable modulo ⩽−, and according to Condition
3 from the definition of track selection function 2 must
be picked for contracting , since 1 was chosen to
contract . This condition, as this example illustrates, ensures
uniformity.</p>
        <p>Proof sketch. Postulates of success, inclusion, vacuity and
uniformity are easy to prove. We focus on relevance.</p>
        <p>Let  ∈  ∖ ( − ̇  ⩽  ). Thus, there is some model
 ∈  ⩽ ( ) such that  ̸|=  . As  ∈  ⩽ ( ), we
have that  |=  − ̇  ⩽  and  ∈ min⩽ (J K). Thus,
 − ̇  ⩽  ⊆</p>
        <p>Pres( | ) ⊆  .</p>
        <p>Let us suppose for contradiction that  ̸∈ (Pres( |
) ∪ { }). Thus, there is some model  ′ ∈ J K such
that</p>
        <p>′ |= Pres( | ) ∪ { },
which implies Pres ( | ) ∪ { } ⊆ Pres( ′ | ).</p>
        <p>As  ̸|=  , we have that  ̸∈ Pres( | ). Therefore,
Pres( | ) ⊂ Pres( | ) ∪ { }. This means
that Pres( | ) ⊂ Pres( ′ | ) which implies that
 ′ &lt;  . Therefore,  ̸∈ min⩽ (J K), which is a
contradiction.</p>
        <p>Theorem 23. Every rational base contraction function is</p>
        <p>Following the same strategy as for theories, a contrac- a tracked contraction function.
tion on a belief base is performed by keeping the formulae
from the current belief base that are satisfied by all the Since a track establishes a plausibility relation between
counter-models selected by a tracking selection function. models, it is natural to expect that a track also works as
an epistemic preference relation. Therefore, instead of
simply picking some of the most plausible models w.r.t a
track, it would be rational to pick all such most plausible
models. We will call contraction operators that follow
this strategy full tracked contraction:
some operations satisfying core-retainment do
incorporate models of  . This exhibits the permissive and drastic
behaviour of smooth kernel contraction for bases.
Example 5 illustrates this behaviour.
Example 5. Let  = {,  → ,  ∨ , }, and suppose
Definition 24. Let ⩽ be a founded tracking of a belief that we want to contract ‘’. There are only four
possibase . The full tracked selection of ⩽ is the function  ⩽ ble solutions satisfying both core-retainment and relative
such that  ⩽ ( ) = min⩽ (J K). Tracked contraction closure:
operators founded on full tracking selection functions are
full tracked contraction operators. 1 = {,  ∨ , } 2 = { → , }</p>
        <p>Full tracked contraction operators do satisfy
intersection, due to the transitivity of tracks.</p>
        <p>Theorem 25. Every full tracked contraction satisfies
intersection.</p>
        <p>Although tracks capture intersection, they are not
strong enough to capture conjunction. Observe that tracks
form a special case of faithful pre-orders (Definition 14).</p>
        <p>It would be natural then to simply impose totality upon As Example 5 illustrates, we need to allow selection
the tracks in the hope of capturing conjunction. Totality, functions to pick not only counter-models but also
modhowever, has been criticised in the literature for being els of the formulae being contracted. However, even for
too demanding, as an agent might be indiferent or igno- core-retainment, not all models can be chosen. For
inrant on how to grade some of its beliefs [23]. Moreover, stance, although  ′ = {} is a model of ‘’,  ′ violates
works such as [10, 24] have observed that totality is not all the four rational solution for contracting  in
Examstrong enough to capture conjunction, even for theories, ple 5, as  ′ violates . On one hand, we need to relax
in more expressive logics. As a solution, Ribeiro et al. the selection functions to pick models of the formulae
be[10] has introduced mirroring: ing contracted. On the other hand, we need to constrain
mirroring: if  ̸⩽  and  ̸⩽  but  ⩽  the selection function so we do not choose unsuitable
then  ⩽ . models. The tracks still capture enough information to
allow distinguishing between such suitable and unsuitable
models. We slightly modify the definition of the tracking
selection function to capture this permissive behaviour:</p>
        <p>Mirroring is similar to the modular relations
introduced at [23] which was based on the modular partial
orders of Lehmann and Magidor [25]. Though modular
relations are defined as partial orders, we do not impose
such restrictions. According to mirroring, if two models
are incomparable then they should agree upon their
preferences. We will show here that by employing mirroring
upon tracks, conjunction is also captured for belief bases.</p>
      </sec>
      <sec id="sec-6-6">
        <title>Theorem 26. If a founded track ⩽ satisfies mirroring</title>
        <p>than its full tracked contraction operator satisfies
conjunction.</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>5. Smooth Kernel Contraction: A</title>
    </sec>
    <sec id="sec-8">
      <title>Semantic Perspective</title>
      <p>In this section, we characterise semantically the class of
smooth kernel contraction operations. In terms of
rationality postulates, we are capturing core-retainment
and relative closure. While semantic operators
satisfying relevance, as shown in the previous section, select
only countermodels of the formula  being contracted;
3 = { ∨ , }</p>
      <p>4 = {}.</p>
      <p>Solutions 1, 2 and 4 satisfy relevance, while 3 does
not satisfy relevance but core-retainment. The base 3 can
only be obtained selecting the models {, } and {, }.</p>
      <p>Observe that the latter model satisfies . Therefore, in
order to capture core-retainment, it is necessary to relax
the selection functions to choose both models and
countermodels of the formulae to be contacted.</p>
      <p>Definition 27. A permissive selection function on a
founded track ⩽ is a map  ⩽ : ℒ →  (ℐ) such that
(1)  ⩽ ( ) = ∅, if  is a tautology;
(2)  ⩽ ( ) ∩ J K ̸= ∅, if  is not a tautology;
(3)  ⩽ ( ) =  ⩽ ( ), if  and  are -uniform;
(4) permissiveness: if  ∈  ⩽ ( ), then</p>
      <p>Pres(min⩽ (J K) | ) ⊆</p>
      <p>Pres( | ).</p>
      <p>As tautologies cannot be contracted, Condition 1
enforces that no model will be picked for tautologies.
Condition 2 relaxes the selection mechanism to choose both
models and counter-models, while enforcing that at least
one counter-model will be chosen, so the contraction is
successful. Condition 3 is related to the uniformity
postulate, and states that -uniform formulae present the
same choice. Since models are allowed to be picked, the
last condition, permissiveness, dictates how permissive
8 :</p>
      <p>{ → }
4 :</p>
      <p>{ → , }
2 : { → ,  ∨ , }
1 : 
7 :</p>
      <p>{,  ∨ }
3 :
{,  ∨ , }</p>
      <p>The contraction function is defined analogously to the
tracked contractions:
Definition 28. Let  be a permissive selection function
on a track ⩽. The permissive contraction founded on  is
defined as  − ̇   = { ∈  |  ( ) ⊆ J K}.</p>
      <p>The permissive contraction operators are as rational
as smooth kernel contraction operators:
Theorem 29. Every permissive contraction function
satisifes success, inclusion, vacuity, uniformity, core-retainment
and relative closure.</p>
      <p>Theorem 30. If − ̇ satisfies success, inclusion, vacuity,
uniformity and core-retainment and relative closure, then
− ̇ is a permissive contraction.</p>
      <p>Our representation result follows from Theorem 29
and Theorem 30 which jointly state that the most basic
rationality postulates characterize the class of permissive
contraction operations. This result jointly with
Theothe selection mechanism can be. While contracting a for- rem 10 implies that smooth kernel contraction operations
mula  , instead of picking only the best models w.r.t the and permissive contraction correspond to the same class
track relation, permissiveness allows any (counter)model of operators: being the latter the semantic counterpart
 to be chosen, as long as  preserves as much infor- of the former.
mation as the best counter-models of  . For clarity, we
will omit the subscript ⩽ and simply write  .</p>
    </sec>
    <sec id="sec-9">
      <title>6. Conclusion and Future Works</title>
      <p>Example 6. (continued from Example 5). We have eight
models in total:
While both syntactic and semantic operators are well
known for belief theory contraction (and other forms
1 = {, , } 5 = {, } of belief change), only syntactic operators are known
2 = {, } 6 = {} to be rational on belief bases. In this work, we have
introduced new classes of semantic contraction operators
3 = {, } 7 = {} for belief bases: tracked contraction operators, full tracked
4 = {} 8 = ∅. contraction operators, and permissive tracked contraction
operators. These operators rely on plausibility relations
Fig. 3 illustrates the least track ⩽− for the knowledge base between models, called tracks.
. For clarity, in Fig. 3, we depict within rectangles the In order to contract a formula  , the (full) tracked
formulae from  that are satisfied by each model. Observe contraction operators select among the most plausible
that the counter-models of  are {3, 4, 7, 8}, and counter-models of  w.r.t a track relation (the most
relismelienc⩽ti−on( fu n)ct=ion{tha3t, pic4ks}ownhl yicha3reorcolou4ryeidelidnsgrreasyp.eAc- the selection mechanisms, allowing to pick models
in</p>
      <p>J K able ones). The permissive tracked contraction relaxes
tively the solutions 1 and 2, while picking both 3 and
4 yields the solution 4. The solution 3, which satisfies
core-retainment but fails relevance, can only be obtained
by choosing the model 2. Observe that 2 preserves as
much as 3 and 4 combined, that is,</p>
      <p>Pres(3 | ) ∩ Pres (4 | ) ⊆</p>
      <p>Pres (2 | ).</p>
      <p>Therefore, according to permissiveness, a selection function
can choose any of the models in {2, 3, 4}. Notice
that 2 is a model of ‘’, while 3 and 4 are
countermodels of ‘’. The models that preserve as much
information as 3 and 4 combined are depicted within the
dashed lines.
stead of only counter-models, as long as some
innocuous requirements are satisfied. We have established two
important representation theorems: the first one
connects tracked contraction operations with relevance and
the other basic rationality postulates, while the second
one connects the permissive tracked contraction
operators with core-retainment and the most basic rationality
postulates. Equivalently, the tracked contraction
operations semantically characterize the partial meet
operators, while the permissive tracked contraction operators
characterize semantically the smooth kernel contraction
operators. A track unveils an agent’s epistemic
preferences: the most plausible models coincide with the most</p>
    </sec>
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